You are here: Home Legal Topics Asset Management
Autumn Legal Business Update October 2016
Submitted: 15 March 2017
Materials available from our CPD training programme held in March 2017. Learn about a broad range of market leading topics presented by our lawyers.
Submitted: 14 March 2017
The FCA has flagged up what it sees as failings by investment management managers to put into practice the regulator's findings in relation to best execution and use of dealing commission.
Submitted: 13 March 2017
Dutch Central Bank provides clarity on holding company exemption for bonus cap after Dutch Minister of Finance comments in the press.
The Monetary Authority of Singapore clarifies its views on the regulatory treatment of family offices.
We have set out below certain practical action steps that FIs should be taking leading up to the upcoming remediation deadline of 26 July 2017.
Submitted: 10 March 2017
The Cayman Islands have announced that CRS notification and first reporting deadlines have been extended by two months.
Submitted: 09 March 2017
Summary on SFC’s proposals to amend the professional investor rules to standardise and expand the categories of persons who qualify as professional investors.
Seward & Kissel’s memorandum examines the decision of the Department of Labor (DOL) to extend the date of the Fiduciary Rule under ERISA by 60 days.
An overview of the regulatory technical standards on key information documents (KID) adopted under the Packaged retail and insurance-based investment products (PRIIPs) Regulation.
Seward & Kissel’s memorandum examines the key aspects of Unitranche Loan Structures.
Simmons & Simmons has an alliance with leading US firm Seward & Kissel for hedge fund and asset management work.
To see briefing papers by the Seward & Kissel investment management team on elexica, click here.
The exclusive launch of our Hyperfinance report will see key FinTech and digital thought leaders explore how market leaders are dismantling barriers to innovation in financial services, and the steps required for others to catch up.
Join us on 06 April 2017
Our online tool can help you perform an independent legal review of your netting and collateral arrangements for EMIR compliance purposes.
Simmons & Simmons navigator is our sector-leading online subscription service covering key areas of financial services and tax regulation.
LaunchPlus is a dedicated online resource for start-up hedge funds, designed to help today’s emerging hedge fund managers through every stage to launch and beyond.
Are you looking to start smart? Visit LaunchPlus
© Simmons & Simmons LLP 2017. All rights reserved. Registered in England & Wales Registered Number OC352713
elexica Limited, CityPoint, One Ropemaker Street, London EC2Y 9SS T: +44 20 7628 2020