Asset Management & Investment Funds

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  • Structuring challenges for fund managers: US tax, BEPS and other issues Restricted access

    Seminar

    Submitted: 07 October 2014

    Slides available from a session held as part of our CPD Day on 8th/9th October 2014. A panel of tax partners from Simmons & Simmons and Seward & Kissel consider key US, EU and international tax developments that fund managers need to be aware of, in order to create operational efficiencies and maximise returns for funds and their investors.

  • FCA publishes information on AIFMD Annex IV reporting to UK and non-EEA AIFMs Restricted access

    Article

    Submitted: 06 October 2014

    This Note summarises the information recently issued to UK and non-EEA AIFMs by the UK’s FCA in respect of their Annex IV reporting obligations under AIFMD.

  • Asset Management Litigation and Regulatory Enforcement Newsletter Restricted access

    Article

    Submitted: 06 October 2014

    This newsletter brings together developments of interest to the asset management sector from Simmons & Simmons and Seward & Kissel’s global network of offices.

  • Coffee, you and MiFID 2 - Session 4 Restricted access

    Seminar

    Submitted: 06 October 2014

    Impact on the regulation of commodities business. Plus, impact of MiFID 2 on derivatives (25 September 2014)

  • New FCA forms for changes to NURS and QIS Restricted access

    Article

    Submitted: 03 October 2014

    The FCA has published new forms which UK AIFMs must now use to pre-notify the FCA of material changes to funds, including NURS and QIS.

  • New CNMV fees: impact on the marketing of foreign funds in Spain Restricted access

    Article

    Submitted: 03 October 2014

    An important change to the fees to be charged by the CNMV to foreign investment funds being marketed in Spain has been introduced through a law recently published. The new regulation will have a significant impact on foreign investment funds marketed in Spain, especially those which are already registered by the CNMV and which already distribute a significant volume of assets in Spain.

  • Options for German insurance companies to invest in investment funds Restricted access

    Seminar

    Submitted: 02 October 2014

    In this breakfast briefing Simmons & Simmons partners Jochen Kindermann, Harald Glander and Pascal di Prima provided an overview of recent amendments to the German Capital Invesment Code and discussed potential consequences for investment fund managers.

  • AIFMD – FCA updates its Q&As on Annex IV reporting Restricted access

    Article

    Submitted: 02 October 2014

    The FCA has published Q&As on Annex IV reporting obligations under the AIFMD.

  • AIFMD – ESMA updates its Q&As on Annex IV reporting and Delegation Restricted access

    Article

    Submitted: 01 October 2014

    ESMA has published updated Q&As on the application of AIFMD, containing a number of new questions, covering Annex IV reporting and delegation.

  • Avoiding personal regulatory risk: Corporate Governance for all in regulated firms Restricted access

    Seminar

    Submitted: 01 October 2014

    Slides available from a session held as part of our CPD Day on 8th/9th October 2014. Following on from their session last year, Charles Mayo and Pollyanna Deane take a look at the impact of the FCA’s increased scrutiny of firms and approved persons. We pay particular attention to the changes that we have seen in the last 12 months, the war stories, improvements in governance and the wider implications for the tougher standards being imposed on the financial sector.

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