Regulierungs

Aktuelles

1 bis 10 von 84
  • Working Relations October 2017

    Newsletter

    Veröffentlicht: 20 October 2017

    A review of legal and general developments during July, August and September 2017 affecting working relations in England and Wales.

  • SMCR: 10 things all FCA solo-regulated financial services firms need to know

    Artikel

    Veröffentlicht: 01 September 2017

    Our helpful briefing note highlights the top 10 things you need to know about the proposed extension of the Senior Managers and Certification Regime (SMCR) to all FCA solo-regulated financial services firms.

  • UK employment law - future developments

    Artikel

    Zuletzt geprüft: 22 August 2017 / Veröffentlicht: 01 February 2017

    Anticipated changes to employment law in England and Wales.

  • Changes to banker bonus rules

    Artikel

    Veröffentlicht: 18 August 2017

    A revised Remuneration Regulation took effect on 04 August 2017. It transposes key aspects of the EBA Guidelines on Sound Remuneration Policies into German law.

  • Senior managers and certification regime for banks Eingeschränkter Zugriff

    Tracker

    Zuletzt geprüft: 04 August 2017 / Veröffentlicht: 16 December 2014

    A practical guide for HR to the new UK senior managers regime.

  • The FCA publishes Consultation Paper on extension of the Senior Managers and Certification Regime

    Artikel

    Veröffentlicht: 26 July 2017

    The Financial Conduct Authority (FCA) has, on 26 July 2017, published its consultation paper on the extension of SMCR to all FCA firms. We highlight the main implications of the proposed new regime.

  • BSB consultation on Certification Regime launched

    Artikel

    Veröffentlicht: 24 July 2017

    The Banking Standards Board (BSB) has launched a Consultation Paper seeking views on draft guidance designed to assist firms in dealing with risks and issues that may arise when assessing the fitness and propriety of staff under the Certification Regime.

  • BSB publishes Fitness and Propriety Assessment Principles

    Artikel

    Veröffentlicht: 24 July 2017

    In February 2017, the Banking Standards Board (BSB) published a statement of good practice on assessing Fitness and Propriety, setting out a framework of high-level principles, together with supporting guidance.

  • Towards transition: Brexit & the EU

    Webinar

    Veröffentlicht: 18 July 2017

    Access on-demand recording of our recent Brexit event - Towards transition: Brexit & the EU - Are you ready?

  • Working Relations July 2017

    Newsletter

    Veröffentlicht: 17 July 2017

    A review of legal and general developments from February to June 2017 affecting working relations in England and Wales.

1 bis 10 von 84