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Financial Services Alerter - February 2019 developments

Newsletter

Submitted: 04 April 2019

Issue 133 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.
Oversight April 2019 - Offline distribution of Complex Products

Newsletter

Submitted: 04 April 2019

This Oversight summaries the new requirements for offline distribution of complex products per the revised Code of Conduct for Persons Licensed or Registered with the SFC.
Financial Services Alerter - January 2019 developments

Newsletter

Submitted: 21 March 2019

Issue 132 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.
Oversight March 2019 - Hong Kong tax regime for funds set to change

Newsletter

Submitted: 21 March 2019

This Oversight considers material changes to profits tax exemption for non-resident funds under an amendment bill gazetted on 07 December 2018.
Oversight February 2019 - Revamp of SFC licensing processes

Newsletter

Submitted: 25 February 2019

This Oversight provides an overview of the revised licensing process announced by the SFC on 01 February 2019.
Oversight February 2019 - SFC issues Guide on the Use of Financial Derivative Instruments for Unit Trusts and Mutual Funds

Newsletter

Submitted: 15 February 2019

This Oversight considers the Guide on the Use of Financial Derivative Instruments for Unit Trusts and Mutual Funds published by the SFC on 17 December 2018.
Legal Headwinds: UK/EU - Quarterly Report - Q1 2019

Newsletter

Submitted: 13 February 2019

The Q1 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 January 2019 to 31 March 2019.
Legal Headwinds NL/EU - Quarterly Report - Q1 2019

Newsletter

Submitted: 13 February 2019

The Q1 2019 edition of Legal Headwinds focuses on key regulatory developments relevant to asset managers and financial institutions operating in the Netherlands for the period from 01 January 2019 to 31 March 2019.
Legal Headwinds: Asia - Quarterly Report - Q1 2019

Newsletter

Submitted: 13 February 2019

The Q1 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.
Financial Services Alerter - December 2018 developments

Newsletter

Submitted: 17 January 2019

Issue 131 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.