Investment Bank Regulatory

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  • Oversight

    Newsletter

    Last Reviewed: 28 January 2012 / Submitted: 17 February 2012

    Welcome to Simmons & Simmons' Oversight, our financial services newsletter from Hong Kong.

  • Die Ausweitung der deutschen Mitteilungspflichten von Netto-Leerverkaufspositionen Restricted access

    Article

    Submitted: 14 February 2012

    Überblick über die neuen Mitteilungs- und Veröffentlichungspflichten für Inhaber von Netto-Leerverkaufspositionen gemäß § 30i WpHG, die am 26. März 2012 in Kraft treten werden.

  • Extension of German disclosure obligations for net short positions Restricted access

    Article

    Submitted: 14 February 2012

    Overview of the new notification and disclosure obligations for holders of net short positions, coming into force on 26 March 2012.

  • EMIR - completion of the trilogue negotiations and agreement of final text Restricted access

    Article

    Submitted: 10 February 2012

    The implementation of the European Market Infrastructure Regulation (EMIR) has taken another important step towards becoming law with the completion of the trilogue negotiations between the European Council of Ministers, the European Parliament and the European Commission on 09 February 2012.

  • Financial Services Alerter

    Newsletter

    Last Reviewed: 08 February 2012 / Submitted: 08 February 2012

    Welcome to Simmons & Simmons' Financial Services Alerter, a monthly bulletin containing brief details of significant legal and regulatory developments of relevance to the fund management and investment banking communities. Although the primary focus of Financial Services Alerter is the UK, we also cover EU and other international developments of relevance to the UK. The information contained in Financial Services Alerter is based exclusively on publicly available sources.

  • Financial Services Alerter - January 2012 developments Restricted access

    Newsletter

    Submitted: 08 February 2012

    Issue 49 of this regular bulletin providing brief details of significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • Germany: Regulatory hot topics - Shareholder disclosure, short selling and changes to the distribution of funds Restricted access

    Seminar

    Submitted: 01 February 2012

    The session focused on German developments, during which Frankfurt partners Jochen Kindermann and Harald Glander provided an overview of a number of recent and forthcoming regulatory changes, as well as an indication of their relevance to you and your business.

  • Episode 210: Renminbi Qualified Foreign Institutional Investor

    Video Podcast

    Submitted: 26 January 2012

    Simmons & Simmons partner Rolfe Hayden talks to colleague Malisa Ng about the recently introduced Renminbi Qualified Foreign Institutional Investor scheme in Hong Kong.

  • Legal Headwinds - Quarterly Report - Q1 2012 Restricted access

    Newsletter

    Submitted: 23 January 2012

    The Legal Headwinds report focuses on key legal and regulatory developments relevant to financial institutions operating in the UK. The report looks at future developments, rather than being a retrospective analysis. We outline what is relevant this quarter and then beyond. The report is currently UK focused, although we do cover significant developments within the EU.

  • FSA market abuse cases Restricted access

    Article

    Last Reviewed: 20 January 2012 / Submitted: 20 January 2012

    This article sets out the key market abuse decisions by the FSA under the market abuse regime pre and post 01 July 2005.

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