Asset Management & Investment Funds

Latest

11 to 20 of 2411
  • Breakfast Briefing - Update on recent developments in German regulatory law Restricted access

    Seminar

    Submitted: 12 July 2017

    Now that the German implementation of MiFID2 has entered the home stretch, we have covered the German implementation of the MiFID2 rules for inducements, research and cost disclosure.

  • Financial Services Alerter - May 2017 developments

    Newsletter

    Submitted: 11 July 2017

    Issue 112 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • ZAR X, 4AX and A2X: Is there room for three new stock exchanges in South Africa?

    Article

    Submitted: 10 July 2017

    ​An overview of three new stock exchanges vying to operate in South Africa, challenging the 130 year old Johannesburg Stock Exchange (JSE).

  • CNMV Technical Guide Knowledge and Competence

    Article

    Submitted: 10 July 2017

    CNMV approves technical guidelines for the assessment of knowledge and competence of staff under MiFID2.

  • Conduct Rules - nothing new or a complete change of mindset?

    Article

    Submitted: 06 July 2017

    In this article, we set out details of the Conduct Rules and how they differ from the principles for approved persons in APER. We also look at how the existence of enforceable Conduct Rules, the duty to report and record breaches is resulting in a slow gradual change of mindset within organisations subject to the SM&CR and SIMR.

  • 4MLD implemented across Europe

    Article

    Submitted: 05 July 2017

    The Fourth Money Laundering Directive (4MLD) has entered into force across Europe, bringing different levels of change in different jurisdictions.

  • Podcast 607: Business protection: Cybersecurity

    Video Podcast

    Submitted: 05 July 2017

    Philip Bartlett and Robert Allen discuss the importance of cybersecurity in the protection of key business assets.

  • Key amendments to the debt restructuring regime in Singapore

    Seminar

    Submitted: 05 July 2017

    An update on what Singapore's new insolvency regime means for the commodities industry, distressed debt and restructuring.

  • 欧盟法规对于“通道业务”的监管

    Article

    Submitted: 03 July 2017

    在本文中,我们与大家分享欧盟法律体系下对于通道业务的监管——简言之,监管者同意有条件的将投资决策职能委托给第三方,但是要求基金管理人保有长效的风险管理职能;由此可以看出欧盟资管行业对于风险管理的重视程度,从而督促基金管理人更重视风险收益比而不仅仅追逐高收益。

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