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Submitted: 22 November 2017
Download the slides and watch our recent webinar on-demand. This session had a particular focus on tricky issues such as extraterritoriality, how to manage your existing SIF population and statements of responsibility. It also covered the duty of responsibility and how to take reasonable steps, and how to create clear reporting lines. You will also receive a helpful reminder of the relevant provisions in the draft rules (including relevant comments for insurers).
Last Reviewed: 21 November 2017 / Submitted: 25 October 2017
It’s crunch time for MiFID2 and we're here to help you with your final preparations through our series of webinars. Access the webinar recording on MiFID2: Commodities.
Submitted: 20 November 2017
The UK's Financial Conduct Authority (FCA) announces that new Annex IV reporting forms AIF001 and AIF002 will be in place in time for quarterly reports due in January 2018.
Submitted: 14 November 2017
This note summarises the Spanish Securities Markets Commission (Comisión Nacional del Mercado de Valores (CNMV) communication confirming compliance with ESMA Guidelines on transaction reporting, record keeping and clock synchronization under MiFID2 from 03 January 2018.
Submitted: 13 November 2017
On 10 November 2017, the Chinese Government announced that China will further open up its financial services sector.
The Monetary Authority of Singapore is proposing to introduce a liquidity risk management framework for fund managers with respect to the open-ended funds they manage.
Submitted: 10 November 2017
We highlight the key points set out in our response to Consultation Paper (CP17/25) on the extension of the Senior Managers & Certification Regime (SMCR) to all FCA solo-regulated firms.
Submitted: 08 November 2017
Watch our recent webinar on-demand - Hear specific practical and legal issues from industry as well as our thoughts on the SMCR consultation papers as we cover the main points we have made to the FCA in our response (including relating to insurers).
Submitted: 07 November 2017
HMRC draft guidance confirms that investment research services will attract VAT post MiFID2 unless they fall within the exemption for fund management services.
Last Reviewed: 06 November 2017 / Submitted: 19 September 2017
We summarise the key amendments which we expect hedge fund managers (full scope UK AIFMs) will need to make to AIF and managed account documents in light of MiFID2.
Simmons & Simmons has an alliance with leading US firm Seward & Kissel for hedge fund and asset management work.
To see briefing papers by the Seward & Kissel investment management team on elexica, click here.
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