Asset Management


21 to 30 of 2011
  • Brexit: Rule Brittania

    Blog Post

    Submitted: 11 July 2017

    Two Law Lords have recently entered the public arena on Brexit, highlighting the opportunities and challenges which Brexit brings.

  • CNMV Technical Guide Knowledge and Competence


    Submitted: 10 July 2017

    CNMV approves technical guidelines for the assessment of knowledge and competence of staff under MiFID2.

  • 欧盟法规对于“通道业务”的监管


    Submitted: 03 July 2017


  • MAS Annual Report 2016/2017


    Submitted: 30 June 2017

    Set out below are certain key highlights and extracts from the MAS Chairman’s Statement.

  • Use of alternative data by investment firms - legal considerations


    Event date: 26 July 2017

    More asset managers are integrating alternative data into the investment process. This event addresses the key legal and compliance topics regarding alternative data. For example, privacy policy, PII, web crawling and exclusivity.

  • The Global LEI System and Other Unique Identifiers


    Last Reviewed: 30 June 2017 / Submitted: 10 February 2014

    An overview of the Global LEI System considering some of its practical implications for financial institutions and, in particular, its relationship to the reporting obligations under EMIR including Unique Transaction Identifiers and Unique Product Identifiers.

  • Senior managers and certification regime for banks Restricted access


    Last Reviewed: 29 June 2017 / Submitted: 16 December 2014

    A practical guide for HR to the new UK senior managers regime.

  • Cayman Islands extends CRS and FATCA registration dates


    Submitted: 28 June 2017

    The Cayman Islands have extended the FATCA and CRS registration deadline to 31 July 2017 and released revised self-certification forms.

  • FCA asset management market study - publication of final report


    Submitted: 28 June 2017

    ​The Financial Conduct Authority (FCA) has published its final report on its asset management market study, which looked at competition in the asset management sector.

21 to 30 of 2011