Asset Management & Investment Funds

Latest

1 to 10 of 1965
  • Assignment of lease by tenant to guarantor - void

    Article

    Submitted: 23 May 2016

    ​The previously unresolved question of whether English law allows the assignment of a lease by a tenant to its guarantor has now been answered.

  • Maltese launch a new fund regime - but will it be a NAIF to attract investors?

    Article

    Submitted: 20 May 2016

    In an attempt to keep pace with the new Luxembourg RAIF and Irish ICAV QIAIF regimes, the Malta Financial Services Authority (MFSA) is introducing, perhaps as soon as the end of May 2016, a new investment fund framework for Notified Alternative Investment Funds (NAIFs).

  • Joint proceedings against Volkswagen before German courts

    Article

    Submitted: 19 May 2016

    This article examines the means by which investors might participate in joint proceedings in Germany.

  • Countdown to MAR Session 3 Restricted access

    Conference Call

    Submitted: 19 May 2016

    The third session in the series focuses on the provisions as regards disclosure of inside information, insider lists and dealings by persons discharging managerial responsibilities.

  • People aspects of fair and effective markets

    Article

    Submitted: 18 May 2016

    The Fair and Effective Markets co-chairs will provide an implementation report report to the Chancellor of the Exchequer and the BoE Governor in July 2016.

  • Singapore regulatory enforcement update: Q1 2016

    Article

    Last Reviewed: 13 May 2016 / Submitted: 13 May 2016

    A round up on regulatory enforcement developments in Singapore for the first quarter of 2016.

  • FCA and PRA enforcement decision making processes

    Article

    Submitted: 12 May 2016

    The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have published a consultation on proposals aimed at strengthening the transparency and effectiveness of their enforcement decision-making processes.

  • Hong Kong regulatory enforcement update: Q1 2016

    Article

    Last Reviewed: 11 May 2016 / Submitted: 11 May 2016

    A round up on regulatory enforcement developments for the first quarter of 2016.

  • Countdown to MAR - Session 2 Restricted access

    Conference Call

    Submitted: 10 May 2016

    Session 2 in the series focuses on the new EU Market Abuse Regulations as regards market soundings and investment recommendations.

  • MiFID2 update for investment managers - important details emerge on organisational and conduct rules

    Article

    Submitted: 10 May 2016

    This note summarises key takeaway points from the MiFID2 Delegated Regulation, as it will affect investment managers. While the Delegated Regulation will apply to all types of MiFID investment firms, the commentary in this note focuses on its application to an EU investment manager authorised as a MiFID investment firm, dealing with professional clients only.

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