Asset Management & Investment Funds

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  • FCA changes to the use of dealing commission rules - plenty more to come Restricted access

    Article

    Submitted: 11 August 2014

    This article includes a summary of the current position with regards to the FCA rules on dealing commission, the current Level 2 proposals in the MiFID II Consultation Paper and the background to the proposals in the FCA‘s recent Discussion Paper.

  • HMRC consults on implementing the OECD's common reporting standard Restricted access

    Article

    Submitted: 08 August 2014

    HMRC has released a discussion document looking at the administrative implications for UK financial institutions of the introduction of obligations to exchange information pursuant to the OECD's Common Reporting Standard

  • ESMA and FCA publish statements on CoCos Restricted access

    Article

    Submitted: 07 August 2014

    This article is relevant for those issuing, structuring or investing in CoCos, as well as other product providers, private wealth houses and other distributors of retail products in the European Economic Area (the "EEA"). Of key significance is that this is the first use by the FCA of its product intervention powers.

  • Danish loss recapture rules infringe freedom of establishment Restricted access

    Article

    Submitted: 07 August 2014

    The European Court of Justice (ECJ) has held that Danish tax rules for the clawback of foreign permanent establishment losses breach EU law.

  • Update: distribution of investment funds in Germany: New rules resulting from German AIFMD implementation Restricted access

    Article

    Submitted: 07 August 2014

    The distribution of non-German investment funds to German (retail and/or professional/institutional) investors is subject to complex requirements. This updated article discusses the new rules resulting from the German AIFMD implementation.

  • Episode 417: PRA's obligations on clawback

    Video Podcast

    Submitted: 07 August 2014

    Simmons & Simmons partner Ian Fraser talks to colleague Cath Bean about the PRA’s obligations on clawback.

  • FCA checklist for firms procuring third party technology solutions Restricted access

    Article

    Submitted: 05 August 2014

    The Financial Conduct Authority (FCA) has recently published a checklist for regulated firms to consider when procuring critical technology solutions.

  • Tax on Trial Restricted access

    Article

    Submitted: 04 August 2014

    Welcome to the first edition of our new international contentious tax newsletter: Tax on Trial, bringing you highlights and analysis of recent contentious tax issues in Europe and Asia.

  • Tax on Trial: Edition 1 Restricted access

    Newsletter

    Submitted: 04 August 2014

    Welcome to the first edition of our new international contentious tax newsletter: Tax on Trial, bringing you highlights and analysis of recent contentious tax issues in Europe and Asia.

  • CSSF changes UCITS depositary rules and clarifies rules on notification of material changes Restricted access

    Article

    Submitted: 01 August 2014

    The Luxembourg regulator, the CSSF, publishes two circulars, introducing new changes to the rules on UCITS depositaries and clarifying how a UCI notifies material prospectus changes.

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