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Join us for our thirteenth annual one day training programme on either 11 or 12 October 2017.
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Submitted: 11 October 2017
This session looks at current hot topics for the hedge fund industry.
Submitted: 20 September 2017
We summarise the key amendments which we expect UK authorised fund managers (including UK UCITS management companies) will need to make to fund documentation in light of MiFID2.
Submitted: 19 September 2017
We summarise the key amendments which we expect hedge fund managers (full scope UK AIFMs) will need to make to AIF and managed account documents in light of MiFID2.
Submitted: 18 September 2017
This note sets out information relating to the implications of the PRIIPs regime for managers and distributors of alternative investment funds (AIFs).
Submitted: 12 September 2017
Our briefing note provides a checklist of the legal agreements and compliance policies likely to be impacted by changes brought in by the UK’s implementation of MiFID2. It sets out our general views on what documentation reviews and updates firms may wish to prioritise.
Event date: 21 November 2017
The final webinar of five in this series will discuss the practical implications of relocating or establishing an additional presence in Germany to achieve a smooth transition following Brexit. There will be an opportunity for Q&As.
Submitted: 05 September 2017
Seward & Kissel’s Memorandum looks at the Securities and Exchange Commission’s (SEC) recent amendments to Form ADV and the Investment Advisers Act 1940 (the Advisers Act) which come into force on 01 October 2017.
Submitted: 15 August 2017
A letter from the FCA, outlining how it expects certain MiFID2 requirements to be applied, signals a game-changing departure by the regulator, with potentially significant ramifications for the UK asset management industry.
Submitted: 11 August 2017
The Spanish Ministry of Economy, Industry and Competitiveness has published a preliminary draft law and draft Royal Decree implementing MiFID2 in Spain.
Submitted: 19 July 2017
On 03 July 2017, the Financial Conduct Authority (FCA) published Policy Statement, PS 17/19, containing the final rules by which it will transpose key conduct of business requirements under MiFID2. These will affect what the FCA acknowledges will be “a wide range of regulated and recognised firms".
Experts from our Singapore, China and Hong Kong offices discuss fund marketing in Asia.
Our dedicated resource for setting up your fund management business. LaunchPlus is designed to help today's emerging hedge fund managers in the UK, US, Singapore and Hong Kong through every stage to launch and beyond.
Our Legal Headwinds reports focus on future key legal and regulatory developments across a range of sectors.
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