Asset Management & Investment Funds

Latest

31 to 40 of 1952
  • Financial services - regulatory references and criminal records checks

    Article

    Last Reviewed: 26 April 2016 / Submitted: 30 March 2016

    ​To help organisations understand their obligations and responsibilities under the interim rules, Simmons & Simmons has put together individual guides to help firms deal with the situation as it applies to them.

  • German Regulatory Update: Transparency Directive 2

    Seminar

    Submitted: 29 March 2016

    This session provides an overview of the recent developments relating to the revised rules of the Transparency Directive 2, and how these have affected the reporting practice in Europe and Germany.

  • Whistleblowing in the financial services industry

    Article

    Submitted: 29 March 2016

    Simmons & Simmons has put together a toolkit for employers in the financial services industry considering how best to deal with issues in relation to recent changes in the legislation and regulation of whistleblowing.

  • Hong Kong regulatory enforcement newsflash

    Article

    Submitted: 26 March 2016

    The hunt for a new Head of Enforcement is finally over, with the SFC announcing last Wednesday the appointment of Thomas Atkinson as its new Executive Director of Enforcement.

  • Legal and regulatory developments - Operations & Technology: March 2016 Restricted access

    Article

    Submitted: 24 March 2016

    This update covers the legal and regulatory developments affecting operations and technology in the financial sector during the period 01 February 2016 - 29 February 2016.

  • New financial services regulatory regime Restricted access

    Tracker

    Submitted: 23 March 2016

    A practical guide to preparing for the proposed extension of the senior managers and certification regime to all FMSA authorised persons.

  • Update on recent developments in Luxembourg funds Restricted access

    Seminar

    Submitted: 23 March 2016

    This session provides an overview of the recent developments and tax aspects of Luxembourg funds.

  • Empowering Productivity

    Article

    Last Reviewed: 18 April 2016 / Submitted: 22 March 2016

    Jayne-Anne Gadhia’s report, Empowering Productivity, was published on 22 March 2016. Although the report is focussed on the Financial Services sector, its findings and recommendations will be of interest to all employers.

  • Brexit - a discussion of the consequences for UK asset managers

    Seminar

    Submitted: 18 March 2016

    Session focusing on the range of legal and regulatory issues which asset managers will need to consider in relation to their businesses if the UK were to leave the EU.

  • UCITS V remuneration rules - obligations for delegates of UCITS management companies Restricted access

    Article

    Submitted: 17 March 2016

    The UCITS V remuneration rules become effective on 18 March 2016 along with the main provisions of the revised directive - what obligations does this place on firms that carry out delegated portfolio management for UCITS management companies?

31 to 40 of 1952