Kapitalmärkte & Derivate

Aktuelles

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  • Toezichtrechtelijke Kwartaalupdate

    Webinar

    Veranstaltungsdatum: 12 September 2017

    Het is uitdagend om de relevante toezichtrechtelijke ontwikkelingen voor de asset management sector bij te houden en alle verplichtingen tijdig te implementeren. Het gevoel iets over het hoofd te zien is groot in deze tijd van niet aflatende regelgeving.

  • Wanted! 480 independent NEDs for Authorised Fund Managers

    Artikel

    Veröffentlicht: 07 August 2017

    The FCA is consulting on proposed changes to the governance of authorised fund managers (AFMs) which would involve the appointment of an estimated 480 independent non-executive directors (NEDs) across the UK asset management sector.

  • AIG OFAC enforcement decision: Lessons in self-disclosure and cooperation

    Artikel

    Veröffentlicht: 07 August 2017

    The recent AIG OFAC Enforcement Notice (the AIG Notice) provides valuable insight into areas that international insurance and financial services organisations should be mindful of from a sanctions-risk mitigation perspective. The AIG Notice also presents some valuable lessons, in light of OFAC’s Economic Sanctions Enforcement Guidelines on some of the potential benefits of self-disclosure and co-operation.

  • New UK Senior Managers Regime: the impact on US firms with a UK presence

    Seminar

    Veranstaltungsdatum: 14 September 2017

    Experts from our Employment and Regulatory teams will be holding a seminar in New York to discuss the new individual accountability regime (also known as the Senior Managers and Certification Regime), which will affect all UK regulated firms and their senior management from 2018.

  • Renewal of FFI Agreements required

    Artikel

    Zuletzt geprüft: 04 August 2017 / Veröffentlicht: 19 June 2017

    Foreign financial institutions (FFIs) with existing FFI agreements with the US Internal Revenue Service have been given an extended deadline until 24 October 2017 to renew those agreements.

  • Podcast 614: An update on the corporate equity derivatives market in Asia

    Video Podcast

    Veröffentlicht: 03 August 2017

    Simmons & Simmons partner Simon McKnight and Anna Burns give us an update on the corporate equity derivatives market in Asia.

  • Podcast 613: Luxembourg Fiduciary Structures

    Video Podcast

    Veröffentlicht: 02 August 2017

    Simmons & Simmons partners, Louis-Maël Cogis and Alan Davies discuss the main legal frameworks for Luxembourg fiduciary structures, which are increasingly seen as an alternative to SPV structures.

  • Legal Headwinds: Asia - Quarterly Report - Q3 2017 Eingeschränkter Zugriff

    Newsletter

    Veröffentlicht: 02 August 2017

    The Q3 2017 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

  • Legal Headwinds: UK/EU - Quarterly Report - Q3 2017 Eingeschränkter Zugriff

    Newsletter

    Veröffentlicht: 01 August 2017

    The Q3 2017 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 July 2017 to 30 September 2017.

  • Legal Headwinds NL/EU - Quarterly Report - Q3 2017

    Newsletter

    Veröffentlicht: 31 July 2017

    The Q3 2017 edition of Legal Headwinds focuses on key regulatory developments relevant to financial institutions operating in the Netherlands for the period from 01 July 2017 to 30 September 2017.

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