Investment Bank Regulatory

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• BaFin publishes short selling ban in Wirecard AG

  Article

  Submitted: 18 February 2019

  ​On February 18, 2019, the German Federal Financial Supervisory Authority (BaFin) issued a general administrative decree prohibiting the creation and increase of net short selling positions in shares of Wirecard AG (DE0007472060).

• Legal Headwinds: UK/EU - Quarterly Report - Q1 2019

  Newsletter

  Submitted: 13 February 2019

  The Q1 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 January 2019 to 31 March 2019.

• Legal Headwinds: Asia - Quarterly Report - Q1 2019

  Newsletter

  Submitted: 13 February 2019

  The Q1 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

• Brexit: First tangible measures published by French Government in order to prepare for a Hard Brexit

  Article

  Submitted: 07 February 2019

  This article follows on from our update on 23 November 2018.

• The FCA’s policy statement following the Asset Management Market Study: impact on fund managers

  Article

  Submitted: 06 February 2019

  We assess the impact the Financial Conduct Authority’s policy statement, which sets out the second set of remedies for the funds industry following an industry consultation on its Asset Management Market Study, has on fund managers.

• Temporary permission regime published in the Netherlands

  Article

  Submitted: 05 February 2019

  An amendment to current Dutch legislation has been published on 04 February 2019 which allows investment firms from the United Kingdom to continue the provision of investment services to per se professional clients in the Netherlands in a no-deal Brexit scenario.

• Central Bank of Ireland publishes Markets Update with preparations for Brexit at the forefront

  Article

  Submitted: 05 February 2019

  On 04 February 2019, the Central Bank of Ireland published a Markets Update, providing information on (among other things) a number of issues to help the Irish funds industry prepare for Brexit.

• EMIR REFIT: an overview

  Article

  Last Reviewed: 31 January 2019 / Submitted: 08 May 2018

  ​A summary of the proposed changes to EMIR that are expected to come into effect in Q1/Q2 2019.

• ESMA encourages regulatory forbearance on imminent clearing, trading and reporting deadlines

  Article

  Submitted: 31 January 2019

  A short overview of the European Securities and Markets Authority's (ESMA) statement on EMIR REFIT implementation timing issues.

• All change - the review of Irish limited partnership law in 2019 should be good news for private fund managers

  Article

  Submitted: 31 January 2019

  The private funds industry in Ireland is likely to see new opportunities as a result of potentially significant changes to Irish limited partnership law in 2019, offering enhanced flexibility both for AIFs established as regulated investment limited partnerships and those structured as unregulated 1907 limited partnerships.

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