Corporate & Governance

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  • Market Abuse Regulation knowledge centre

    Article

    Submitted: 25 April 2016

    Our Market Abuse Regulation knowledge centre provides you with access to the key materials relating to the EU’s revisions to its 2003 Market Abuse Directive (MAD), which have led to the adoption of a new Market Abuse Regulation (MAR) and associated recast Directive (CSMAD).

  • Market Abuse Regulation - Commission publishes Level 2 measures (and an update on what is still awaited)

    Article

    Submitted: 06 January 2016

    ​The European Commission has now published a Delegated Regulation, setting out some of the Level 2 provisions required under the Market Abuse Regulation (though other Level 2 and Level 3 measures are still awaited).

  • FCA publishes final guidance on AIFMD remuneration code Restricted access

    Article

    Submitted: 11 February 2014

    A high level overview of the points to note from the final guidance as compared to that issue for consultation.

  • UK loses challenge to ESMA's emergency short selling powers: thin end of the wedge? Restricted access

    Article

    Submitted: 23 January 2014

    Some thoughts on the wider significance of the ECJ’s rejection of the UK’s challenge to Article 28 of the EU Short Selling Regulation

  • FCA guidance on AIFM Remuneration Code Restricted access

    Article

    Last Reviewed: 11 February 2014 / Submitted: 12 September 2013

    This note examines the key points contained in the FCA’s guidance on implementing the AIFM Remuneration Code.

  • 《欧盟卖空监管条例》一一概述 Restricted access

    Article

    Last Reviewed: 03 June 2013 / Submitted: 03 June 2013

    该条例提出欧洲经济区 (EEA) 上市股票和主权债净空头头寸泛欧披露制度,以及 EEA 上市股票和主权债现货裸卖空禁令和 EEA 主权债信用违约互换 (CDS) 头寸禁令,广义地说,该等头寸并不用于对冲附属债务敞口。

  • UK anti bribery and anti corruption review Restricted access

    Article

    Submitted: 22 January 2013

    A review of anti bribery and anti corruption laws in the UK highlighting a series of high profile cases.

  • Changes to German short selling rules regarding shares post 01 November 2012 Restricted access

    Article

    Submitted: 19 October 2012

    This article looks at the changes which will take place when the EU Short Selling Regulation replaces the existing German rules on short selling on 01 November 2012.

  • EU Short Selling Regulation - an overview Restricted access

    Article

    Last Reviewed: 03 June 2013 / Submitted: 13 July 2012

    The EU Short Selling Regulation was published in the Official Journal on 24 March 2012 and came into force the day after. It introduces a pan European disclosure regime for net short positions in EEA listed shares and sovereign debt, as well as a ban on naked physical short sales of EEA listed shares and sovereign debt, and a ban on credit default swap positions in EEA sovereign debt which, broadly speaking, do not serve to hedge exposure to the underlying debt (so called naked CDS positions). The Regulation came into force on 25 March 2012, and its provisions will apply from 01 November 2012.

  • Short Selling: final Level 2 measures Restricted access

    Conference Call

    Submitted: 13 July 2012

    Recording of a conference call providing an overview of the final Level 2 provisions under the EU Short Selling Regulation, and any significant differences from the draft provisions published earlier this year.

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