Asset Management

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  • Cayman Islands FATCA and CRS reporting deadline extended


    Submitted: 24 July 2017

    The Cayman Islands have announced a final extension of the 2017 deadline for US FATCA and Common Reporting Standard (CRS) reporting to 31 August 2017.

  • Oversight July 2017 - Update on Hong Kong's open ended fund companies


    Submitted: 21 July 2017

    This Oversight summarises the latest key proposals for Hong Kong’s open-ended fund company regime by reference to the new equivalent in Singapore.

  • Brexit


    Last Reviewed: 20 July 2017 / Submitted: 16 June 2016

    The legal consequences of the UK exiting from the EU: what should businesses be considering?

  • Oversight July 2017 - SFC circular clarifies the competence requirements to provide asset management services


    Submitted: 20 July 2017

    This Oversight summarises the SFC's circular clarifying the competence requirements for existing persons seeking to be licensed for Type 9 (asset management) regulated activity.

  • MiFID2 - FCA publishes final rules on conduct of business requirements


    Submitted: 19 July 2017

    On 03 July 2017, the Financial Conduct Authority (FCA) published Policy Statement, PS 17/19, containing the final rules by which it will transpose key conduct of business requirements under MiFID2. These will affect what the FCA acknowledges will be “a wide range of regulated and recognised firms".

  • FCA publishes Terms of Reference for investment platforms market study


    Submitted: 19 July 2017

    The FCA's new competition probe into investment platforms seeks to examine all aspects of online retail investment distribution.

  • Market Abuse Regulation knowledge centre


    Last Reviewed: 17 July 2017 / Submitted: 25 April 2016

    Our Market Abuse Regulation knowledge centre provides you with access to the key materials relating to the EU’s revisions to its 2003 Market Abuse Directive (MAD), which have led to the adoption of a new Market Abuse Regulation (MAR) and associated recast Directive (CSMAD).

  • Senior Managers and Certification Regime Extension


    Last Reviewed: 17 July 2017 / Submitted: 23 March 2016

    A practical guide to preparing for the proposed extension of the senior managers and certification regime to all FMSA authorised persons.

  • Interpretation of law post-Brexit

    Blog Post

    Submitted: 14 July 2017

    The publication of the European Union (Withdrawal) Bill and the UK Government’s position paper on ongoing EU proceedings sheds some light on how the UK courts will approach interpreting EU legislation retained in the UK post-Brexit, but questions and difficulties remain.

  • Towards transition: Brexit & the EU

    Blog Post

    Submitted: 13 July 2017

    This week, we hosted an event at our London office (and simultaneously live-streamed for those unable to join in person), on the topic of business transition in the context of Brexit and the EU.

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