Asset Management & Investment Funds

1 to 10 of 113
  • ESMA updates its Q&As on AIFMD and UCITS - the impact of EMIR

    Article

    Submitted: 22 July 2016

    On 19 July 2016, the European Securities and Markets Authority (ESMA) published separate but related updates to its Questions and Answers (Q&As) on (a) the application of AIFMD and (b) the application of the UCITS Directive.

  • Breakdown of Brexit: what does it mean and what's next?

    Conference Call

    Submitted: 28 June 2016

    Following the referendum result, the implications for the financial services industry are significant. This conference call assists those in the industry with breaking down the implications of Brexit.

  • Legal Headwinds NL/EU - Quarterly Report - Q2 2016

    Newsletter

    Submitted: 04 May 2016

    ​The Q2 2016 edition of Legal Headwinds focuses on key regulatory developments relevant to financial institutions operating in the Netherlands for the period from 01 April 2016 to 30 June 2016.

  • Legal Headwinds: UK/EU - Quarterly Report - Q2 2016 Restricted access

    Newsletter

    Submitted: 28 April 2016

    The Q2 2016 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the UK for the period from 01 April to 30 June 2016.

  • Legal Headwinds NL/EU - Quarterly Report - Q1 2016

    Newsletter

    Submitted: 03 February 2016

    ​The Q1 2016 edition of Legal Headwinds focuses on key regulatory developments relevant to financial institutions operating in the Netherlands for the period from 01 January 2016 to 31 March 2016.

  • Legal Headwinds: UK/EU - Quarterly Report - Q1 2016 Restricted access

    Newsletter

    Submitted: 25 January 2016

    The Q1 2016 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the UK for the period from 01 January to 31 March 2016.

  • CMU Newsflash: European Commission publishes legislative proposal to overhaul Prospectus Directive

    Article

    Submitted: 01 December 2015

    ​As part of the European Commission’s Capital Markets Union initiative, the Commission has published its eagerly awaited legislative proposal to overhaul the Prospectus Directive.

  • Legal Headwinds NL/EU - Quarterly Report - Q4 2015

    Newsletter

    Submitted: 30 October 2015

    ​The Q4 2015 edition of Legal Headwinds focuses on key regulatory developments relevant to financial institutions operating in the Netherlands for the period from 01 October 2015 to 31 December 2015.

  • Legal Headwinds: UK/EU - Quarterly Report - Q4 2015 Restricted access

    Newsletter

    Submitted: 27 October 2015

    The Q4 2015 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the UK for the period from 01 October to 31 December 2015.

  • Key HR legal issues for asset managers Restricted access

    Seminar

    Submitted: 01 October 2015

    An overview of a number of topical people related issues for asset managers including: business protection, the FCA’s focus on culture and an update on forthcoming remuneration changes.

1 to 10 of 113