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Veröffentlicht: 26 April 2017
The Q2 2017 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 April 2017 to 30 June 2017.
Veröffentlicht: 21 April 2017
A summary of the actions that managers and boards of Cayman Island funds should undertake in 2017 to be compliant with their Common Reporting Standard obligations.
Veranstaltungsdatum: 18 May 2017
This training seminar takes place in our Amsterdam office and covers a broad range of topics and recent developments relevant to financial institutions and asset managers.
Veröffentlicht: 11 April 2017
On 23 March 2017 the Dutch Minister of Finance published a proposal to implement the inducement restrictions set out in MiFID2, which is now up for consultation.
Gegenstand ist die Verwaltungspraxis bei der Sanktionierung bestimmter Verstöße gegen Stimmrechtsmitteilungs-, die Finanzberichterstattungs- und die Ad-hoc Mitteilungspflichten.
Veröffentlicht: 31 March 2017
Issue 109 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.
Intermediaries marketing certain speculative products in Spain must comply with strict measures to ensure retail investors are fully aware of complexity and associated risks.
On 27 March 2017, the FCA published amended forms to be used by AIFMs notifying the FCA of an intention to market AIFs in the UK under the national private placement regime (NPPR).
Veröffentlicht: 30 March 2017
The UK has given notice to cease to be one of the Member States of the European Union (EU) (Brexit) - what does this mean in practice?
Veröffentlicht: 15 March 2017
This session highlights the changes in the sanctioning practice as published by the regulator and offered insights into current developments in the practice of the regulator.
Podcast 584: Asterisk - Key risks for financial institutions and asset managers in 2017
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Amsterdam 18 May 2017
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