Asset Management

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  • Amsterdam Derivatives Academy Restricted access

    Training

    Submitted: 22 August 2014

    With an eye to developments such as EMIR, MiFID 2, the CSD Regulation and Europe’s ongoing battle against shadow banking, the evolving derivatives markets face many major legal changes. We aim to support our clients in steering their way through this drastically shifting legal landscape by providing them with relevant and practical information.

  • Kapitalabzug von Beteiligungen an reinen Industrieholdinggesellschaften Restricted access

    Article

    Submitted: 21 August 2014

    Laut Aussage der EBA fallen reine Industrieholdings nicht unter die Definition von Finanzinstituten und damit nicht unter die Abzugsvorschriften.

  • UCITS and cleared derivatives Restricted access

    Article

    Submitted: 18 August 2014

    The UCITS rules on derivatives have not kept pace with regulatory changes, including EMIR. This article considers ESMA’s latest discussion paper and other issues related to UCITS and clearing.

  • SDLT rules for property investment funds Restricted access

    Article

    Submitted: 13 August 2014

    The Government is considering introducing a form of seeding relief from SDLT for PAIFs and CoACSs, as well as an exemption from SDLT for transactions in units in a CoACS.

  • Financial Services Alerter - July 2014 developments Restricted access

    Newsletter

    Submitted: 11 August 2014

    Issue 78 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • FCA changes to the use of dealing commission rules - plenty more to come Restricted access

    Article

    Submitted: 11 August 2014

    This article includes a summary of the current position with regards to the FCA rules on dealing commission, the current Level 2 proposals in the MiFID II Consultation Paper and the background to the proposals in the FCA‘s recent Discussion Paper.

  • HMRC consults on implementing the OECD's common reporting standard Restricted access

    Article

    Submitted: 08 August 2014

    HMRC has released a discussion document looking at the administrative implications for UK financial institutions of the introduction of obligations to exchange information pursuant to the OECD's Common Reporting Standard

  • ESMA and FCA publish statements on CoCos Restricted access

    Article

    Submitted: 07 August 2014

    This article is relevant for those issuing, structuring or investing in CoCos, as well as other product providers, private wealth houses and other distributors of retail products in the European Economic Area (the "EEA"). Of key significance is that this is the first use by the FCA of its product intervention powers.

  • Update: distribution of investment funds in Germany: New rules resulting from German AIFMD implementation Restricted access

    Article

    Submitted: 07 August 2014

    The distribution of non-German investment funds to German (retail and/or professional/institutional) investors is subject to complex requirements. This updated article discusses the new rules resulting from the German AIFMD implementation.

  • FCA checklist for firms procuring third party technology solutions Restricted access

    Article

    Submitted: 05 August 2014

    The Financial Conduct Authority (FCA) has recently published a checklist for regulated firms to consider when procuring critical technology solutions.

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