Asset Management

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  • Legal Headwinds: NL/EU - Quarterly Report - Q4 2014 Restricted access

    Newsletter

    Submitted: 15 October 2014

    The Q4 2014 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the Netherlands for the period from 01 October to 31 December 2014.

  • Investigative Insight - Issue 06 Restricted access

    Newsletter

    Submitted: 15 October 2014

    This is the sixth edition of Investigative Insight.

  • Financial Services Alerter - September 2014 developments Restricted access

    Newsletter

    Submitted: 14 October 2014

    Issue 80 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • Financial Institutions and Asset Management & Investment Funds Autumn Legal Business Update 2014 Restricted access

    Conference

    Submitted: 09 October 2014

    Video recordings and slides available from our tenth annual training programme held on 8th/9th October 2014.

  • Hot topics for hedge funds Restricted access

    Seminar

    Submitted: 09 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. This session reviews current hot topics for the hedge fund industry.

  • Marketing under AIFMD: Do you think it’s all over? Restricted access

    Seminar

    Submitted: 09 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. An update on requirements to market non-EEA AIFs in the EEA, experiences of registration regimes and identifying any trends in registration and reverse inquiry.

  • EMIR and Dodd-Frank: hot topics for asset managers Restricted access

    Seminar

    Submitted: 09 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. With the majority of obligations under both EMIR and Dodd-Frank now in force, this session discusses the key outstanding issues faced by asset managers from both a European and a US perspective, including extra-territoriality and equivalence, clearing account structures, and particular issues for UCITS and pension schemes.

  • MiFID 2: Where are we at? What’s coming? And How to prepare! Restricted access

    Seminar

    Submitted: 09 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. During this session, we look at the current state of play, the implementation timetable, key impact of issues covered by MiFID 2/MiFIR as well as some thoughts around how best to plan for a project of this kind.

  • MiFID 2 for asset managers Restricted access

    Seminar

    Submitted: 09 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. This session describes the key issues under MiFID 2 that are most likely to have an impact on asset managers. The session also covers the interaction between MiFID 2 and the AIFMD and UCITS directives.

  • We don’t need to think about merger control … do we? How small does a minority stake need to be to avoid merger control? Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. As the European Commission seeks jurisdiction to review ever-smaller investment stakes, this talk explores the various levels at which merger control can bite in relation to minority shareholdings.

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