Corporate & Governance

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  • ESMA publishes Q&As on the Market Abuse Regulation

    Article

    Submitted: 07 November 2016

    ESMA publishes advice on managers’ transactions, investment recommendation and information recommending or suggesting an investment strategy under MAR.

  • ESMA publishes Level 3 guidelines under MAR

    Article

    Submitted: 21 October 2016

    ​On 20 October 2016, the European Securities and Markets Authority (ESMA) formally published two sets of guidelines under the Market Abuse Regulation (MAR).

  • Market Abuse Regulation knowledge centre

    Article

    Submitted: 25 April 2016

    Our Market Abuse Regulation knowledge centre provides you with access to the key materials relating to the EU’s revisions to its 2003 Market Abuse Directive (MAD), which have led to the adoption of a new Market Abuse Regulation (MAR) and associated recast Directive (CSMAD).

  • Market Abuse Regulation - Commission publishes Level 2 measures (and an update on what is still awaited)

    Article

    Submitted: 06 January 2016

    ​The European Commission has now published a Delegated Regulation, setting out some of the Level 2 provisions required under the Market Abuse Regulation (though other Level 2 and Level 3 measures are still awaited).

  • FCA publishes final guidance on AIFMD remuneration code Restricted access

    Article

    Submitted: 11 February 2014

    A high level overview of the points to note from the final guidance as compared to that issue for consultation.

  • UK loses challenge to ESMA's emergency short selling powers: thin end of the wedge? Restricted access

    Article

    Submitted: 23 January 2014

    Some thoughts on the wider significance of the ECJ’s rejection of the UK’s challenge to Article 28 of the EU Short Selling Regulation

  • FCA guidance on AIFM Remuneration Code Restricted access

    Article

    Last Reviewed: 11 February 2014 / Submitted: 12 September 2013

    This note examines the key points contained in the FCA’s guidance on implementing the AIFM Remuneration Code.

  • UK anti bribery and anti corruption review Restricted access

    Article

    Submitted: 22 January 2013

    A review of anti bribery and anti corruption laws in the UK highlighting a series of high profile cases.

  • Changes to German short selling rules regarding shares post 01 November 2012 Restricted access

    Article

    Submitted: 19 October 2012

    This article looks at the changes which will take place when the EU Short Selling Regulation replaces the existing German rules on short selling on 01 November 2012.

  • EU Short Selling Regulation - an overview Restricted access

    Article

    Last Reviewed: 03 June 2013 / Submitted: 13 July 2012

    The EU Short Selling Regulation was published in the Official Journal on 24 March 2012 and came into force the day after. It introduces a pan European disclosure regime for net short positions in EEA listed shares and sovereign debt, as well as a ban on naked physical short sales of EEA listed shares and sovereign debt, and a ban on credit default swap positions in EEA sovereign debt which, broadly speaking, do not serve to hedge exposure to the underlying debt (so called naked CDS positions). The Regulation came into force on 25 March 2012, and its provisions will apply from 01 November 2012.

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