Retail structured products

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• What will Final Terms and Summaries look like post ESMA? The Prospectus Directive revisited

  Conference Call

  Submitted: 25 April 2012

  This conference call will analyse the practical impact of the changes on issuers of debt, derivative and asset-backed securities when updating their base prospectus and listing future issuances of securities.

• MiFID 2 Unlocked

  Conference Call

  Submitted: 18 April 2012

  This training session helps you to decode MiFID 2 with an A-Z of what can be expected.

• Clarity on Section 2(a)(iii) of the ISDA Master Agreement

  Article

  Submitted: 04 April 2012

  Summary points from the English Court of Appeal judgment clarifying issues raised in relation to section 2(a)(iii) of the ISDA Master Agreement.

• Eurozone shocks: Don't panic - ways to prepare for, and mitigate, risk

  Conference Call

  Last Reviewed: 10 April 2012 / Submitted: 04 April 2012

  This briefing provides a quick run through of the practical steps to take in respect of contracts and business operations in the event of an exit from, or restructuring of, the Euro.

• Simmons & Simmons Insights

  Seminar Series

  Last Reviewed: 14 May 2012 / Submitted: 28 March 2012

  Our series of weekly regulatory conference call briefings provide practical steps for financial institutions to take in relation to current regulatory issues.

• Getting to grips with the FSA guidance on retail product development and governance

  Conference Call

  Submitted: 28 March 2012

  Materials available from a briefing which examines the practical implications of the recently issued Financial Services Authority's guidance in respect of structured products.

• Retail Structured Products Regulation Tracker

  Tracker

  Submitted: 23 December 2011

  The global financial crisis has placed regulators under increased pressure to look into ways to regulate sales of structured products to retail investors. This microsite provides access to the materials on this topic being produced internationally.

• Product Intervention - FSA Feedback Paper June 2011

  Article

  Last Reviewed: 21 June 2011 / Submitted: 21 June 2011

  A short Q&A document which highlights the key points raised in the FSA Feedback paper to aid market participants in understanding the impact of the paper.

• Landmark decision on OTC Derivatives - German Federal Court redefines standards for disclosure in relation to derivatives

  Article

  Last Reviewed: 25 May 2011 / Submitted: 23 May 2011

  On 22 March 2011, the German Federal Court of Justice (Bundesgerichtshof - BGH) delivered a judgment in which it further extended the scope of information that a bank is required to disclose to its customers when advising on the purchase of complex and r

• Marketing complex financial instruments to the public: AMF and ACP step up their vigilance

  Article

  Last Reviewed: 17 December 2010 / Submitted: 17 December 2010

  The Autorité des Marchés Financiers and the Autorité de Contrôle Prudentiel have published documents which apply to the marketing in France of complex financial instruments to retail investors.

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