Asset Management

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  • FCA publishes changes to client money rules for ISAs Restricted access

    Article

    Submitted: 08 July 2014

    The FCA has amended its client money rules to take into account changes to the UK’s Individual Savings Accounts (ISAs) regime announced in the March 2014 Budget.

  • Legal Headwinds: UK/EU - Quarterly Report - Q3 2014 Restricted access

    Newsletter

    Submitted: 07 July 2014

    The Q3 2014 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the UK for the period from 01 July to 30 September 2014.

  • AIFMD: update on transposition in Spain Restricted access

    Article

    Submitted: 07 July 2014

    The Draft Law which incorporates the AIMFD into Spanish legislation has been recently approved by the Spanish Government. It is now time for the legislative process, which could take months until a definitive text is finally enacted.

  • EU Financial Transaction Tax

    Article

    Last Reviewed: 28 September 2015 / Submitted: 07 July 2014

    An overview of proposals for a multilateral EU Financial Transaction Tax (FTT), incorporating major developments up to 25 September 2015 and looking ahead to the rest of 2015 and beyond.

  • Investor briefing: part 2 - investing in Kenya: regulatory and ownership restrictions Restricted access

    Article

    Submitted: 07 July 2014

    Subject to a few regulatory restrictions and restrictions on the extent of foreign ownership, there are no substantial limitations on joint venture arrangements between foreigners and nationals.

  • France - a new market for hedge funds Restricted access

    Article

    Submitted: 04 July 2014

    After several re-writes of the French laws implementing AIFMD, France has decided to clarify (and simplify) the rules governing the marketing of foreign hedge funds.

  • German and Dutch Insights Restricted access

    Seminar Series

    Submitted: 01 July 2014

    The fifth in a series of presentations bringing you up to date with the implementation landscape under the AIFMD as we approach the date for its implementation.

  • Whistleblowing in the financial sector - looking ahead

    Article

    Last Reviewed: 26 May 2015 / Submitted: 01 July 2014

    An outline of the key changes and future developments for whistleblowing policy within the UK and the wider European picture (updated to reflect the Government’s response to its whistleblowing consultation).

  • Coffee, you and MiFID2 - Session 2

    Seminar

    Submitted: 01 July 2014

    The second in a series of presentations discussing the most important changes following from MiFID2.

  • Holding companies, management services and economic activities

    Article

    Submitted: 30 June 2014

    Two decisions of the First Tier Tribunal emphasise the importance of properly documented agreements for recharging management services if a holding company is to be regarded as carrying on an economic activity.

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