You are here: Home Legal Topics Asset Management
Access the training materials from our conference in London.
Submitted: 16 January 2018
The Monetary Authority of Singapore will require scheme particulars to be updated at least once a year so as to facilitate its monitoring of the fund industry in Singapore.
Issue 119 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.
Submitted: 15 January 2018
This Oversight considers and analyses the changes introduced by the SFC’s new FAQ34A to its FAQs on Advertising Materials of Collective Investment Schemes Authorised under the Product Codes.
Submitted: 12 January 2018
This Oversight considers a Consultation Paper on Proposed Amendments to the Code on Units Trusts and Mutual Funds published by the Securities and Futures Commission on 18 December 2017.
Submitted: 11 January 2018
On 12 December 2017, the German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht - “BaFin”) published the new Capital Investment Circular 11/2017 (Capital Investment Circular).
Am 12. Dezember 2017 hat die BaFin das neue Kapitalanlagerundschreiben 11/2017 veröf-fentlicht.
Submitted: 09 January 2018
On 05 January 2018, the Luxembourg securities regulator, the Commission de Surveillance du Secteur Financier, (CSSF) announced an important change of policy, restricting the ability of Luxembourg UCITS to invest in non-UCITS exchange traded funds (ETFs) and requiring UCITS to disinvest from existing positions as soon as possible.
Submitted: 05 January 2018
This article provides a brief description of the scope and impact of the licence application for depositaries and Alternative Investment Fund Managers (AIFMs).
Submitted: 03 January 2018
The Monetary Authority of Singapore (MAS) issued a consultation paper on 10 November 2016 (the Consultation Paper) relating to proposed amendments to the Code on Collective Investment Schemes (CIS Code). The consultation closed on 12 December 2016.
Last Reviewed: 03 January 2018 / Submitted: 25 January 2017
This site assists clients in viewing their business, people and operational risks through the Conduct Risk lens.
Simmons & Simmons has an alliance with leading US firm Seward & Kissel for hedge fund and asset management work.
To see briefing papers by the Seward & Kissel investment management team on elexica, click here.
Five webinars covering everything you need to know about the Extension of the Senior Managers and Certification Regime (SMCR).
Watch the webinars now
Our dedicated resource for setting up your fund management business. LaunchPlus is designed to help today's emerging hedge fund managers in the UK, US, Singapore and Hong Kong through every stage to launch and beyond.
Hyperfinance is our flagship research programme which investigates how large banks and asset managers are accelerating their digital innovation.
Find out more
Our online tool can help you perform an independent legal review of your netting and collateral arrangements for EMIR compliance purposes.
Simmons & Simmons navigator has been making complex regulation easy since 2007 and has built a reputation as a globally trusted regulatory resource. Spanning 130 jurisdictions, navigator covers key areas of financial services and tax regulation.
© Simmons & Simmons LLP 2018. All rights reserved. Registered in England & Wales Registered Number OC352713
elexica Limited, CityPoint, One Ropemaker Street, London EC2Y 9SS T: +44 20 7628 2020