Institutional investors

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  • Irish UCITS investments in non-UCITS investment funds - Update

    Article

    Submitted: 27 September 2018

    ​Changes by the Central Bank of Ireland (CBI) to the rules on permitted investment by UCITS may require action to be taken by 05 October 2018 where a UCITS is invested in a non-UCITS investment fund which is not in compliance with the CBI’s requirements.

  • The Securitisation Regulation: key points for UCITS managers

    Article

    Submitted: 17 September 2018

    The EU’s Securitisation Regulation becomes effective from 01 January 2019. We assess the impact the Regulation has on UCITS, UCITS management companies and delegate investment managers.

  • The EU Securitisation Regulation - the clock is ticking but questions remain for US managers

    Article

    Submitted: 14 September 2018

    With just over three months until the European Securitisation Regulation comes into effect, this Note highlights that US investment managers should be aware of the possibility that they may be impacted by its provisions.

  • Irish regulator sets deadline of 30 November 2018 for review of UCITS performance fees

    Article

    Submitted: 07 September 2018

    By a letter dated 04 September 2018, the CBI announced that it will require all Irish UCITS management companies, including self-managed UCITS (ManCos), managing UCITS charging performance fees to review their existing performance fee methodologies to ensure they are in compliance with the relevant CBI Guidance and for the Chair of the Board of each ManCos to confirm in writing to the CBI by 30 November 2018 that such a review has been conducted and its outcome.

  • Legal Headwinds: Asia - Quarterly Report - Q3 2018 Restricted access

    Newsletter

    Submitted: 10 August 2018

    The Q2 2018 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

  • MMF Regulation - the FCA publishes its final rules

    Article

    Submitted: 13 July 2018

    The EU’s Money Market Funds Regulation comes into effect on 21 July 2018. Following its consultation in CP18/4, the FCA has now published a policy statement (PS18/17) containing its final rules. These include a number of changes to the original proposals, having taken into account industry feedback.

  • Breakfast Briefing Restricted access

    Seminar

    Submitted: 26 June 2018

    Vertrieb von Investmentfonds im Lichte der neuen Richtlinien- und Verordnungsentwürfe der EU-Kommission.

  • Preparing to implement the MMF Regulation in the UK

    Article

    Last Reviewed: 25 June 2018 / Submitted: 29 May 2018

    The EU’s Money Market Funds Regulation comes into effect on 21 July 2018. In the UK, the FCA has consulted (in CP18/4) on rule changes to ensure the Regulation can work properly in the UK. The consultation has now closed - a policy statement, final rules and guidance on how a fund can apply to be authorised as an MMF are expected shortly.

  • Commercial and practical approach required to determining source of interest

    Article

    Submitted: 25 June 2018

    The Court of Appeal has stressed the need for a commercial and practical approach to the multifactorial test of determining the source of interest when applying the UK withholding tax provisions.

  • Legal Headwinds: Asia - Quarterly Report - Q2 2018 Restricted access

    Newsletter

    Submitted: 10 May 2018

    The Q2 2018 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

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