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Training materials from our CPD events for clients operating in these sectors.
Asia FI and AM&IF CPD day materials
UK Autumn Business Legal Update CPD day materials
Event date: 06 April 2017
Join us for the exclusive launch of our Hyperfinance report, with key FinTech and digital thought leaders from global banks and asset managers to explore what it takes to thrive in this new era.
Submitted: 15 March 2017
This session highlights the changes in the sanctioning practice as published by the regulator and offered insights into current developments in the practice of the regulator.
This seminar looks at the implementation of variation margin and initial margin in Asia, derivatives clearing and OTC margin obligations.
Materials available from our CPD training programme held in March 2017. Learn about a broad range of market leading topics presented by our lawyers.
Submitted: 14 March 2017
The FCA has flagged up what it sees as failings by investment management managers to put into practice the regulator's findings in relation to best execution and use of dealing commission.
Submitted: 10 March 2017
The Cayman Islands have announced that CRS notification and first reporting deadlines have been extended by two months.
Submitted: 09 March 2017
Summary on SFC’s proposals to amend the professional investor rules to standardise and expand the categories of persons who qualify as professional investors.
Seward & Kissel’s memorandum examines the decision of the Department of Labor (DOL) to extend the date of the Fiduciary Rule under ERISA by 60 days.
Seward & Kissel’s memorandum examines the key aspects of Unitranche Loan Structures.
Submitted: 06 March 2017
An overview of an amended list of exempt entities under Article 1(4)(c) of the European Market Infrastructure Regulation (EMIR).
Simmons & Simmons has an alliance with leading US firm Seward & Kissel for hedge fund and asset management work.
To see briefing papers by the Seward & Kissel investment management team on elexica, click here.
The exclusive launch of our Hyperfinance report will see key FinTech and digital thought leaders explore how market leaders are dismantling barriers to innovation in financial services, and the steps required for others to catch up.
Join us on 06 April 2017
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