Asset Management & Investment Funds

Latest

11 to 20 of 1498
  • BEPS treaty abuse review and funds Restricted access

    Article

    Submitted: 28 November 2014

    The OECD’s follow-up discussion paper on preventing treaty abuse seeks input on the treatment of funds under the proposed limitation on benefits clause and on other aspects of the September 2014 proposals on tackling treaty abuse.

  • Asset Management Litigation and Regulatory Enforcement Newsletter - Edition 2 Restricted access

    Newsletter

    Submitted: 28 November 2014

    Welcome to the second edition of our Asset Management Litigation and Regulatory Enforcement Newsletter.

  • AIFMD Annex IV reporting: clarification on date of first report to the FCA Restricted access

    Article

    Submitted: 27 November 2014

    This note clarifies two current issues regarding when AIFMs must submit their first AIFMD Annex IV report to the FCA.

  • HMRC's new policy on VAT and pension schemes Restricted access

    Article

    Submitted: 26 November 2014

    HMRC have announced new guidelines on recovery of input VAT by employers in relation to occupational pension schemes and the application of the fund management exemption to defined contribution and personal pension schemes.

  • Oversight November 2014 - SFC Consultation Conclusions on the proposed amendments to the Professional Investor Regime Restricted access

    Newsletter

    Submitted: 24 November 2014

    The Securities and Futures Commission of Hong Kong finally issued its Consultation Conclusions on the Proposed Amendments to the Professional Investor Regime and Further Consultation on the Client Agreement Requirements following a three-month consultation period which ended more than a year ago. This Oversight provides a summary of the Consultation Conclusions.

  • Trading UCITS Funds on the Italian Stock Exchange – a new route to market Restricted access

    Article

    Submitted: 21 November 2014

    On 13 November 2014 Borsa Italiana announced (AVVISO no.19378) the launch of a new segment of the ETFPlus Market of the Borsa Italiana through amendments of the “Regolamento dei Mercati Gestiti ed Organizzati da Borsa Italiana” (Borsa Rules) and the Istruzioni (Instructions) to the Borsa Rules.

  • Competition Investigations: practical tips Restricted access

    Conference Call

    Submitted: 19 November 2014

    Speakers from across the Simmons & Simmons network cover the key practical considerations arising in Competition Investigations; covering the conduct of internal investigations; handling Dawn Raids and information requests; the criminal cartel offence; immunity and leniency applications; and the co-ordination of multiple country, and multiple regulator, investigations.

  • Digital Health Investment Conference: How do I win in Digital Health? Restricted access

    Seminar

    Submitted: 17 November 2014

    The emerging topic of Digital Health has great promise to reduce inefficiencies in healthcare delivery, reduce costs and make medicine more personalised and precise. This conference aimed to give an insight into opportunities for those looking to invest in digital health and to network with digital health innovators.

  • Episode 434 Defamation quick guide for asset managers

    Video Podcast

    Submitted: 17 November 2014

    Seaton Gordon talks to Paul Baker about the key points on defamation that are likely to be relevant to asset managers.

  • Regulated outsourcing: what's caught and how to manage compliance and risks Restricted access

    Seminar

    Last Reviewed: 17 November 2014 / Submitted: 17 November 2014

    This session provides an overview of regional regulations governing material outsourcings by financial institutions, funds and insurance companies, highlighting key issues for organisations contemplating an outsourcing and their suppliers, considering practical and contractual approaches for addressing and mitigating the regulatory risks, and looking at specific issues arising from cloud computing.

11 to 20 of 1498