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A practical guide to preparing for the proposed extension of the senior managers and certification regime to all FMSA authorised persons.
Submitted: 01 September 2017
Our helpful briefing note highlights the top 10 things you need to know about the proposed extension of the Senior Managers and Certification Regime to all FCA solo-regulated financial services firms.
Last Reviewed: 22 August 2017 / Submitted: 01 February 2017
Anticipated changes to employment law in England and Wales.
Submitted: 18 August 2017
A revised Remuneration Regulation took effect on 04 August 2017. It transposes key aspects of the EBA Guidelines on Sound Remuneration Policies into German law.
Last Reviewed: 04 August 2017 / Submitted: 16 December 2014
A practical guide for HR to the new UK senior managers regime.
Submitted: 26 July 2017
The Financial Conduct Authority (FCA) has, on 26 July 2017, published its consultation paper on the extension of SMCR to all FCA firms. We highlight the main implications of the proposed new regime.
Submitted: 24 July 2017
The Banking Standards Board (BSB) has launched a Consultation Paper seeking views on draft guidance designed to assist firms in dealing with risks and issues that may arise when assessing the fitness and propriety of staff under the Certification Regime.
In February 2017, the Banking Standards Board (BSB) published a statement of good practice on assessing Fitness and Propriety, setting out a framework of high-level principles, together with supporting guidance.
Submitted: 18 July 2017
Access on-demand recording of our recent Brexit event - Towards transition: Brexit & the EU - Are you ready?
Submitted: 17 July 2017
A review of legal and general developments from February to June 2017 affecting working relations in England and Wales.
Last Reviewed: 17 July 2017 / Submitted: 23 March 2016
Podcast 615: Hong Kong regulators' approach to cyber security
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Employing people in a regulated world can be complex. We have a suite of tools and information available to help you manage the regulatory requirements.
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London 26 September 2017
Düsseldorf 27 September 2017
Amsterdam 27 September 2017
London 27 September 2017
Paris 28 September 2017
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