Asset Management & Investment Funds

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  • Supply chain finance and how to fund it Restricted access

    Seminar

    Submitted: 17 October 2013

    This session will focus on some of the trade receivables and supply chain finance structures commonly used in a growing market, and on some of the techniques used to fund them - ranging from simple factoring to cross border, multi supplier account payable platforms, and from conventional bank finance to securitisation.

  • Avoiding the elephant traps: avoiding personal regulatory risk for senior staff in financial institutions Restricted access

    Seminar

    Submitted: 17 October 2013

    Case studies and war stories of enforcement action against individuals: practical points/lessons for the future. Senior person’s and directors’ liabilities: the government’s proposals. Approved persons and directors: ways to avoid personal liability.

  • Financial markets litigation: the recent top cases, trends, themes and the future Restricted access

    Seminar

    Submitted: 17 October 2013

    This session considers the UK courts’ approach in wholesale, commercial and retail finance disputes. We look at the most important recent cases, and prevailing and future themes.

  • UK equity placings from the perspective of asset managers Restricted access

    Seminar

    Submitted: 17 October 2013

    This session will cover the types of equity fundraisings in the UK, the typical documentation, terms and conditions that will be relevant as well as covering the effectiveness of disclaimers, DTR5 obligations and relevant US securities laws that apply.

  • Satisfying the risk retention of Article 122a of the Capital Requirements Directive: strategies and challenges Restricted access

    Seminar

    Submitted: 17 October 2013

    This session will look at the risk retention requirements under Article 122a of the Capital Requirements Directive (article 404-410 of the new Capital Requirements Regulation) and consider how deals have been structured to satisfy the requirements. We will also look at the draft regulatory technical standards published by the European Banking Authority and discuss how deal structures may be affected by the proposed standards as well as the likely challenges presented under this regime, the AIFMD and Solvency II.

  • CRD IV and the bonus cap; pensions issues for financial institutions Restricted access

    Seminar

    Submitted: 17 October 2013

    A practical overview of: (1) the implications of CRD IV for structuring remuneration packages at financial institutions and (2) current pensions issues for financial institutions.

  • Bank capital and bail-in

    Seminar

    Submitted: 17 October 2013

    Focusing on the capital requirements regulation and the capital requirements directive (the so called "CRD4 package"), which will implement the Basel III reforms in the EU from 01 January 2014, and the potential application of a bail-in regime under the recovery and resolution directive. This session will also include a summary of key tax issues relating to capital issuance and bail-in.

  • Update on (the ever increasing importance of) competition law in relation to financial services Restricted access

    Seminar

    Submitted: 17 October 2013

    A mix of primer, refresher, updater and thought-provoker, this session will consider some of the key competition law issues facing financial institutions, looking at some recent – and possible future – enforcement action.

  • Top legal issues for private banks and wealth managers Restricted access

    Seminar

    Submitted: 17 October 2013

    This session will look at the top regulatory and legal issues that are currently affecting both wealth managers and private banks.

  • UCITS IV and AIFMD restructuring opportunities - Mancos and Supermancos Restricted access

    Seminar

    Submitted: 17 October 2013

    This session will look at the passporting opportunities available and related opportunities to streamline business and the practical implementations of implementing a single Manco structure.

531 to 540 of 1582