Asset Management

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  • Senior Managers and Certification Regime Extension

    Tracker

    Last Reviewed: 15 October 2018 / Submitted: 23 March 2016

    A practical guide to preparing for the proposed extension of the senior managers and certification regime to all FMSA authorised persons.

  • Trading Venue Reviewer

    Microsite

    Last Reviewed: 04 May 2018 / Submitted: 08 January 2018

    Welcome to the Simmons & Simmons Trading venue reviewer.

  • Senior managers and certification regime for banks Restricted access

    Tracker

    Last Reviewed: 18 April 2018 / Submitted: 16 December 2014

    A practical guide for HR to the new UK senior managers regime.

  • Conduct risk

    Microsite

    Last Reviewed: 03 January 2018 / Submitted: 25 January 2017

    This site assists clients in viewing their business, people and operational risks through the Conduct Risk lens.

  • PRIIPs

    Microsite

    Last Reviewed: 29 November 2017 / Submitted: 29 June 2016

    The upcoming PRIIPs Regulation will require manufacturers of structured products to produce a three page "key information document" for retail investors. This microsite examines the key implications for asset managers.

  • MiFID2 Tracker

    Tracker

    Last Reviewed: 20 September 2017 / Submitted: 14 April 2015

    This microsite is designed to provide a helpful guide to understanding the legislative developments MiFID2 has introduced. It also contains materials and training materials designed to assist you in understanding both how MIFID2 will impact your business and what you need to do to implement the changes.

  • Benchmarks Regulation

    Microsite

    Submitted: 30 August 2017

    The microsite provides an overview of the Benchmarks Regulation, links to the source material as well as our summaries and analysis of the benchmarks related legal developments.

  • Brexit

    Microsite

    Last Reviewed: 09 August 2017 / Submitted: 16 June 2016

    The legal consequences of the UK exiting from the EU: what should businesses be considering?

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