Asset Management


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  • Hedge Fund Vista webinar - 18 September 2019


    Submitted: 19 September 2019

    In this session, Craig Bisson, Lawrence Brown, Sarah Crabb (Simmons & Simmons) and Debbie Franzese (Seward & Kissel) discuss IBOR transition for UK hedge fund managers, GDPR – 1 year on, Cayman Data Protection Law and more.

  • CBI publishes letter on year end approval timeframes


    Submitted: 16 September 2019

    ​The CBI has published a letter on the topic of year end approval timeframes.

  • ESMA publishes Final Guidelines on Liquidity Stress Testing in UCITS and AIFs


    Submitted: 16 September 2019

    The European Securities and Markets Authority (ESMA) has published a series of guidelines for managers and depositaries of UCITS and AIFs on liquidity stress testing of their funds. The Guidelines, which have been the subject of some adverse comment from industry, will apply from 30 September 2020.

  • FTT nears agreement?


    Submitted: 16 September 2019

    Reports indicate that participating Member States are hoping to finalise the terms of the restricted FTT to be implemented in ten Member States at a meeting in October.

  • Labour's plans for an extended UK FTT


    Submitted: 16 September 2019

    The Labour Party is considering including in its manifesto proposals to extend UK stamp taxes to a wide range of financial instruments.

  • Financial Services Alerter - August 2019 developments


    Submitted: 13 September 2019

    Issue 139 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • FinTech Fund launch 2019: hear from Monzo on how to build a FinTech unicorn


    Event date: 03 October 2019

    What are the greatest challenges facing new FinTech businesses today? Join us as we hear from Tristan Thomas, Monzo’s Head of Marketing and Community, about Monzo’s success story.

  • New German draft regulations on Cross-border Own Account Trading


    Submitted: 12 September 2019

    The German Federal Government has passed a draft Act on the introduction of special regulation on the recovery and resolution of CCPs (the Act), clarifying licence requirements for non-EEA entities conducting cross-border proprietary trading with counterparties or on trading venues in Germany.

  • Commodities Series: The China - U.S. Trade Tensions, where to from here?


    Event date: 25 September 2019

    Ongoing trade tensions between China and the U.S. are creating uncertainties and volatilities in a number of industries, including commodities. But how exactly are they impacting the market and what challenges and opportunities do they represent for those operating in the commodities space?

  • FCA updates submission process for marketing and material change notifications by AIFMs


    Submitted: 06 September 2019

    ​The FCA has announced that, from 09 September 2019, the process for submitting material change notifications by AIFMs intending to market AIFs under the UK’s national private placement regime (NPPR) will change.

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