Asset Management

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• MiFID2 Tracker

  Tracker

  Last Reviewed: 20 September 2017 / Submitted: 14 April 2015

  Financial institutions need to start planning for the changes that MiFID2 will bring into force from 03 January 2018. This microsite is designed to provide a helpful guide to understanding the legislative developments MiFID2 will introduce. It also contains materials and training materials designed to assist you in understanding both how MIFID2 will impact your business and what you need to do to prepare for MiFID2.

• MiFID2: expected amendments to fund documentation for UK authorised funds

  Article

  Submitted: 20 September 2017

  We summarise the key amendments which we expect UK authorised fund managers (including UK UCITS management companies) will need to make to fund documentation in light of MiFID2.

• MiFID2: expected amendments to fund and managed account documentation for UK AIFMs

  Article

  Submitted: 19 September 2017

  We summarise the key amendments which we expect hedge fund managers (full scope UK AIFMs) will need to make to AIF and managed account documents in light of MiFID2.

• EU PRIIPs Regulation: Do you need a “KID” for your AIF?

  Article

  Submitted: 18 September 2017

  This note sets out information relating to the implications of the PRIIPs regime for managers and distributors of alternative investment funds (AIFs).

• FCA refers investment advice industry to CMA for in-depth review

  Article

  Submitted: 15 September 2017

  The financial regulator says it has concerns about competition in the investment consultancy industry.

• Brexit and financial services: A comparative table of taxes in key European jurisdictions

  Article

  Last Reviewed: 13 September 2017 / Submitted: 15 August 2016

  A comparative table of the main taxes and reliefs relevant to setting up a financial services business in Germany, Ireland, Italy, Luxembourg, the Netherlands and Spain.

• The FCA's Asset Management Market Study Final Report

  Article

  Submitted: 12 September 2017

  This note provides a commentary on the concept of a “strengthened" duty to act in the best interests of investors and what that means in practice.

• MiFID2: documents and policies update for asset managers

  Article

  Submitted: 12 September 2017

  Our briefing note provides a checklist of the legal agreements and compliance policies likely to be impacted by changes brought in by the UK’s implementation of MiFID2. It sets out our general views on what documentation reviews and updates firms may wish to prioritise.

• Financial Services Alerter - August 2017 developments

  Newsletter

  Submitted: 11 September 2017

  Issue 115 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

• Review of the Credit Information Reporting Act (2017)

  Article

  Submitted: 08 September 2017

  An overview of the Federal Government of Nigeria signing into law, the Credit Reporting Act of 2017 (the Act) on 30 May 2017 to curtail its negative impact on SMEs.

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