Asset Management

Latest

11 to 20 of 2007
  • FCA publishes final report for its asset management market study

    Article

    Submitted: 13 July 2017

    The Financial Conduct Authority (FCA) final report includes remedy proposals but contains relatively few surprises.

  • ESMA updates its Q&As on UCITS

    Article

    Submitted: 12 July 2017

    ​On 11 July 2017, the European Securities and Markets Authority (ESMA) updated its Q&As, “Application of the UCITS Directive” by including two additional questions on (a) issuer concentration and (b) group links and independence.

  • ESMA updates its Q&As on AIFMD

    Article

    Submitted: 12 July 2017

    On 11 July 2017, the European Securities and Markets Authority (ESMA) updated its Q&As, “Application of the AIFMD” by including three additional questions regarding reporting information to national regulators.

  • Breakfast Briefing - Update on recent developments in German regulatory law Restricted access

    Seminar

    Submitted: 12 July 2017

    Now that the German implementation of MiFID2 has entered the home stretch, we have covered the German implementation of the MiFID2 rules for inducements, research and cost disclosure.

  • Financial Services Alerter - May 2017 developments

    Newsletter

    Submitted: 11 July 2017

    Issue 112 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • Brexit: Rule Brittania

    Blog Post

    Submitted: 11 July 2017

    Two Law Lords have recently entered the public arena on Brexit, highlighting the opportunities and challenges which Brexit brings.

  • CNMV Technical Guide Knowledge and Competence

    Article

    Submitted: 10 July 2017

    CNMV approves technical guidelines for the assessment of knowledge and competence of staff under MiFID2.

  • 欧盟法规对于“通道业务”的监管

    Article

    Submitted: 03 July 2017

    在本文中,我们与大家分享欧盟法律体系下对于通道业务的监管——简言之,监管者同意有条件的将投资决策职能委托给第三方,但是要求基金管理人保有长效的风险管理职能;由此可以看出欧盟资管行业对于风险管理的重视程度,从而督促基金管理人更重视风险收益比而不仅仅追逐高收益。

  • MAS Annual Report 2016/2017

    Article

    Submitted: 30 June 2017

    Set out below are certain key highlights and extracts from the MAS Chairman’s Statement.

11 to 20 of 2007