Financial Institutions

Latest

1 to 10 of 2669
  • Countdown to MAR - Session 1 Restricted access

    Conference Call

    Submitted: 29 April 2016

    ​The first in a series of calls relating to the new EU Market Abuse Regulation.

  • Legal Headwinds: UK/EU - Quarterly Report - Q2 2016 Restricted access

    Newsletter

    Submitted: 28 April 2016

    The Q2 2016 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the UK for the period from 01 April to 30 June 2016.

  • The impact of the SFC's new client agreement requirements on private fund managers

    Article

    Submitted: 28 April 2016

    The SFC's prescribed contractual clause, which is designed to enhance investor protection, may have limited relevance to private fund managers in Hong Kong.

  • CMU: publication of first status report

    Article

    Submitted: 27 April 2016

    ​Publication of the European Commission’s first status report on progress made since the adoption of the Capital Markets Union (CMU) Action Plan.

  • Government Action Plan promises AML shake-up

    Article

    Submitted: 27 April 2016

    ​The Government has published a 19 point action plan setting out proposals for changes to the Anti Money Laundering regime in the UK.

  • Fintech revolution - ensuring cyber security in the world’s largest online market Restricted access

    Seminar

    Last Reviewed: 27 April 2016 / Submitted: 27 April 2016

    A look at China's governance on data protection and cyber security in governing rapidly developing online financing services like P2P lending, third-party payment, online banking, online funds and crowdfunding.

  • PRA consultation on Solvency II remuneration rules

    Article

    Submitted: 26 April 2016

    The Prudential Regulation Authority (PRA) has released a consultation paper (CP13/16 - see here) on a draft supervisory statement setting out its expectations for insurance firms operating remuneration policies that are consistent with Article 275 of the Solvency II Regulation. The consultation closes on 02 June 2016.

  • Privilege in competition investigations competition investigations

    Article

    Submitted: 26 April 2016

    ​An overview of the English and EU rules on legal privilege and how they apply to communications in the context of competition investigations.

  • Euribor cartel fine imposed in context of European Commission settlement reduced

    Article

    Submitted: 25 April 2016

    ​The European Commission has reduced a cartel settlement fine imposed on Société Générale. The reduction is significant for several reasons, including highlighting the potential for discrimination in fines in cartel settlements.

  • Market Abuse Regulation knowledge centre

    Article

    Submitted: 25 April 2016

    Our Market Abuse Regulation knowledge centre provides you with access to the key materials relating to the EU’s revisions to its 2003 Market Abuse Directive (MAD), which have led to the adoption of a new Market Abuse Regulation (MAR) and associated recast Directive (CSMAD).

1 to 10 of 2669