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  • Legal Headwinds: Asia - Quarterly Report - Q3 2018 Restricted access

    Newsletter

    Submitted: 10 August 2018

    The Q2 2018 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

  • MMF Regulation - the FCA publishes its final rules

    Article

    Submitted: 13 July 2018

    The EU’s Money Market Funds Regulation comes into effect on 21 July 2018. Following its consultation in CP18/4, the FCA has now published a policy statement (PS18/17) containing its final rules. These include a number of changes to the original proposals, having taken into account industry feedback.

  • Breakfast Briefing Restricted access

    Seminar

    Submitted: 26 June 2018

    Vertrieb von Investmentfonds im Lichte der neuen Richtlinien- und Verordnungsentwürfe der EU-Kommission.

  • Preparing to implement the MMF Regulation in the UK

    Article

    Last Reviewed: 25 June 2018 / Submitted: 29 May 2018

    The EU’s Money Market Funds Regulation comes into effect on 21 July 2018. In the UK, the FCA has consulted (in CP18/4) on rule changes to ensure the Regulation can work properly in the UK. The consultation has now closed - a policy statement, final rules and guidance on how a fund can apply to be authorised as an MMF are expected shortly.

  • Commercial and practical approach required to determining source of interest

    Article

    Submitted: 25 June 2018

    The Court of Appeal has stressed the need for a commercial and practical approach to the multifactorial test of determining the source of interest when applying the UK withholding tax provisions.

  • Legal Headwinds: Asia - Quarterly Report - Q2 2018 Restricted access

    Newsletter

    Submitted: 10 May 2018

    The Q2 2018 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

  • MiFID2: expected amendments to fund and managed account documentation for UK AIFMs

    Article

    Last Reviewed: 06 November 2017 / Submitted: 19 September 2017

    We summarise the key amendments which we expect hedge fund managers (full scope UK AIFMs) will need to make to AIF and managed account documents in light of MiFID2.

  • Legal Headwinds: Asia - Quarterly Report - Q4 2017 Restricted access

    Newsletter

    Submitted: 01 November 2017

    The Q4 2017 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

  • MiFID2: SEC publishes "no-action" relief in respect of research payments to US brokers

    Article

    Submitted: 26 October 2017

    On 26 October 2017, the US Securities and Exchange Commission (SEC) issued three "no-action" letters in respect of research payments to US brokers to enable them to comply with research payment provisions under MiFID2 after 03 January 2018.

  • MiFID2: expected amendments to fund documentation for UK authorised funds

    Article

    Submitted: 20 September 2017

    We summarise the key amendments which we expect UK authorised fund managers (including UK UCITS management companies) will need to make to fund documentation in light of MiFID2.

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