Financial Institutions

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  • UCITS V published in the official journal Restricted access

    Article

    Submitted: 28 August 2014

    Following publication of UCITS V, this note looks at the timetable for implementation and summarises the key changes to the UCITS Directive’s rules on remuneration, depositaries and sanctions.

  • Bank Crisis Management and Resolution Restricted access

    Article

    Submitted: 11 August 2014

    An overview of the proposed global measures for bank crisis management and resolution.

  • Bank Structural Reform Restricted access

    Article

    Submitted: 11 August 2014

    An overview of the proposed measures for the structural reform of the banking sector in the EU and UK.

  • ESMA and FCA publish statements on CoCos Restricted access

    Article

    Submitted: 07 August 2014

    This article is relevant for those issuing, structuring or investing in CoCos, as well as other product providers, private wealth houses and other distributors of retail products in the European Economic Area (the "EEA"). Of key significance is that this is the first use by the FCA of its product intervention powers.

  • Danish loss recapture rules infringe freedom of establishment Restricted access

    Article

    Submitted: 07 August 2014

    The European Court of Justice (ECJ) has held that Danish tax rules for the clawback of foreign permanent establishment losses breach EU law.

  • UK AIFMs: Marketing non-EU AIFs in the EEA prior to authorisation Restricted access

    Article

    Submitted: 25 July 2014

    A brief overview of questions arising relating to Transitioning UK AIFMs and their marketing of non-EU AIFs.

  • Alternative Investment Fund Managers Directive and ERISA fiduciary issues Restricted access

    Article

    Submitted: 16 July 2014

    The article discusses whether the imposition by the Alternative Investment Fund Managers Directive (AIFMD) of valuation responsibilities on an alternative investment fund manager (the AIFM) is compatible with the rules and guidance under the U.S. Employee Retirement Income Security Act of 1974 (ERISA).

  • Control of Non-listed Companies and Issuers - Provisions of note for Private Equity Fund Managers (Articles 26-30) Restricted access

    Seminar Series

    Submitted: 15 July 2014

    The seventh in the series looks at the practical steps that UK (or other EU) managers should be taking, and the questions they should be asking, in relation to marketing their non-EU alternative investment funds under the national private placement regimes established under AIFMD Article 36.

  • Article 36 national private placement regimes Restricted access

    Seminar Series

    Submitted: 09 July 2014

    The sixth in a series of presentations bringing you up to date with the implementation landscape under the AIFMD as we approach the date for its implementation.

  • Legal Headwinds: NL/EU - Quarterly Report - Q3 2014 Restricted access

    Newsletter

    Submitted: 09 July 2014

    The Q3 2014 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the Netherlands for the period from 01 July to 30 September 2014.

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