Dispute Resolution - Financial Markets

Latest

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  • Singapore regulatory enforcement newsflash

    Article

    Submitted: 25 May 2016

    MAS to close Swiss bank subsidiary for money laundering breaches and fine of S$13.3 million

  • Dawn Raids: Knock at the door - are you ready? Restricted access

    Seminar

    Last Reviewed: 20 May 2016 / Submitted: 20 May 2016

    This seminar provides practical tips for responding to dawn raids and important information that could make a material difference in the outcome of a raid and any subsequent investigation.

  • Commodities and Trade

    Article

    Submitted: 19 May 2016

    Access articles, training materials and podcasts from our commodity trading and international trade finance team.

  • Joint proceedings against Volkswagen before German courts

    Article

    Submitted: 19 May 2016

    This article examines the means by which investors might participate in joint proceedings in Germany.

  • Whistleblowing - the international perspective

    Article

    Submitted: 18 May 2016

    Headline summaries of whistleblowing laws across a range of jurisdictions.

  • People aspects of fair and effective markets

    Article

    Submitted: 18 May 2016

    The Fair and Effective Markets co-chairs will provide an implementation report report to the Chancellor of the Exchequer and the BoE Governor in July 2016.

  • Whistleblowing hotlines: potential obstacles

    Article

    Submitted: 16 May 2016

    Many employers are considering whether to introduce whistleblowing hotlines. Even if there is no legal requirement to so so, many are assessing the potential benefits of encouraging individuals to raise complaints internally given the impact of the alternatives (particularly for those companies covered by the US Foreign Corrupt Practices Act and the bounty possibilities under the Dodd-Frank Act for reporting financial irregularities).

  • Developments in contract

    Article

    Submitted: 13 May 2016

    We summarise the principles, recent developments and practical tips relating to a number of different aspects of contract law and interpretation.

  • Singapore regulatory enforcement update: Q1 2016

    Article

    Last Reviewed: 13 May 2016 / Submitted: 13 May 2016

    A round up on regulatory enforcement developments in Singapore for the first quarter of 2016.

  • FCA and PRA enforcement decision making processes

    Article

    Submitted: 12 May 2016

    The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have published a consultation on proposals aimed at strengthening the transparency and effectiveness of their enforcement decision-making processes.

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