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We look at jurisdiction, governing law, service of proceedings, enforcement of judgments and the legacy of the supremacy of EU law.
Submitted: 12 April 2017
The Financial Conduct Authority has issued a Final Notice to Christopher Niehaus for sharing confidential information over WhatsApp in breach of Principle 2 of the FCA’s Principles for Businesses.
Submitted: 10 April 2017
The FCA has issued a final notice in relation to market abuse by Tesco and for the first time exercised its power to require restitution for those affected.
Submitted: 23 March 2017
Whilst it has taken some time for the FCA’s policy, approach and expertise in this area to evolve, we are starting to see its teeth as the newest competition authority on the block.
Last Reviewed: 08 February 2017 / Submitted: 08 February 2017
A round up on regulatory enforcement developments in Singapore for the fourth quarter of 2016.
Submitted: 20 January 2017
An analysis of the key short, medium, and long term risks and implications of Hong Kong's new Manager in Charge regime for licensed institutions.
Submitted: 19 January 2017
A round up of regulatory enforcement developments for the fourth quarter of 2016.
Submitted: 17 January 2017
Simmons & Simmons has submitted a response to the FCA’s discussion paper on whether the head of the legal department should be included within the Senior Managers Regime.
Submitted: 22 December 2016
The FCA’s Mortgage Market Study focuses on the information available to consumers and key relationships between industry participants which might impact consumers.
Submitted: 13 December 2016
A practical guide to interviews with the Financial Conduct Authority.
Submitted: 06 December 2016
FCA focuses on lack of fund governance, price competition and transparency, as well as recommending a market investigation into the investment advisory services market.
Podcast 591: Regulated people - Regulatory expectations on using remuneration as an incentive and disciplinary tool
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London 24 April 2017
London 26 April 2017
Munich 27 April 2017
London 11 May 2017
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