Private Funds

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  • Extending the Senior Managers & Certification Regime: our response to the Consultation Paper

    Article

    Submitted: 10 November 2017

    We highlight the key points set out in our response to Consultation Paper (CP17/25) on the extension of the Senior Managers & Certification Regime (SMCR) to all FCA solo-regulated firms.

  • Financial Services Alerter - October 2017 developments

    Newsletter

    Submitted: 02 November 2017

    Issue 117 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • Legal Headwinds: Asia - Quarterly Report - Q4 2017 Restricted access

    Newsletter

    Submitted: 01 November 2017

    The Q4 2017 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

  • Simplified rules for venture capital markets

    Article

    Submitted: 26 October 2017

    The Monetary Authority of Singapore has rolled out a simplified regulatory regime for managers of venture capital funds.

  • An update on the Fund Manager Code of Conduct (FMCC)

    Seminar

    Submitted: 25 October 2017

    This session covers implications and compliance consequences for SFC licensed fund managers, impact on offshore funds controlled by Hong Kong managers, in particular disclosure and areas for concern.

  • China outbound M&A - what to watch out for in an uncertain regulatory environment

    Seminar

    Submitted: 25 October 2017

    This session covers what has happened since November 2016, the fast changing regulatory landscape, negative list and its implications for outbound M&A and financing for outbound M&A.

  • Autumn Legal Business Update 2017 Restricted access

    Conference

    Last Reviewed: 24 October 2017 / Submitted: 22 September 2017

    Learn about a broad range of topical issues relevant to financial institutions, asset managers and investment funds, from lawyers across many disciplines.

  • Hyperfinance 2.0 Restricted access

    Seminar

    Last Reviewed: 24 October 2017 / Submitted: 11 October 2017

    Exclusive analysis of the key unpublished data from our Hyperfinance research which provide insights on the likely direction of the next wave of FinTech disruption.

  • Financial Services Alerter - September 2017 developments

    Newsletter

    Submitted: 23 October 2017

    Issue 116 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

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