Asset Management & Investment Funds

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  • MiFID2 update for investment managers - important details emerge on organisational and conduct rules

    Article

    Submitted: 10 May 2016

    This note summarises key takeaway points from the MiFID2 Delegated Regulation, as it will affect investment managers. While the Delegated Regulation will apply to all types of MiFID investment firms, the commentary in this note focuses on its application to an EU investment manager authorised as a MiFID investment firm, dealing with professional clients only.

  • ISDA launches resolution stay jurisdictional modular protocol

    Article

    Submitted: 06 May 2016

    ​ISDA has published a new Resolution Stay Protocol that is intended to be used by all market participants, and has been designed to provide flexibility to allow adhering parties to choose which jurisdictional "modules" to opt in to.

  • Legal Headwinds NL/EU - Quarterly Report - Q2 2016

    Newsletter

    Submitted: 04 May 2016

    ​The Q2 2016 edition of Legal Headwinds focuses on key regulatory developments relevant to financial institutions operating in the Netherlands for the period from 01 April 2016 to 30 June 2016.

  • Legal Headwinds: UK/EU - Quarterly Report - Q2 2016 Restricted access

    Newsletter

    Submitted: 28 April 2016

    The Q2 2016 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the UK for the period from 01 April to 30 June 2016.

  • Market Abuse Regulation knowledge centre

    Article

    Submitted: 25 April 2016

    Our Market Abuse Regulation knowledge centre provides you with access to the key materials relating to the EU’s revisions to its 2003 Market Abuse Directive (MAD), which have led to the adoption of a new Market Abuse Regulation (MAR) and associated recast Directive (CSMAD).

  • MiFID2 - update for UK and EU investment managers on the receipt of investment research

    Article

    Submitted: 08 April 2016

    ​On 07 April 2016, the European Commission published its long-awaited Delegated Act, dealing with investment research under MiFID2. This note provides a detailed summary of the requirements of the new rule and how it will impact investment managers.

  • Solvency II - Delegated Regulation: an amended regulatory capital treatment for infrastructure assets and ELTIFs

    Article

    Submitted: 06 April 2016

    On 01 April 2016, the European Commission's Delegated Regulation was published in the Official Journal, amending certain of Solvency II's regulatory capital requirements to encourage insurers to finance long-term investment projects.

  • ESMA updates Q&As on AIFMD and UCITS

    Article

    Submitted: 06 April 2016

    On 05 April 2016, the European Securities and Markets Authority (ESMA) published separate updates to its Q&As on (a) the application of AIFMD and (b) the application of the UCITS Directive.

  • Legal Headwinds NL/EU - Quarterly Report - Q1 2016

    Newsletter

    Submitted: 03 February 2016

    ​The Q1 2016 edition of Legal Headwinds focuses on key regulatory developments relevant to financial institutions operating in the Netherlands for the period from 01 January 2016 to 31 March 2016.

  • UCITS - ESMA publishes Q&As on updating documents under UCITS V

    Article

    Submitted: 02 February 2016

    ​ESMA has published Q&As which include guidance on when a UCITS should update its KIID, prospectus, annual report and depositary contract wording following implementation of UCITS V on 18 March 2016.

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