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Article
Last Reviewed: 13 September 2010 / Submitted: 13 September 2010
This article discusses some of the more significant amendments which the DFSA has made to its Collective Investment Scheme Laws, and the likely impact of those amendments.
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Newsletter
Last Reviewed: 06 September 2010 / Submitted: 06 September 2010
Issue 32 of regular bulletin providing brief details of significant legal and regulatory developments of relevance to the fund management and investment banking communities.
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Article
Last Reviewed: 30 November 2010 / Submitted: 06 September 2010
A series of FAQs providing an overview of the changes resulting from the decommissioning of the FSA`s Firms Online system and mandatory use of the Online Notifications and Applications system (ONA) from 04 October 2010.
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Article
Last Reviewed: 03 September 2010 / Submitted: 03 September 2010
This is the `Funds related developments` section of Financial Services Alerter for August 2010. It covers relevant publications and announcements, as well as related items such as significant responses to consultations, etc.
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Video Podcast
Submitted: 12 August 2010
Simmons & Simmons lawyer Richard Pilsworth talks to partner Philip Bartlett about the FSA's consultation on changing the scope and content of its Remuneration Code.
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Video Podcast
Submitted: 10 August 2010
Simmons & Simmons partner Darren Fox talks to colleague Richard Sims about market abuse, including the latest civil and criminal action by the FSA and the future for enforcement of the market abuse regime.
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Newsletter
Last Reviewed: 06 August 2010 / Submitted: 06 August 2010
Issue 31 of regular bulletin providing brief details of significant legal and regulatory developments of relevance to the fund management and investment banking communities.
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Article
Last Reviewed: 06 August 2010 / Submitted: 06 August 2010
This is the `Funds related developments` section of Financial Services Alerter for July 2010. It covers relevant developments which are not necessarily covered in other sections of the service.
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Article
Last Reviewed: 06 August 2010 / Submitted: 06 August 2010
Overview of Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS, published by Committee of European Securities Regulators on 28 July 2010.
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Video Podcast
Submitted: 03 August 2010
Simmons & Simmons financial services lawyer Nick Colston talks to partner Sarah Bowles about significant proposed changes to the UK financial regulatory architecture of relevance to FSA regulated firms.