Asset Management

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  • New Market for the trading of shares in private companies – the Second Market Restricted access

    Article

    Submitted: 14 October 2014

    It has been announced in the United Arab Emirates that a new financial market will shortly open that will allow private companies in the UAE to list their shares. This article explores the implications of this second market and the listing requirements.

  • Financial Institutions and Asset Management & Investment Funds Autumn Legal Business Update 2014

    Conference

    Submitted: 09 October 2014

    Video recordings and slides available from our tenth annual training programme held on 8th/9th October 2014.

  • EMIR and Dodd-Frank: hot topics for asset managers Restricted access

    Seminar

    Submitted: 09 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. With the majority of obligations under both EMIR and Dodd-Frank now in force, this session discusses the key outstanding issues faced by asset managers from both a European and a US perspective, including extra-territoriality and equivalence, clearing account structures, and particular issues for UCITS and pension schemes.

  • Hot topics for hedge funds Restricted access

    Seminar

    Submitted: 09 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. This session reviews current hot topics for the hedge fund industry.

  • Marketing under AIFMD: Do you think it’s all over? Restricted access

    Seminar

    Submitted: 09 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. An update on requirements to market non-EEA AIFs in the EEA, experiences of registration regimes and identifying any trends in registration and reverse inquiry.

  • MiFID 2: Where are we at? What’s coming? And How to prepare! Restricted access

    Seminar

    Submitted: 09 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. During this session, we look at the current state of play, the implementation timetable, key impact of issues covered by MiFID 2/MiFIR as well as some thoughts around how best to plan for a project of this kind.

  • We don’t need to think about merger control … do we? How small does a minority stake need to be to avoid merger control? Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. As the European Commission seeks jurisdiction to review ever-smaller investment stakes, this talk explores the various levels at which merger control can bite in relation to minority shareholdings.

  • Private funds terms: Current LP issues Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. This session focuses on trends in negotiation of terms for private equity funds and other funds structured as limited partnerships. What are the key due diligence items? What should investors care about? The session also explores the use of ‘funds of one’ to provide wrapped managed accounts for larger investors and the issues surrounding these arrangements.

  • Remuneration regulation and AIFMD remuneration reporting Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. A high level reminder of the web of remuneration regulation affecting financial services organisations with a focus on developments this year.

  • Middle East regulatory update Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. In this session we explore a number of regulatory developments in the GCC, including a look at the Dubai international finance centre (DIFC) 10 years on from its launch; an update on the investment funds and investment management regulations in the UAE; a look at the various formal and informal exemptions applicable to the promotion of funds and investment management in the region and an update on the opening up of the Tadawul Stock Market in Saudi Arabia to foreign investment.

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