Asset Management & Investment Funds

Latest

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  • Commercial real estate finance: funding solutions from origination to exit Restricted access

    Seminar

    Submitted: 07 October 2014

    Slides available from a session held as part of our CPD Day on 8th/9th October 2014. Focusing on the UK and German markets, this session looks at commercial real estate financing strategies across the full “lifecycle” of the financing process - from origination and funding, to syndication and other exit options.

  • Caught in the middle: third party claims over current funds and assets Restricted access

    Seminar

    Submitted: 07 October 2014

    Slides available from a session held as part of our CPD Day on 8th/9th October 2014. This session gives an overview of civil and criminal risks/obligations in the scenarios where eg a bank or asset manager holding funds for A is wrapped up in claims that they in fact belong to B instead.

  • FCA publishes information on AIFMD Annex IV reporting to UK and non-EEA AIFMs Restricted access

    Article

    Submitted: 06 October 2014

    This Note summarises the information recently issued to UK and non-EEA AIFMs by the UK’s FCA in respect of their Annex IV reporting obligations under AIFMD.

  • Asset Management Litigation and Regulatory Enforcement Newsletter Restricted access

    Article

    Submitted: 06 October 2014

    This newsletter brings together developments of interest to the asset management sector from Simmons & Simmons and Seward & Kissel’s global network of offices.

  • Coffee, you and MiFID 2 - Session 4 Restricted access

    Seminar

    Submitted: 06 October 2014

    Impact on the regulation of commodities business. Plus, impact of MiFID 2 on derivatives (25 September 2014)

  • Dos and don'ts in international investigations Restricted access

    Seminar

    Submitted: 06 October 2014

    Slides available from a session held as part of our CPD Day on 8th/9th October 2014. This session covers practical issues in carrying out internal investigations, and how financial institutions can manage their risks across a number of areas, such as privilege, cross-border issues, self-reporting, related employment obligations and increasing criminal liability. We also spend some time looking at the implications of recent international financial regulatory and competition investigations.

  • New FCA forms for changes to NURS and QIS Restricted access

    Article

    Submitted: 03 October 2014

    The FCA has published new forms which UK AIFMs must now use to pre-notify the FCA of material changes to funds, including NURS and QIS.

  • New CNMV fees: impact on the marketing of foreign funds in Spain Restricted access

    Article

    Submitted: 03 October 2014

    An important change to the fees to be charged by the CNMV to foreign investment funds being marketed in Spain has been introduced through a law recently published. The new regulation will have a significant impact on foreign investment funds marketed in Spain, especially those which are already registered by the CNMV and which already distribute a significant volume of assets in Spain.

  • Options for German insurance companies to invest in investment funds Restricted access

    Seminar

    Submitted: 02 October 2014

    In this breakfast briefing Simmons & Simmons partners Jochen Kindermann, Harald Glander and Pascal di Prima provided an overview of recent amendments to the German Capital Invesment Code and discussed potential consequences for investment fund managers.

  • AIFMD – FCA updates its Q&As on Annex IV reporting Restricted access

    Article

    Submitted: 02 October 2014

    The FCA has published Q&As on Annex IV reporting obligations under the AIFMD.

41 to 50 of 1404