Asset Management & Investment Funds

Latest

61 to 70 of 1488
  • Private banking and wealth management update Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. The session examines recent regulatory changes and enforcement decisions, look at key themes in consumer finance, lending and tax, together with an overview of business critical lessons to be learned in respect of complaints handling, and FOS and court decisions, all in relation to wealth management firms.

  • Middle East regulatory update Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. In this session we explore a number of regulatory developments in the GCC, including a look at the Dubai international finance centre (DIFC) 10 years on from its launch; an update on the investment funds and investment management regulations in the UAE; a look at the various formal and informal exemptions applicable to the promotion of funds and investment management in the region and an update on the opening up of the Tadawul Stock Market in Saudi Arabia to foreign investment.

  • Managing tax disputes: what the non-tax-lawyers need to know Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. The session looks at how HMRC approaches dispute resolution; when to start treating a tax matter as potentially contentious and good behaviours to adopt; understanding external perception, managing stakeholder impact and publicity; the potential for commercial counterparty disputes over tax issues; privilege, accountants and the growing impact of Mitchell in tax litigation.

  • Issues around illiquid investments in Africa and how they can be solved Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. This session covers the issues that can arise when making and exiting an investment in sub-Saharan Africa (excluding South Africa), and how these can be mitigated through appropriate due diligence, transaction structuring and other strategies (including the use of a local partner).

  • Information risk and regulation Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. This session looks at the challenges facing financial institutions in the use and protection of information and the related legal and regulatory environment. Amongst other things, we look at cyber security threats and counter-measures as well as changes to the data protection regime in Europe.

  • Jurisdiction and enforcement Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. A refresher on jurisdiction clauses, forum battles and whether the “Italian Torpedo” will be finally disarmed by the revised Brussels regulation.

  • Hot products in EU debt capital markets Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. Covering the development of different types of debt capital markets products in Europe in the last couple of years, such as European private placements, retail offerings, CoCos and structured equity/equity-linked issuance.

  • Commercial real estate finance: funding solutions from origination to exit Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. Focusing on the UK and German markets, this session looks at commercial real estate financing strategies across the full “lifecycle” of the financing process - from origination and funding, to syndication and other exit options.

  • Deductions from regulatory capital Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. This session gives an overview on the capital deduction provisions of the CRR for banks within the EU.

  • Collateralisation of OTC derivatives Restricted access

    Seminar

    Submitted: 08 October 2014

    Video recording and slides available from a session held as part of our CPD Day on 8th/9th October 2014. As the market prepares for the implementation of the EMIR risk mitigation rules on the collateralisation of uncleared derivatives transactions we give an overview of the proposed key requirements, the status of the debate on the rules and suggested structures that will need to be put in place in order for market participants to comply with the new requirements.

61 to 70 of 1488