Asset Management

Latest

501 to 510 of 1416
  • Regulatory landscape in the credit market Restricted access

    Seminar

    Submitted: 17 October 2013

    This session will consider the current regulatory regime, the proposed regulation of shadow banking issues and market initiatives.

  • Remuneration regulation - unpicking the tangled web Restricted access

    Seminar

    Submitted: 17 October 2013

    From CRD III and the Remuneration Code to remuneration under MIFID, AIFMD, UCITS V and CRD IV, we will look at how the various regulations overlay, which apply to which organisations and key differences.

  • Professional liability of asset managers - the latest developments and future trends Restricted access

    Seminar

    Submitted: 17 October 2013

    This session will look at the recent developments in the area of asset manager liability, as well as the nature of claims asset managers are likely to face in the future based on current trends.

  • AIFMD - impact on marketing of funds across Europe Restricted access

    Seminar

    Submitted: 17 October 2013

    This session will discuss the key impact of the AIFMD when marketing funds across Europe focussing on UK, Germany, Spain, Italy, France and the Netherlands.

  • FATCA - a practical guide

    Seminar

    Submitted: 17 October 2013

    This session will address some of the current issues and difficulties that industry is facing in relation to FATCA implementation and the practical steps that can be taken to manage those issues. This will include discussion of the FATCA implementation timeline, the ways that FATCA risk can be allocated in the context of transactions and industry "best practice".

  • Private equity: current trends and technical updates Restricted access

    Seminar

    Submitted: 17 October 2013

    Our private equity team will look at some of the trends and hot topics in the sector including funding certainty, co-investments, secondaries/minority interests and the impact of AIFMD and other regulations.

  • Avoiding the elephant traps: avoiding personal regulatory risk for senior staff in financial institutions Restricted access

    Seminar

    Submitted: 17 October 2013

    Case studies and war stories of enforcement action against individuals: practical points/lessons for the future. Senior person’s and directors’ liabilities: the government’s proposals. Approved persons and directors: ways to avoid personal liability.

  • UK equity placings from the perspective of asset managers Restricted access

    Seminar

    Submitted: 17 October 2013

    This session will cover the types of equity fundraisings in the UK, the typical documentation, terms and conditions that will be relevant as well as covering the effectiveness of disclaimers, DTR5 obligations and relevant US securities laws that apply.

  • CRD IV and the bonus cap; pensions issues for financial institutions Restricted access

    Seminar

    Submitted: 17 October 2013

    A practical overview of: (1) the implications of CRD IV for structuring remuneration packages at financial institutions and (2) current pensions issues for financial institutions.

  • Update on (the ever increasing importance of) competition law in relation to financial services Restricted access

    Seminar

    Submitted: 17 October 2013

    A mix of primer, refresher, updater and thought-provoker, this session will consider some of the key competition law issues facing financial institutions, looking at some recent – and possible future – enforcement action.

501 to 510 of 1416