Investment Bank Regulatory

Latest

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  • Hong Kong SFC issues guidance on valuations in corporate transactions

    Article

    Submitted: 26 May 2017

    Summary on Hong Kong Securities & Futures Commission's guidance on valuations in corporate transactions.

  • Oversight May 2015 - Automatic Exchange of Information in Hong Kong

    Newsletter

    Submitted: 22 May 2017

    ​This Oversight covers the key concepts concerning financial institutions under the Inland Revenue (Amendment) (No. 3) Ordinance which implements the international standard for automatic exchange of financial account information in tax matters.

  • ECJ Opinion - Singapore Free Trade Agreement and Brexit implications

    Blog Post

    Submitted: 19 May 2017

    ​The European Court of Justice's Opinion on questions of the process for concluding a bilateral free trade agreement between the EU and the Republic of Singapore is particularly important as it will determine which provisions will require approval and subsequent ratification from all remaining EU Member States in any UK-EU deal brokered in the context of Brexit.

  • ECJ’s Opinion on the Singapore Free Trade Agreement and the implications for brokering the Brexit deal

    Article

    Submitted: 19 May 2017

    The European Court of Justice's Opinion on questions of the process for concluding a bilateral free trade agreement between the EU and the Republic of Singapore is particularly important as it will determine which provisions will require approval and subsequent ratification from all remaining EU Member States in any UK-EU deal brokered in the context of Brexit.

  • Bankers beware: Recent English case law

    Seminar

    Submitted: 18 May 2017

    A short journey through recent judgments of the English courts on banking related issues, including asymmetric jurisdiction clauses, demand guarantees and definition of “close of business”.

  • Structural and contractual subordination

    Seminar

    Submitted: 18 May 2017

    A comparison of the investment and financing structures set out in the two intercreditor agreements for real estate finance transactions of the LMA: the originally published intercreditor agreement, which provides for structural subordination, and the recently published intercreditor agreement, which provides for contractual subordination.

  • FGR: the rising star of Dutch investment funds?

    Seminar

    Submitted: 18 May 2017

    There is a growing interest for the Netherlands as domicile for investment funds. In particular the non-corporate structure "fund for joint account" (fonds voor gemene rekening or FGR) which can be used as a vehicle for institutional funds, retail funds and asset pooling has become more popular. This session details the key characteristics and advantages of an FGR from a civil, tax and regulatory perspective.

  • Recent changes to insolvency law: thumb screws for directors and more comfortable security for banks

    Seminar

    Submitted: 18 May 2017

    Over the past year, the legislator and the Dutch Supreme Court have introduced new elements to Dutch insolvency law. In particular the position of the Dutch insolvency practitioner (curator) has been reinforced vis-à-vis the managing directors, (secured) creditors and third parties (such as accountants). In this session we run through a number of those changes and discuss the impact for financial institutions in particular.

  • A regulatory winter is coming

    Seminar

    Submitted: 18 May 2017

    While we struggle to address and implement current financial regulations, we must prepare in various ways for the next wave of regulations. Which ones should we keep an eye on and dare we take a break?

  • Financial Markets Legal Update seminar 2017

    Conference

    Submitted: 18 May 2017

    Slides for our training seminar held on 18 May 2017 in our Amsterdam office. The seminar covers a broad range of topics and recent developments relevant to financial institutions and asset managers.

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