Asset Management & Investmentfonds

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  • SEC decision could enable active ETF Managers to reach their full potential - will ESMA follow suit?

    Artikel

    Veröffentlicht: 17 April 2019

    In a significant development for the Exchange Traded Funds (ETF) industry, the U.S. Securities and Exchange Commission (SEC) has given conditional approval for a new non-transparent ETF structure, which avoids the need to disclose its portfolio holdings.

  • Legal Headwinds: Insurance Q2 2019 Eingeschränkter Zugriff

    Artikel

    Veröffentlicht: 17 April 2019

    This report focuses on key regulatory developments relevant to insurance companies. It looks at future developments, rather than being a retrospective analysis. We outline what is relevant this quarter and beyond.

  • Legal Headwinds: UK/EU - Quarterly Report - Q2 2019

    Newsletter

    Veröffentlicht: 17 April 2019

    The Q2 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 April 2019 to 30 June 2019.

  • Ground-breaking Supreme Court ruling in Spain impacting stamp duty on amendments to mortgages

    Artikel

    Veröffentlicht: 16 April 2019

    The Spanish Supreme Court (SC) has recently issued a decision which should generally imply a material reduction of stamp duty costs payable in connection with amendments made to mortgages. According to the SC, amendments to mortgages will be taxed on the basis of the financial impact resulting from the clauses which modification is agreed upon. The SC ruling opens the door to significant stamp duty refunds for amounts paid in excess over the past four years (statute of limitations).

  • Luxembourg adopts EU Anti-Tax Avoidance Directive

    Artikel

    Veröffentlicht: 15 April 2019

    Luxembourg transposed the OECD and European Union’s tax avoidance measures into domestic law in December 2018, addressing hybrid mismatch rules, CFC rules, and interest limitation rules, among others. As the world’s second largest fund hub, Pierre-Régis Dukmedjian and Alejandro Dominguez explore the potential impact for taxpayers.

  • UK TPR - FCA further extends the period to make notifications to 30 May

    Artikel

    Veröffentlicht: 15 April 2019

    The FCA is extending to 30 May 2019 the deadline for inbound passporting EEA firms and funds to notify it of a wish to enter the UK’s Temporary Permissions Regime - updates to already made notifications can be made no later than 16 May 2019.

  • FCA fires warning shot over approval of financial promotions

    Artikel

    Veröffentlicht: 12 April 2019

    ​In a Dear CEO letter published on 11 April 2019, the FCA sends out a further warning shot that it will take action where necessary against firms which approve financial promotions for unauthorised entities without having performed the due diligence to ensure that the promotion is fair, clear and not misleading.

  • Brexit Draft Law 7401 for Luxembourg Financial Services Adopted

    Artikel

    Veröffentlicht: 11 April 2019

    On 10 April 2019, the Luxembourg Parliament adopted the Brexit draft law 7401 for financial services.

  • Brexit Draft Law 7426 Adopted - Treatment of breaches of investment policies/rules of Luxembourg UCIs and marketing of UK UCITS to Luxembourg retail investors

    Artikel

    Veröffentlicht: 11 April 2019

    On 10 April 2019, the Luxembourg Parliament has adopted the Brexit draft law 7426 with respect to treatment of breaches of investment policies/rules of Luxembourg UCIs and marketing of UK UCITS to Luxembourg retail investors.

  • ESMA’s updated Q&As on UCITS KIIDs – key changes and action points for managers

    Artikel

    Veröffentlicht: 08 April 2019

    The European Securities and Markets Authority’s (ESMA) updated Q&As bring in various changes to a UCITS’s Key Investor Information Document (KIID). This Note looks at some of the more important implications of ESMA’s guidance and offers some action points which managers should be taking to ensure compliance.

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