Asset Management & Investment Funds

Latest

531 to 540 of 1949
  • Episode 434 Defamation quick guide for asset managers

    Video Podcast

    Submitted: 17 November 2014

    Seaton Gordon talks to Paul Baker about the key points on defamation that are likely to be relevant to asset managers.

  • Regulated outsourcing: what's caught and how to manage compliance and risks Restricted access

    Seminar

    Last Reviewed: 17 November 2014 / Submitted: 17 November 2014

    This session provides an overview of regional regulations governing material outsourcings by financial institutions, funds and insurance companies, highlighting key issues for organisations contemplating an outsourcing and their suppliers, considering practical and contractual approaches for addressing and mitigating the regulatory risks, and looking at specific issues arising from cloud computing.

  • Tools of the trade: mechanics of trade finance Restricted access

    Seminar

    Last Reviewed: 17 November 2014 / Submitted: 17 November 2014

    This session takes you step by step through the different components of international trade finance, including documentary credits, bank guarantees and a variety of the most frequently used trade financing structures.

  • An overview of recent and upcoming EU financial regulatory developments, and their extraterritorial impact Restricted access

    Seminar

    Last Reviewed: 17 November 2014 / Submitted: 17 November 2014

    Financial institutions and Managers are having to deal with an unprecedented international regulatory overhaul covering the provision of services and the marketing of products and investments. The EU, in particular, is in the process of implementing a range of regulatory changes that will impact the conduct of business in the EU and which have extraterritorial impact. In this session, we aim to focus on aspects of MiFID II, EMIR and AIFMD and their potential impact on the conduct of certain business activities in Asia.

  • The law around bonuses and other variable remuneration Restricted access

    Seminar

    Last Reviewed: 17 November 2014 / Submitted: 17 November 2014

    This session provides a Hong Kong update around relevant recent developments as well the position for financial institutions in Europe and other jurisdictions affected by restrictions on variable pay.

  • New opportunity for UCITS Managers targeting Retail Investors in Italy Restricted access

    Article

    Submitted: 14 November 2014

    Borsa Italiana has launched a new segment dedicated to trading of UCITS funds which will offer an alternative way for managers to make products available to investors in Italy.

  • AIFMD transposition in Spain Restricted access

    Article

    Submitted: 13 November 2014

    The law which commences the process of implementing the AIMFD in Spain has been published today. The next step in the transposition process will be the publication of lower ranking provisions which will develop the legal provisions included in the new law.

  • ESMA confirms above threshold AIFMs may manage and market EuSEFs and EuVECAs Restricted access

    Article

    Submitted: 13 November 2014

    ESMA has updated its Q&As on EuVECAs and EuSEFs and confirmed that the management and marketing of these funds is not limited to sub-threshold AIFMs.

  • Episode 433: Shanghai-Hong Kong Stock Connect programme

    Video Podcast

    Submitted: 12 November 2014

    Simmons & Simmons partner Rolfe Hayden talks to colleague Esther Lee talk about the Shanghai-Hong Kong Stock Connect programme.

  • EU Finance Ministers herald limited progress towards EU FTT

    Article

    Submitted: 10 November 2014

    Participating Member States are still hoping to agree a first phase EU FTT by the end of 2014, but disagreement remains over its scope and the basis for levying the tax.

531 to 540 of 1949