Asset Management

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  • Remuneration regulation and AIFMD remuneration reporting Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. A high level reminder of the web of remuneration regulation affecting financial services organisations with a focus on developments this year.

  • Private funds terms: Current LP issues Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. This session focuses on trends in negotiation of terms for private equity funds and other funds structured as limited partnerships. What are the key due diligence items? What should investors care about? The session also explores the use of ‘funds of one’ to provide wrapped managed accounts for larger investors and the issues surrounding these arrangements.

  • Private banking and wealth management update Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. The session examines recent regulatory changes and enforcement decisions, look at key themes in consumer finance, lending and tax, together with an overview of business critical lessons to be learned in respect of complaints handling, and FOS and court decisions, all in relation to wealth management firms.

  • Middle East regulatory update Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. In this session we explore a number of regulatory developments in the GCC, including a look at the Dubai international finance centre (DIFC) 10 years on from its launch; an update on the investment funds and investment management regulations in the UAE; a look at the various formal and informal exemptions applicable to the promotion of funds and investment management in the region and an update on the opening up of the Tadawul Stock Market in Saudi Arabia to foreign investment.

  • Issues around illiquid investments in Africa and how they can be solved Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. This session covers the issues that can arise when making and exiting an investment in sub-Saharan Africa (excluding South Africa), and how these can be mitigated through appropriate due diligence, transaction structuring and other strategies (including the use of a local partner).

  • Collateralisation of OTC derivatives Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. As the market prepares for the implementation of the EMIR risk mitigation rules on the collateralisation of uncleared derivatives transactions we give an overview of the proposed key requirements, the status of the debate on the rules and suggested structures that will need to be put in place in order for market participants to comply with the new requirements.

  • ELTIFs – a long term answer for European investors? Restricted access

    Article

    Submitted: 08 October 2014

    This note examines the proposal for European Long-term Investment Funds, a new vehicle which could be marketed to all investor types, including retail, across the EEA.

  • The new investor protection landscape: RDR, inducements, product intervention, PRIIPs and product governance Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. This session looks at commission payments across the EU, product governance for both the buy and sell side, short form disclosure and changes coming through in MiFID 2.

  • HFT legal issues update Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. This session covers high frequency trading (HFT) and look at the impacts that MiFID 2 will have on HFT.

  • Regulated funds round up Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. A catch-up session on recent developments in relation to UCITS and other regulated funds – covering UCITS V and VI, Authorised Contractual Schemes (ACS), ESMA Guidelines on collateral and other derivatives issues.

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