Asset Management

Latest

11 to 20 of 2074
  • Amendment to the Administrative Procedures for Retail Schemes Restricted access

    Article

    Submitted: 16 January 2018

    The Monetary Authority of Singapore will require scheme particulars to be updated at least once a year so as to facilitate its monitoring of the fund industry in Singapore.

  • Financial Services Alerter - December 2017 developments

    Newsletter

    Submitted: 16 January 2018

    Issue 119 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • Oversight January 2018 - Advertising Guidelines for Retail Funds Amended

    Newsletter

    Submitted: 15 January 2018

    This Oversight considers and analyses the changes introduced by the SFC’s new FAQ34A to its FAQs on Advertising Materials of Collective Investment Schemes Authorised under the Product Codes.

  • Oversight January 2018 - SFC Consultation on Major Changes to Code on Unit Trusts and Mutual Funds

    Newsletter

    Submitted: 12 January 2018

    This Oversight considers a Consultation Paper on Proposed Amendments to the Code on Units Trusts and Mutual Funds published by the Securities and Futures Commission on 18 December 2017.

  • The new Capital Investment Circular

    Article

    Submitted: 11 January 2018

    On 12 December 2017, the German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht - “BaFin”) published the new Capital Investment Circular 11/2017 (Capital Investment Circular).

  • Das neue Kapitalanlagerundschreiben

    Article

    Submitted: 11 January 2018

    Am 12. Dezember 2017 hat die BaFin das neue Kapitalanlagerundschreiben 11/2017 veröf-fentlicht.

  • Luxembourg regulator tightens policy on a UCITS’s ability to invest in non-UCITS ETFs

    Article

    Submitted: 09 January 2018

    On 05 January 2018, the Luxembourg securities regulator, the Commission de Surveillance du Secteur Financier, (CSSF) announced an important change of policy, restricting the ability of Luxembourg UCITS to invest in non-UCITS exchange traded funds (ETFs) and requiring UCITS to disinvest from existing positions as soon as possible.

  • Licence application for depositaries and AIFMs

    Article

    Submitted: 05 January 2018

    ​This article provides a brief description of the scope and impact of the licence application for depositaries and Alternative Investment Fund Managers (AIFMs).

  • Amendments to the CIS Code Restricted access

    Article

    Submitted: 03 January 2018

    The Monetary Authority of Singapore (MAS) issued a consultation paper on 10 November 2016 (the Consultation Paper) relating to proposed amendments to the Code on Collective Investment Schemes (CIS Code). The consultation closed on 12 December 2016.

  • Conduct risk

    Microsite

    Last Reviewed: 03 January 2018 / Submitted: 25 January 2017

    This site assists clients in viewing their business, people and operational risks through the Conduct Risk lens.

11 to 20 of 2074