Asset Management

Latest

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  • Conduct risk and corporate governance - lessons from Carillion

    Article

    Submitted: 18 May 2018

    We consider the implications for senior managers and professional advisors in light of the Work and Pensions and BEIS Committees’ report into the implications of the Carillion collapse.

  • CAIA Infrastructure event: Clean energy panel session

    Seminar

    Submitted: 17 May 2018

    Following our Clean Energy panel event on 16 May 2018, we have summarised some of the keys themes which were explored by our panel in the below article.

  • HMRC updates list of CRS reportable jurisdictions

    Article

    Submitted: 17 May 2018

    HMRC has removed six jurisdictions from the list of reportable jurisdictions for the purposes of the Common Reporting Standard.

  • DFSA Phase 2 Consultation on AML, CTF and Sanctions - Deadline approaches

    Article

    Submitted: 15 May 2018

    On 18 April 2018, the Dubai Financial Services Authority (the DFSA) issued Consultation Paper No. 120 on proposed changes to the DFSA’s Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF) and Sanctions Regime. This article explores some of the key proposed changes.

  • U.S. Iran-related Nuclear Sanctions to be Reimposed

    Article

    Submitted: 13 May 2018

    On 08 May 2018, U.S. President Donald Trump announced that “the United States will withdraw from the Iran nuclear deal”, known formally as the Joint Comprehensive Plan of Action (the JCPOA), and that the “highest level of economic sanctions” will be imposed by the United States on Iran.

  • Legal Headwinds NL/EU - Quarterly Report - Q2 2018 Restricted access

    Newsletter

    Submitted: 11 May 2018

    ​The Q2 2018 edition of Legal Headwinds focuses on key regulatory developments relevant to asset managers and financial institutions operating in the Netherlands for the period from 01 April 2018 to 30 June 2018.

  • GDPR for UK regulated funds

    Article

    Submitted: 11 May 2018

    GDPR requirements replace and extend the current data protection regime. This note summarises the main changes and sets out actions that fund managers must take.

  • Legal Headwinds: UK/EU - Quarterly Report - Q2 2018 Restricted access

    Newsletter

    Submitted: 10 May 2018

    The Q2 2018 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 April 2018 to 30 June 2018.

  • Legal Headwinds: Asia - Quarterly Report - Q2 2018 Restricted access

    Newsletter

    Submitted: 10 May 2018

    The Q2 2018 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

  • About banana skins & reputations - criminal liability of directors and managers

    Seminar

    Submitted: 10 May 2018

    The doctrine of "actual leadership" is under pressure. When does a director (or other manager) come into the "danger zone", what exactly are the risks? Do criminal enforcers really make a distinction between greed and negligence?

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