Asset Management & Investment Funds

Latest

11 to 20 of 2091
  • Legal Headwinds: Asia - Quarterly Report - Q3 2016 Restricted access

    Newsletter

    Submitted: 20 September 2016

    The Q3 2016 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

  • Decision time fast approaching for FTT

    Article

    Submitted: 12 September 2016

    Reports suggest that the October 2016 meeting of euro-area finance ministers may be decision time for the future of the FTT.

  • EMIR Newsflash: EU margin rules

    Article

    Submitted: 09 September 2016

    ​A brief review of an Opinion published by the European Supervisory Authorities on 09 September 2016 in response to the amendments proposed by the European Commission to the final draft Regulatory Technical Standards on risk mitigation techniques for OTC derivatives not cleared by a central counterparty.

  • Volkswagen scandal presents choices

    Article

    Submitted: 09 September 2016

    Investors in the scandal-hit German carmaker must make a choice between collective or individual action, or sitting out for the time being.

  • ADGM issues consultation on proposed FinTech legislative framework Restricted access

    Article

    Submitted: 08 September 2016

    This article is intended to give readers a brief overview of Consultation Paper No. 3 of 2016 which relates to the introduction of a new legislative framework for the Abu Dhabi Global Market to support participants developing innovative technology within the financial services sector.

  • The Law Society’s new draft guidance on privilege

    Article

    Submitted: 08 September 2016

    The draft guidance is part of Law Society's response to the growing threats posed to privilege. It is designed to remind the profession of the circumstances in which privilege is available and the importance of the need to assert it when it is proper to do so.

  • Financial Services Alerter - August 2016 developments

    Newsletter

    Submitted: 07 September 2016

    Issue 103 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • Whistleblowing in the financial services industry

    Article

    Last Reviewed: 07 September 2016 / Submitted: 07 September 2016

    Simmons & Simmons has put together a toolkit for employers in the financial services industry considering how best to deal with issues in relation to recent changes in the legislation and regulation of whistleblowing.

  • HMRC extend transitional period for employer funded pension VAT costs

    Article

    Submitted: 06 September 2016

    HMRC have announced an extension to 31 December 2017 of the transitional period allowing employers to take advantage of the 70:30 basis of recovering input VAT associated with occupational pension schemes.

  • Sensational Research: Andrew Left found "reckless" for publishing false and misleading report

    Article

    Submitted: 01 September 2016

    The Market Misconduct Tribunal has published its report on the SFC action against Andrew Left.

11 to 20 of 2091