SEC Regulation outside the US

SEC Basics, Workshop (18 June 2018) is an intensive, interactive workshop suitable ideal for those with little or no knowledge of the US securities laws, the SEC or the SEC’s rules and regulations.

SEC Regulation Outside the United States, Conference (19 June 2018) briefs European financial services practitioners on how the SEC administers and enforces the US securities laws - and what it means to you. SEC officials and other regulatory experts guide you through the nuances of current and pending US regulation and legislation.

SEC Examinations (20 June 2018) examines the responsibilities of Chief Compliance Officers and explores what is involved in a compliance programme, an annual review and an SEC inspection of a non-US manager that is registered with the SEC.

NOTE: The event is being organised by InvestoRegulation and is a paid for event. We have been offered a limited number of discount passes for each of the three days.

Contact Waheed Aslam or your usual Simmons & Simmons contact for more information.

Event contact

Waheed Aslam
AMIF Sector Lead

T +44 20 7825 4162 or