Asset Management & Investment Funds

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  • Coffee, you and MiFID 2 - Session 6 Restricted access

    Seminar

    Submitted: 24 October 2014

    The sixth in a series of presentations discussing the most import changes following from MiFID 2.

  • Coffee, you and MiFID 2 - Session 5 Restricted access

    Seminar

    Submitted: 21 October 2014

    Investor protection (complex products, suitability and more) and consequences of the tightening of the rules re duty of care and liability risks.

  • ESMA publishes a consultation paper on the EuSEF and EuVECA regulations Restricted access

    Article

    Submitted: 20 October 2014

    On 26 September 2014, ESMA published a consultation paper on the draft technical advice it must provide to the European Commission on Level 2 implementing measures under EuSEF and EuVECA.

  • Legal Headwinds: UK/EU - Quarterly Report - Q4 2014 Restricted access

    Newsletter

    Submitted: 15 October 2014

    The Q4 2014 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the UK for the period from 01 October to 31 December 2014.

  • Legal Headwinds NL/EU Newsletter Q4 Restricted access

    Article

    Submitted: 15 October 2014

    The Q4 2014 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the Netherlands for the period from 01 October to 31 December 2014.

  • Legal Headwinds: NL/EU - Quarterly Report - Q4 2014 Restricted access

    Newsletter

    Submitted: 15 October 2014

    The Q4 2014 edition of Legal Headwinds focuses on key regulatory developments relevant to financial institutions operating in the Netherlands for the period from 01 October to 31 December 2014.

  • Marketing under AIFMD: Do you think it’s all over? Restricted access

    Seminar

    Submitted: 09 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. An update on requirements to market non-EEA AIFs in the EEA, experiences of registration regimes and identifying any trends in registration and reverse inquiry.

  • The increasing importance of competition law to financial services organisations: a pan-European perspective Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. This session explores the ever increasing level of scrutiny and enforcement action by the competition authorities in Europe in relation to financial services, and consider the implications for and the impact that this is having on the businesses of financial institutions, large and small.

  • Hot products in EU debt capital markets Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. Covering the development of different types of debt capital markets products in Europe in the last couple of years, such as European private placements, retail offerings, CoCos and structured equity/equity-linked issuance.

  • ELTIFs – a long term answer for European investors? Restricted access

    Article

    Submitted: 08 October 2014

    This note examines the proposal for European Long-term Investment Funds, a new vehicle which could be marketed to all investor types, including retail, across the EEA.

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