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Financial Services Alerter - August 2018 developments

Newsletter

Submitted: 18 September 2018

Issue 127 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.
Financial Services Alerter - July 2018 developments

Newsletter

Submitted: 18 September 2018

Issue 126 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.
Financial Services Alerter - June 2018 developments

Newsletter

Submitted: 18 September 2018

Issue 125 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.
Financial Services Alerter - May 2018 developments

Newsletter

Submitted: 18 September 2018

Issue 124 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.
The Securitisation Regulation: key points for UCITS managers

Article

Submitted: 17 September 2018

The EU’s Securitisation Regulation becomes effective from 01 January 2019. We assess the impact the Regulation has on UCITS, UCITS management companies and delegate investment managers.
The EU Securitisation Regulation - the clock is ticking but questions remain for US managers

Article

Submitted: 14 September 2018

With just over three months until the European Securitisation Regulation comes into effect, this Note highlights that US investment managers should be aware of the possibility that they may be impacted by its provisions.
10 big changes since Lehman

Article

Submitted: 13 September 2018

This article is part of our series marking the 10 year anniversary of the collapse of Lehman examining today's issues from the perspective of Lehman and Lehman's legacy.
Irish regulator sets deadline of 30 November 2018 for review of UCITS performance fees

Article

Submitted: 07 September 2018

By a letter dated 04 September 2018, the CBI announced that it will require all Irish UCITS management companies, including self-managed UCITS (ManCos), managing UCITS charging performance fees to review their existing performance fee methodologies to ensure they are in compliance with the relevant CBI Guidance and for the Chair of the Board of each ManCos to confirm in writing to the CBI by 30 November 2018 that such a review has been conducted and its outcome.
Public offers of securities with a total consideration in the EEA of less than €8m do no longer require a prospectus in Germany

Article

Submitted: 29 August 2018

The German legislator took advantage of the liberalisation option contained in the Prospectus Regulation and stipulated that public offers of securities with a total consideration of less than €8m do not fall under the requirement to publish an approved prospectus.
Legal Headwinds: Asia - Quarterly Report - Q3 2018

Newsletter

Submitted: 10 August 2018

The Q2 2018 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.