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We look at jurisdiction, governing law, service of proceedings, enforcement of judgments and the legacy of the supremacy of EU law.
Submitted: 20 February 2018
This article considers what the financial services industry can expect from the FCA during 2018.
On 25 January 2018 the FCA imposed a financial penalty of £1.05m on Interactive Brokers (UK) Limited (IBUK), a provider of online brokerage services, for failing to have adequate systems and controls in place to detect and report potential instances of market abuse in breach of FCA Principle 3 for Businesses.
Submitted: 14 February 2018
This article examines two enforcement actions taken last year by the DFSA against senior executives.
Submitted: 08 February 2018
The recent wave of volatility in global stockmarkets has highlighted some of the risks associated with index tracking exchange traded products.
In Bilta v RBS the court held that notes of interviews made in the course of an investigation were covered by litigation privilege. How did this case differ from SFO v ENRC?
Submitted: 05 February 2018
This oversight explain the implications of the Hong Kong Securities and Futures Commission’s "Manager in Charge" regime and conclude with our three key points for licensed corporations.
Submitted: 29 January 2018
This blog post looks at Accident Exchange Ltd & Anor v McLean & Ors  EWHC 23 (Comm) which examines the crime-fraud exception to privilege in the context of a major motor credit hire fraud.
Submitted: 23 January 2018
An overview of the FCA's final notice issued to Tejoori Limited.
Submitted: 15 January 2018
This blog post examines a recent US case on waiver of privilege the facts of which would, if repeated before an English Court, quite probably lead to a similar decision.
Submitted: 12 January 2018
Simmons & Simmons Partner Emma Sutcliffe talks to Lilian Small about the regulatory notification obligations on firms.
Podcast 621: Fair employment practices in Singapore
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Amsterdam 6 March 2018
London 7 March 2018
London 8 March 2018
Munich 26 April 2018
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