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Submitted: 07 November 2016
ESMA publishes advice on managers’ transactions, investment recommendation and information recommending or suggesting an investment strategy under MAR.
Submitted: 21 October 2016
On 20 October 2016, the European Securities and Markets Authority (ESMA) formally published two sets of guidelines under the Market Abuse Regulation (MAR).
Submitted: 01 August 2016
Submitted: 25 April 2016
Our Market Abuse Regulation knowledge centre provides you with access to the key materials relating to the EU’s revisions to its 2003 Market Abuse Directive (MAD), which have led to the adoption of a new Market Abuse Regulation (MAR) and associated recast Directive (CSMAD).
Submitted: 06 January 2016
The European Commission has now published a Delegated Regulation, setting out some of the Level 2 provisions required under the Market Abuse Regulation (though other Level 2 and Level 3 measures are still awaited).
Submitted: 11 February 2014
A high level overview of the points to note from the final guidance as compared to that issue for consultation.
Submitted: 23 January 2014
Some thoughts on the wider significance of the ECJ’s rejection of the UK’s challenge to Article 28 of the EU Short Selling Regulation
Last Reviewed: 11 February 2014 / Submitted: 12 September 2013
This note examines the key points contained in the FCA’s guidance on implementing the AIFM Remuneration Code.
Last Reviewed: 03 June 2013 / Submitted: 03 June 2013
该条例提出欧洲经济区 (EEA) 上市股票和主权债净空头头寸泛欧披露制度，以及 EEA 上市股票和主权债现货裸卖空禁令和 EEA 主权债信用违约互换 (CDS) 头寸禁令，广义地说，该等头寸并不用于对冲附属债务敞口。
Submitted: 22 January 2013
A review of anti bribery and anti corruption laws in the UK highlighting a series of high profile cases.
Podcast 582: Impact of Brexit on the Technology industry
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Our online tool can help you perform an independent legal review of your netting and collateral arrangements for EMIR compliance purposes.
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