Asset Management & Investment Funds

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  • Taking security over fund interests: miracle cure or more of the same for borrowers?

    Article

    Submitted: 31 October 2016

    In this article John Sayers considers the use of fund interests in the context of granting security interests.

  • 100 days of MAR: the top ten Q&As

    Article

    Submitted: 28 October 2016

    Now that MAR has been up and running for several months, we take a look at some of the questions that seem to come up repeatedly, consider the answer to those questions and examine where else clarity may be needed.

  • Luxembourg - reforming the law on commercial companies Restricted access

    Article

    Submitted: 28 October 2016

    ​A summary of the changes required to be made to the articles of incorporation of Luxembourg incorporated public limited liability companies (société anonyme) and private limited liability companies (société à responsabilité limitée) following the reform of the Luxmebourg law of of 10 August 1915 on commercial companies, as amended.

  • Luxembourg tax measures included in the draft 2017 budget law

    Article

    Submitted: 26 October 2016

    This article describes the key measures contained in the draft Budget introduced by the Luxembourg Government on 12 October 2016.

  • Deferred Prosecution Agreements - 8 lessons so far

    Article

    Submitted: 25 October 2016

    Deferred Prosecution Agreements have been available for commercial organisations suspected of economic crime since 24 February 2014. Two have been concluded, in the cases of ICBC Standard Bank (Standard Bank) and XYZ Ltd, a company which remains anonymous pending further criminal proceedings arising from the case. A further company which sought a DPA and was refused one, Sweett Group plc, has been convicted and sentenced.

  • The Criminal Finances Bill

    Article

    Submitted: 21 October 2016

    We explain the new powers and offences proposed for law enforcement agencies to tackle financial crime and highlight the Bill's implications for the private sector.

  • The “down and up” in German AML identification over webcam Restricted access

    Article

    Submitted: 21 October 2016

    New rules for the identification of clients through distance communication provide technical and regulatory challenges on financial firms.

  • ESMA publishes Level 3 guidelines under MAR

    Article

    Submitted: 21 October 2016

    ​On 20 October 2016, the European Securities and Markets Authority (ESMA) formally published two sets of guidelines under the Market Abuse Regulation (MAR).

  • FCA investment and corporate banking market study: final report

    Article

    Submitted: 21 October 2016

    ​FCA confirms the findings of its interim report and considers banning contractual restrictions on a client’s ability to choose future banking services providers.

  • UCITS - ESMA publishes Q&As on updating documents under UCITS V

    Article

    Submitted: 20 October 2016

    ESMA updated its Q&As on the application of UCITS.

41 to 50 of 1335