Asset Management

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  • Financial Services Alerter - September 2014 developments Restricted access

    Newsletter

    Submitted: 14 October 2014

    Issue 80 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • Financial Institutions and Asset Management & Investment Funds Autumn Legal Business Update 2014 Restricted access

    Conference

    Submitted: 09 October 2014

    Video recordings and slides available from our tenth annual training programme held on 8th/9th October 2014.

  • Hot topics for hedge funds Restricted access

    Seminar

    Submitted: 09 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. This session reviews current hot topics for the hedge fund industry.

  • Marketing under AIFMD: Do you think it’s all over? Restricted access

    Seminar

    Submitted: 09 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. An update on requirements to market non-EEA AIFs in the EEA, experiences of registration regimes and identifying any trends in registration and reverse inquiry.

  • EMIR and Dodd-Frank: hot topics for asset managers Restricted access

    Seminar

    Submitted: 09 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. With the majority of obligations under both EMIR and Dodd-Frank now in force, this session discusses the key outstanding issues faced by asset managers from both a European and a US perspective, including extra-territoriality and equivalence, clearing account structures, and particular issues for UCITS and pension schemes.

  • MiFID 2: Where are we at? What’s coming? And How to prepare! Restricted access

    Seminar

    Submitted: 09 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. During this session, we look at the current state of play, the implementation timetable, key impact of issues covered by MiFID 2/MiFIR as well as some thoughts around how best to plan for a project of this kind.

  • We don’t need to think about merger control … do we? How small does a minority stake need to be to avoid merger control? Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. As the European Commission seeks jurisdiction to review ever-smaller investment stakes, this talk explores the various levels at which merger control can bite in relation to minority shareholdings.

  • Remuneration regulation and AIFMD remuneration reporting Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. A high level reminder of the web of remuneration regulation affecting financial services organisations with a focus on developments this year.

  • Private funds terms: Current LP issues Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. This session focuses on trends in negotiation of terms for private equity funds and other funds structured as limited partnerships. What are the key due diligence items? What should investors care about? The session also explores the use of ‘funds of one’ to provide wrapped managed accounts for larger investors and the issues surrounding these arrangements.

  • Private banking and wealth management update Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. The session examines recent regulatory changes and enforcement decisions, look at key themes in consumer finance, lending and tax, together with an overview of business critical lessons to be learned in respect of complaints handling, and FOS and court decisions, all in relation to wealth management firms.

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