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Article
Submitted: 22 September 2016
When implementing the UCITS V Directive in the UK, the FCA allowed a transitional period to 30 September 2016 in respect of including certain information in the prospectus for a UK UCITS. This period will shortly run out.
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Newsletter
Submitted: 22 September 2016
The Securities and Futures Commission of Hong Kong issued an updated version of its FAQs in relation to "Offers of Investments" under the Securities and Futures Ordinance of Hong Kong (SFO), which provides further guidance with regard to Part IV of the SFO and collective investment schemes connected with interests in real property.
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Article
Submitted: 21 September 2016
African Private Equity and Venture Capital Association talks to Noro-Lanto Ravisy about Simmons & Simmons’ expertise in African PE, and her expectations for the future.
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Conference
Event date: 06 October 2016
The Autumn Legal Business Update offers you the opportunity to hear about a broad range of topical issues relevant to financial institutions, asset managers and investment funds, from lawyers across many disciplines.
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Conference
Event date: 05 October 2016
The Autumn Legal Business Update offers you the opportunity to hear about a broad range of topical issues relevant to financial institutions, asset managers and investment funds, from lawyers across many disciplines.
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Article
Submitted: 09 September 2016
Investors in the scandal-hit German carmaker must make a choice between collective or individual action, or sitting out for the time being.
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Article
Submitted: 08 September 2016
This article is intended to give readers a brief overview of Consultation Paper No. 3 of 2016 which relates to the introduction of a new legislative framework for the Abu Dhabi Global Market to support participants developing innovative technology within the financial services sector.
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Seminar
Event date: 28 September 2016
In July 2016, the Financial Conduct Authority (FCA) issued the finalised “Guidance for firms outsourcing to the cloud and other third-party IT services” to regulated firms clarifying the requirements on financial firms when utilising the cloud and other third-party IT services.
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Newsletter
Submitted: 07 September 2016
Issue 103 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.
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Article
Submitted: 01 September 2016
The Market Misconduct Tribunal has published its report on the SFC action against Andrew Left.