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Submitted: 10 November 2017
We highlight the key points set out in our response to Consultation Paper (CP17/25) on the extension of the Senior Managers & Certification Regime (SMCR) to all FCA solo-regulated firms.
Submitted: 02 November 2017
Issue 117 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.
Submitted: 01 November 2017
The Q4 2017 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.
Submitted: 26 October 2017
The Monetary Authority of Singapore has rolled out a simplified regulatory regime for managers of venture capital funds.
Submitted: 25 October 2017
This session covers implications and compliance consequences for SFC licensed fund managers, impact on offshore funds controlled by Hong Kong managers, in particular disclosure and areas for concern.
This session covers what has happened since November 2016, the fast changing regulatory landscape, negative list and its implications for outbound M&A and financing for outbound M&A.
Last Reviewed: 24 October 2017 / Submitted: 22 September 2017
Learn about a broad range of topical issues relevant to financial institutions, asset managers and investment funds, from lawyers across many disciplines.
Last Reviewed: 24 October 2017 / Submitted: 11 October 2017
Exclusive analysis of the key unpublished data from our Hyperfinance research which provide insights on the likely direction of the next wave of FinTech disruption.
Submitted: 23 October 2017
Issue 116 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.
Episode 470: New PRC draft Foreign Investment Law
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London 22 November 2017
London 23 November 2017
23 November 2017
Frankfurt 28 November 2017
London 28 November 2017
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