Asset Management

Latest

11 to 20 of 1236
  • HR and the new regulatory environment – five key points at this stage Restricted access

    Article

    Submitted: 22 October 2014

    A high level summary of the key points for employers to note in relation to the joint PRA/FCA consultation on the new senior managers regime.

  • Coffee, you and MiFID 2 - Session 5 Restricted access

    Seminar

    Submitted: 21 October 2014

    Investor protection (complex products, suitability and more) and consequences of the tightening of the rules re duty of care and liability risks.

  • ESMA publishes a consultation paper on the EuSEF and EuVECA regulations Restricted access

    Article

    Submitted: 20 October 2014

    On 26 September 2014, ESMA published a consultation paper on the draft technical advice it must provide to the European Commission on Level 2 implementing measures under EuSEF and EuVECA.

  • Remuneration policy (The Netherlands) Restricted access

    Article

    Submitted: 20 October 2014

    Controversial bonus cap of 20% agreed in Dutch Parliament. Only minor amendments agreed – 20% bonus cap still included and scope not amended.

  • EU Commission proposes EU FATCA Restricted access

    Article

    Submitted: 16 October 2014

    EU Finance Ministers have agreed on a draft directive extending the scope for the mandatory automatic exchange of information between EU tax authorities.

  • Legal Headwinds: UK/EU - Quarterly Report - Q4 2014 Restricted access

    Newsletter

    Submitted: 15 October 2014

    The Q4 2014 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the UK for the period from 01 October to 31 December 2014.

  • Legal Headwinds NL/EU Newsletter Q4 Restricted access

    Article

    Submitted: 15 October 2014

    The Q4 2014 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the Netherlands for the period from 01 October to 31 December 2014.

  • German tax reporting rules for investment funds breach EU law Restricted access

    Article

    Submitted: 15 October 2014

    Imposing flat-rate tax on income from investment funds which fail reporting requirements restricts free movement of capital.

  • Legal Headwinds: NL/EU - Quarterly Report - Q4 2014 Restricted access

    Newsletter

    Submitted: 15 October 2014

    The Q4 2014 edition of Legal Headwinds focuses on key regulatory developments relevant to financial institutions operating in the Netherlands for the period from 01 October to 31 December 2014.

  • Investigative Insight - Issue 06 Restricted access

    Newsletter

    Submitted: 15 October 2014

    This is the sixth edition of Investigative Insight.

11 to 20 of 1236