Asset Management & Investment Funds

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  • ECJ’s Opinion on the Singapore Free Trade Agreement and the implications for brokering the Brexit deal

    Article

    Submitted: 19 May 2017

    The European Court of Justice's Opinion on questions of the process for concluding a bilateral free trade agreement between the EU and the Republic of Singapore is particularly important as it will determine which provisions will require approval and subsequent ratification from all remaining EU Member States in any UK-EU deal brokered in the context of Brexit.

  • Navigating private placement regimes around the world in 2017

    Conference

    Submitted: 18 May 2017

    ​This training page contains materials from a full day conference hosted on behalf of AIMA. The focus is on marketing and private placement requirements in key fundraising jurisdictions globally.

  • Legal Headwinds NL/EU - Quarterly Report - Q2 2017

    Newsletter

    Submitted: 02 May 2017

    The Q2 2017 edition of Legal Headwinds focuses on key regulatory developments relevant to financial institutions operating in the Netherlands for the period from 01 April 2017 to 30 June 2017.

  • Legal Headwinds: UK/EU - Quarterly Report - Q2 2017 Restricted access

    Newsletter

    Submitted: 26 April 2017

    The Q2 2017 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 April 2017 to 30 June 2017.

  • Revised Q&A on new ERISA fiduciary rules (April 2017)

    Article

    Submitted: 20 April 2017

    An overview of the scope and impact of the new ERISA fiduciary rules.

  • ESMA publishes an Opinion on UCITS share classes

    Article

    Submitted: 03 February 2017

    On 30 January 2017, the European Securities and Markets Authority (ESMA) published an Opinion (the Opinion) in respect of its work on harmonising the use of UCITS share classes across the EU.

  • Legal Headwinds NL/EU - Quarterly Report - Q1 2017

    Newsletter

    Submitted: 01 February 2017

    ​The Q1 2017 edition of Legal Headwinds focuses on key regulatory developments relevant to financial institutions operating in the Netherlands for the period from 01 January 2017 to 31 March 2017.

  • AIFMD Annex IV: FCA to extend master fund level reporting for non-EEA and UK AIFMs

    Article

    Submitted: 31 January 2017

    The FCA has confirmed its intention to extend AIFMD Annex IV requirements to cover master fund level reporting by AIFMs (both non-EEA and UK) which report on a quarterly basis.

  • Legal Headwinds: UK/EU - Quarterly Report - Q1 2017 Restricted access

    Newsletter

    Submitted: 26 January 2017

    The Q1 2017 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the UK for the period from 01 January to 31 March 2017.

  • ECON published Compromise Amendments to the proposed Securitisation Regulation

    Article

    Last Reviewed: 18 January 2017 / Submitted: 13 January 2017

    The European Parliament’s Economic and Monetary Affairs Committee has approved compromise amendments to the proposed EU securitisation regulation, and the related CRR amending regulation, which may, if included in the final version of such regulations, hinder, rather than promote, the recovery of Europe’s securitisation market.

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