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Following the publication of the European Parliament's report on Prospectus Regulation (PD3), we summarise the key differences in the positions of the European Parliament and the European Council.
Submitted: 07 December 2015
A detailed review of the potential impact of PD3 on market participants.
Submitted: 14 July 2015
The alert briefly illustrates the issues of major interest for the insurance sector related to the Guidelines on complex products published by CONSOB on 23 June 2015.
Submitted: 25 June 2015
The Italian Securities and Exchange Commission (CONSOB)published yesterday a Questions & Answers paper (Q&As) on the application of the Communication No. 0097996/14 published by the same Authority of 22 December 2014.
Submitted: 30 March 2015
An overview of the FCA Structured Products: Thematic Review of Product Development and Governance (the Thematic Review) which was published on 05 March 2015.
Submitted: 18 February 2015
During this second session, our partner Jonathan Melrose provided an overview regarding the Impact of MiFID 2/MiFIR on the regulation of commodities business and derivatives.
Submitted: 27 January 2015
Simmons & Simmons partner Penny Miller talks to colleague Alice Sullivan about the key issues relevant to PRIIPs and, in particular, the ESA Discussion Paper.
Submitted: 26 January 2015
Präsentation während des Seminars „Jetzt in China investieren. So nutzen Sie die RQFII-Quote“ organisiert vom BVI: der Verband für Kapitalverwaltungsgesellschaften und Fonds am 22. Januar in Frankfurt.
Submitted: 02 December 2014
The FCA has published its Primary Market Bulletin 9 which provides guidance to practitioners on the drafting of retail bond prospectuses.
Submitted: 08 October 2014
Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. This session looks at commission payments across the EU, product governance for both the buy and sell side, short form disclosure and changes coming through in MiFID 2.
Submitted: 02 October 2014
This note sets out the scope of the CSD Regulation and focuses on the T+2 settlement requirement for transferable securities.
London 24 April 2017
London 26 April 2017
Munich 27 April 2017
London 11 May 2017
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