Financial Institutions

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  • Market Abuse Regulation knowledge centre

    Article

    Last Reviewed: 17 July 2017 / Submitted: 25 April 2016

    Our Market Abuse Regulation knowledge centre provides you with access to the key materials relating to the EU’s revisions to its 2003 Market Abuse Directive (MAD), which have led to the adoption of a new Market Abuse Regulation (MAR) and associated recast Directive (CSMAD).

  • CMU: The New Prospectus Regulation (PD3) - Impact on Issuers of Debt Securities

    Article

    Submitted: 30 June 2017

    On 30 June 2017 the long-awaited text of the new Prospectus Regulation was published in the Official Journal - this is an important step forward in the completion of Capital Markets Union.

  • Prospectus Regulation Tracker

    Article

    Submitted: 30 June 2017

    Our Prospectus Regulation Tracker will help you plan for the changes ahead.

  • The Global LEI System and Other Unique Identifiers

    Article

    Last Reviewed: 30 June 2017 / Submitted: 10 February 2014

    An overview of the Global LEI System considering some of its practical implications for financial institutions and, in particular, its relationship to the reporting obligations under EMIR including Unique Transaction Identifiers and Unique Product Identifiers.

  • Bank Crisis Management and Resolution

    Article

    Last Reviewed: 30 June 2017 / Submitted: 12 August 2014

    An overview of the proposed global measures for bank crisis management and resolution.

  • Bank structural reform Restricted access

    Article

    Last Reviewed: 30 June 2017 / Submitted: 11 August 2014

    An overview of the proposed measures for the structural reform of the banking sector in the EU and UK.

  • EMIR Margin requirements for physically settled FX forwards: the time to engage is now

    Article

    Submitted: 28 June 2017

    ​Amid the noise of MiFID2, it would perhaps be easy to forget that the final piece of the EMIR Margin requirements, which relates to physically settled FX forwards, is due to come into force on 03 January 2018.

  • Capital Markets Union knowledge centre

    Article

    Last Reviewed: 15 June 2017 / Submitted: 05 November 2015

    Our Capital Markets Union Knowledge Centre can help you access materials relating to the ongoing development of the Capital Markets Union.

  • ECJ’s Opinion on the Singapore Free Trade Agreement and the implications for brokering the Brexit deal

    Article

    Submitted: 19 May 2017

    The European Court of Justice's Opinion on questions of the process for concluding a bilateral free trade agreement between the EU and the Republic of Singapore is particularly important as it will determine which provisions will require approval and subsequent ratification from all remaining EU Member States in any UK-EU deal brokered in the context of Brexit.

  • Legal Headwinds NL/EU - Quarterly Report - Q2 2017

    Newsletter

    Submitted: 02 May 2017

    The Q2 2017 edition of Legal Headwinds focuses on key regulatory developments relevant to financial institutions operating in the Netherlands for the period from 01 April 2017 to 30 June 2017.

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