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Listing, disclosure & transparency rules
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Video Podcast
Submitted: 16 May 2012
Simmons & Simmons partners Sarah Bowles and Darren Fox give an update on the EU Short Selling Regulation following the publication of ESMA’s draft Level 2 provisions.
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Article
Submitted: 16 May 2012
High level summary of draft Level 2 provisions for EU Short Selling Regulation, published by ESMA on 30 March 2012 and 20 April 2012.
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Article
Submitted: 09 May 2012
A summary of the FRC’s April 2012 proposals to amend the UK Corporate Governance and its Guidance on Audit Committees and to amend the International Standards on Auditing to give effect to these proposals.
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Article
Submitted: 09 May 2012
A summary of the FRC’s April 2012 proposals to amend the UK Stewardship Code.
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Article
Submitted: 03 May 2012
An overview of the final notice imposing a fine on Exillon Energy plc which is the first fine levied by the FSA for a breach of the related party transaction rules and also the first fine imposed on a company for a failure to establish and maintain the systems and controls necessary to comply with the Listing Rules.
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Newsletter
Submitted: 02 May 2012
An explanation of the Securities and Futures (Short Position Reporting) Rules in light of the SFC’s FAQs, Notes to Reportable Short Position Form and User Guide.
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Article
Submitted: 30 March 2012
A summary of BIS' next steps as outlined in its response (published on 28 March 2012) to its September 2011 consultation on the future of narrative reporting.
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Article
Submitted: 28 March 2012
With effect from 01 October 2012, France will change its substantial holding disclosure rules relating to the disclosure of holdings in cash settled equity derivatives (“CSED”s).
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Article
Submitted: 23 March 2012
A summary of the FSA’s first edition of Primary Market Bulletin which replaces List! and will provide coverage of issues relevant to anyone engaging with the UK Listing Authority.
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Article
Submitted: 23 March 2012
An overview of recent EU and UK changes designed to strengthen boardroom diversity, including the EU consultation on gender imbalance.
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