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We look at jurisdiction, governing law, service of proceedings, enforcement of judgments and the legacy of the supremacy of EU law.
Last Reviewed: 06 December 2017 / Submitted: 18 October 2017
The local court in Frankfurt has rejected an offer by Deutsche Boerse's chief executive to pay €500,000 in order to settle an insider dealing investigation against him.
Submitted: 30 November 2017
This is the first case brought by the Financial Conduct Authority (FCA) under its competition enforcement powers.
Submitted: 10 November 2017
We highlight the key points set out in our response to Consultation Paper (CP17/25) on the extension of the Senior Managers & Certification Regime (SMCR) to all FCA solo-regulated firms.
Submitted: 18 October 2017
Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered a speech in London on 20 September 2017 setting out the FCA’s enforcement approach to MiFID2 failings.
Last Reviewed: 10 October 2017 / Submitted: 18 July 2017
ENRC and RBS Rights Issue Litigation: where are we now?
Submitted: 29 September 2017
A round up of regulatory enforcement developments for the first half of 2017.
Submitted: 01 September 2017
Our helpful briefing note highlights the top 10 things you need to know about the proposed extension of the Senior Managers and Certification Regime (SMCR) to all FCA solo-regulated financial services firms.
Submitted: 24 August 2017
The FCA has published only its second Warning Notice Statement to a firm, and the first to name the firm in question.
Submitted: 21 August 2017
Muneer Khan and Samir Safar-Aly consider the UAE’s Federal anti-bribery and corruption laws, the organisations that enforce them and insights into developments in the US and UK.
Submitted: 09 August 2017
Two consultation papers were published in July 2017 on the extension of the Senior Managers and Certification Regime to insurance companies. This potentially impacts anyone working in a business unit at an insurer, who may in turn have concerns about their insurance cover.
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Paris 12 December 2017
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