Asset Management & Investment Funds

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  • The European Commission seeks greater control over the acquisition of small stakes Restricted access

    Article

    Submitted: 10 July 2014

    The Commission is consulting on proposals to bring the acquisition of non-controlling minority shareholdings within EU Merger control for the first time.

  • Using dealing commission to pay for research - the beginning of the end? Restricted access

    Article

    Submitted: 10 July 2014

    The FCA has today published a Discussion Paper which will have significant implications for the current dealing commission model used by asset managers.

  • Article 36 national private placement regimes Restricted access

    Seminar Series

    Submitted: 09 July 2014

    The sixth in a series of presentations bringing you up to date with the implementation landscape under the AIFMD as we approach the date for its implementation.

  • Commercialisation en France de FIA gérés par des sociétés de gestion non françaises Restricted access

    Article

    Submitted: 09 July 2014

    L’Autorité des marchés financiers (l’ AMF) a publié une instruction permettant la commercialisation en France de FIA (établis dans l’Union européenne ou dans un pays tiers) gérés par une société de gestion agréée dans un Etat membre de l’Union européenne ou établie dans un pays tiers (sans passeport).

  • Legal Headwinds: NL/EU - Quarterly Report - Q3 2014 Restricted access

    Newsletter

    Submitted: 09 July 2014

    The Q3 2014 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the Netherlands for the period from 01 July to 30 September 2014.

  • Legal Headwinds NL/EU Newsletter Q3 Restricted access

    Article

    Submitted: 09 July 2014

    The Q3 2014 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the Netherlands for the period from 01 July to 30 September 2014.

  • Financial Services Alerter - June 2014 developments Restricted access

    Newsletter

    Submitted: 08 July 2014

    Issue 77 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • FCA publishes changes to client money rules for ISAs Restricted access

    Article

    Submitted: 08 July 2014

    The FCA has amended its client money rules to take into account changes to the UK’s Individual Savings Accounts (ISAs) regime announced in the March 2014 Budget.

  • Legal Headwinds: UK/EU - Quarterly Report - Q3 2014 Restricted access

    Newsletter

    Submitted: 07 July 2014

    The Q3 2014 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the UK for the period from 01 July to 30 September 2014.

  • AIFMD: update on transposition in Spain Restricted access

    Article

    Submitted: 07 July 2014

    The Draft Law which incorporates the AIMFD into Spanish legislation has been recently approved by the Spanish Government. It is now time for the legislative process, which could take months until a definitive text is finally enacted.

41 to 50 of 1414