Financial Institutions

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  • UK AIFMs: Marketing non-EU AIFs in the EEA prior to authorisation Restricted access

    Article

    Submitted: 25 July 2014

    A brief overview of questions arising relating to Transitioning UK AIFMs and their marketing of non-EU AIFs.

  • Alternative Investment Fund Managers Directive and ERISA fiduciary issues Restricted access

    Article

    Submitted: 16 July 2014

    The article discusses whether the imposition by the Alternative Investment Fund Managers Directive (AIFMD) of valuation responsibilities on an alternative investment fund manager (the AIFM) is compatible with the rules and guidance under the U.S. Employee Retirement Income Security Act of 1974 (ERISA).

  • Control of Non-listed Companies and Issuers - Provisions of note for Private Equity Fund Managers (Articles 26-30) Restricted access

    Seminar Series

    Submitted: 15 July 2014

    The seventh in the series looks at the practical steps that UK (or other EU) managers should be taking, and the questions they should be asking, in relation to marketing their non-EU alternative investment funds under the national private placement regimes established under AIFMD Article 36.

  • Article 36 national private placement regimes Restricted access

    Seminar Series

    Submitted: 09 July 2014

    The sixth in a series of presentations bringing you up to date with the implementation landscape under the AIFMD as we approach the date for its implementation.

  • Legal Headwinds: NL/EU - Quarterly Report - Q3 2014 Restricted access

    Newsletter

    Submitted: 09 July 2014

    The Q3 2014 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the Netherlands for the period from 01 July to 30 September 2014.

  • Legal Headwinds NL/EU Newsletter Q3 Restricted access

    Article

    Submitted: 09 July 2014

    The Q3 2014 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the Netherlands for the period from 01 July to 30 September 2014.

  • Legal Headwinds: UK/EU - Quarterly Report - Q3 2014 Restricted access

    Newsletter

    Submitted: 07 July 2014

    The Q3 2014 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the UK for the period from 01 July to 30 September 2014.

  • German and Dutch Insights Restricted access

    Seminar Series

    Submitted: 01 July 2014

    The fifth in a series of presentations bringing you up to date with the implementation landscape under the AIFMD as we approach the date for its implementation.

  • ESMA publishes final draft RTS on disclosure of information under CRA3 Restricted access

    Article

    Submitted: 01 July 2014

    ESMA’s final draft RTS, published on 24 June 2014, specifies the information that the issuer, originator and sponsor of a structured finance instrument must publish under Article 8b of the CRA Regulation.

  • Coffee, you and MiFID 2 - Session 2 Restricted access

    Seminar Series

    Submitted: 01 July 2014

    Product intervention: what does it mean? + 3rd country regime: impact on services that can be rendered to Dutch investors and more (19 June 2014)

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