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Autumn Legal Business Update October 2017
Submitted: 14 February 2018
Seward & Kissel publishes its 2018 annual regulatory reminders memorandum.
Submitted: 09 February 2018
Securities and Exchange Commission (SEC) registered investment advisers with a 31 December year end must update Form ADV on or before 31 March 2018.
Submitted: 05 January 2018
This article provides a brief description of the scope and impact of the licence application for depositaries and Alternative Investment Fund Managers (AIFMs).
Submitted: 14 December 2017
Managers claiming exemption or exclusion from CPO or CTA registration under certain CFTC Regulations must affirm their notice of exemption or exclusion by 01 March 2018.
Submitted: 13 December 2017
In a positive move for the local fund industry, Luxembourg has clarified that tax residence certificates for the purposes of double tax treaties are available to reserved alternative investment funds (RAIFs) not investing in risk capital.
Submitted: 20 November 2017
The UK's Financial Conduct Authority (FCA) announces that new Annex IV reporting forms AIF001 and AIF002 will be in place in time for quarterly reports due in January 2018.
Last Reviewed: 06 November 2017 / Submitted: 19 September 2017
We summarise the key amendments which we expect hedge fund managers (full scope UK AIFMs) will need to make to AIF and managed account documents in light of MiFID2.
Submitted: 26 October 2017
On 26 October 2017, the US Securities and Exchange Commission (SEC) issued three "no-action" letters in respect of research payments to US brokers to enable them to comply with research payment provisions under MiFID2 after 03 January 2018.
Last Reviewed: 24 October 2017 / Submitted: 11 October 2017
This session looks at current hot topics for the hedge fund industry.
Submitted: 20 September 2017
We summarise the key amendments which we expect UK authorised fund managers (including UK UCITS management companies) will need to make to fund documentation in light of MiFID2.
Experts from our Singapore, China and Hong Kong offices discuss fund marketing in Asia.
Our dedicated resource for setting up your fund management business. LaunchPlus is designed to help today's emerging hedge fund managers in the UK, US, Singapore and Hong Kong through every stage to launch and beyond.
Our Legal Headwinds reports focus on future key legal and regulatory developments across a range of sectors.
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