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Veröffentlicht: 13 December 2017
Watch our recent webinar on demand. Gain a practical overview of the duty of responsibility under SMCR, including by reference to existing guidance from the FCA as well as guidance on the senior managers Conduct Rules.
In a positive move for the local fund industry, Luxembourg has clarified that tax residence certificates for the purposes of double tax treaties are available to reserved alternative investment funds (RAIFs) not investing in risk capital.
Presentation of the ON24 session in which the German Financial Service Team focus on MaRisk Outsourcing, Distribution agreements and New Investment Ordinance.
This note summarises the key issues arising from MiFID2 which have a potential impact on APAC asset managers.
Veröffentlicht: 12 December 2017
Two or more persons can become jointly liable in tort when they act together, or where one defendant has induced or incited another to commit a tort.
Zuletzt geprüft: 12 December 2017 / Veröffentlicht: 25 October 2017
It’s crunch time for MiFID2 and we're here to help you with your final preparations through our series of webinars. Access the webinar recording on MiFID2: Brexit.
Veröffentlicht: 11 December 2017
A brief summary of the FCA statement granting regulatory forbearance from the exchange for variation margin for physically-settled FX forwards.
Veröffentlicht: 07 December 2017
What a prospective fund manager should think about when launching a crypto currency or digital assets fund in Hong Kong or Singapore.
Veröffentlicht: 06 December 2017
The Supreme Court has applied basic principles of the law of damages to a valuers' negligence claim in the context of a refinancing transaction.
View this webinar on demand and download the slides now. We take a look at SMCR Conduct Rules and what firms should do now in preparation for these.
London 13 December 2017
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