Submitted: 20 April 2013
April 2013 edition of The Private Funds Bullet Report
Submitted: 12 April 2013
Beginning on April 29, 2013 the process used to submit Form 13F to the Securities and Exchange Commission (the "SEC") will be converted from a text-based form into an online only XML form.
Submitted: 03 April 2013
2012 edition of The Seward & Kissel New Hedge Fund Study.
Submitted: 19 March 2013
Summary of mandatory derivatives clearing requirements under Dodd-Frank Act of relevance to commodity pools and hedge funds.
Submitted: 15 March 2013
Overview of main points arising from US Department of Labor Advisory Opinion 2013-01A regarding application of Employee Retirement Income Security Act of 1974 (ERISA) to "cleared swap" transactions under Dodd-Frank Wall Street Reform and Consumer Protection Act.
Submitted: 08 March 2013
Recording of a webinar by Seward & Kissel on the impact of the Foreign Account Tax Compliance Act on private investment funds.
Submitted: 31 January 2013
This memorandum is intended to remind investment advisers of certain annual filing requirements.
Submitted: 19 December 2012
The Commodity Futures Trading Commission has rescinded the exemption from commodity pool operator registration.
Submitted: 18 December 2012
SEC Institutes Administrative Proceedings Against Eight Registered Fund Directors for Failure to Properly Oversee Asset Valuations.
Submitted: 04 December 2012
The Commodity Futures Trading Commission (CFTC) has isued no action relief for family offices.
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