Financial Institutions

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  • European Commission launches project to establish a Capital Markets Union

    Article

    Submitted: 29 January 2015

    ​On 28 January 2015, the European Commission (the Commission) launched its project to establish a Capital Markets Union (CMU) for all 28 Member States of the European Union (EU) by holding the first orientation debate.

  • Episode 453: PRIIPs – short form disclosure

    Video Podcast

    Submitted: 27 January 2015

    Simmons & Simmons partner Penny Miller talks to colleague Alice Sullivan about the key issues relevant to PRIIPs and, in particular, the ESA Discussion Paper.

  • Coffee, you and MiFID 2 - session 1 Restricted access

    Seminar

    Submitted: 26 January 2015

    During this first session, our partners Charlotte Stalin and Jochen Kindermann provided an overview regarding the contents and highlights of the recently published, extensive MiFID 2 papers.

  • Legal Headwinds: NL/EU - Quarterly Report - Q1 2015 Restricted access

    Newsletter

    Submitted: 26 January 2015

    The Q1 2015 edition of Legal Headwinds focuses on key regulatory developments relevant to financial institutions operating in the Netherlands for the period from 31 December 2014 to 31 March 2015.

  • Legal Headwinds NL/EU Newsletter Q1 Restricted access

    Article

    Submitted: 26 January 2015

    The Q1 2015 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the Netherlands for the period from 31 December 2014 to 31 March 2015.

  • Legal Headwinds: UK/EU - Quarterly Report - Q1 2015 Restricted access

    Newsletter

    Submitted: 20 January 2015

    The Q1 2015 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in the UK for the period from 01 January to 31 March 2015.

  • Update: Regulatory reporting by non-EU AIFMs to the UK’s FCA under AIFMD (Annex IV reporting)

    Article

    Submitted: 20 January 2015

    As the 31 January deadline for AIFMs to file their first Annex IV reports approaches, we look at who must make a report, what information they must report and how they report​ it.

  • UCITS V: ESMA publishes Level 2 measures on depositaries

    Article

    Submitted: 19 January 2015

    ESMA sets out draft level 2 measures on UCITS depositaries issues.

  • ESMA consults on asset segregation under AIFMD

    Article

    Submitted: 14 January 2015

    ESMA’s consultation paper examines two options for complying with AIFMD Level 2 segregation obligations where a depositary delegates safekeeping functions to a third party.

  • ESMA consults on share classes of UCITS Restricted access

    Article

    Submitted: 14 January 2015

    ESMA consultation aims to develop a common understanding of what constitutes a share class of a UCITS and of the ways in which share classes may differ from each other.

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