Financial Institutions

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  • Brexit: the implications for banking

    Article

    Submitted: 11 February 2016

    An overview of the possible implications for the banking sector of a UK exit from the EU.

  • FCA and PRA updates on regulatory references and extension of SMR certification regime to wholesale market activities

    Article

    Submitted: 05 February 2016

    The Financial Conduct Authority (FCA) has published PS16/3: Strengthening accountability in banking: Feedback on CP15/22 and CP15/31; final rules on extending the certification regime to those conducting wholesale market activities and interim rules on referencing and the Prudential Regulation Authority (PRA) and update on regulatory references.

  • Financial Services Alerter - January 2016 developments

    Newsletter

    Submitted: 04 February 2016

    Issue 96 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • Taking the long view: the taxation of performance-linked rewards for asset managers

    Seminar

    Submitted: 04 February 2016

    This seminar examined some of the key implications for the reform of the UK tax regime for performance-linked rewards received by asset managers.

  • Episode 0515: CMU: PD3 Proposal - Impact on Debt Issuers

    Video Podcast

    Submitted: 04 February 2016

    Simmons & Simmons partner Piers Summerfield talks to colleague Rachel McGivern about the proposed amendments to the Prospectus Regulation focusing on areas significant to Debt Issuers.

  • Banking Litigation: The end of the tunnel

    Article

    Submitted: 03 February 2016

    Fourth of a four part Legal Business/Legal 500 litigation series assessing how clients operating in Africa can get the best out of arbitration clauses.

  • Regulatory Capital breakfast briefing

    Seminar

    Submitted: 03 February 2016

    Pascal di Prima, along with Matthias Oßmann from Deutsche Börse/Clearstream, reviewed the second consultation for the Standardised Approach for credit risk. Diana Paredes, CEO & Co-founder of Suade Labs, also gavea a demo on an automated regulatory capital solution.

  • Legal Headwinds NL/EU - Quarterly Report - Q1 2016

    Newsletter

    Submitted: 03 February 2016

    ​The Q1 2016 edition of Legal Headwinds focuses on key regulatory developments relevant to financial institutions operating in the Netherlands for the period from 01 January 2016 to 31 March 2016.

  • CMU: PD3 Watchlist

    Article

    Submitted: 02 February 2016

    ​The European Commission’s Legislative Proposal on the review of the Prospectus Directive (PD3) envisages further publication by the European Commission and ESMA.

  • Legal and regulatory developments - Operations & Technology: January 2016 Restricted access

    Article

    Submitted: 28 January 2016

    This update covers the legal and regulatory developments affecting operations and technology in the financial sector during the period 01 January 2016 - 31 January 2016.

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