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Oversight January 2017 - SFC FAQs on Client Agreement Requirements and on Suitability Obligations

Newsletter

Submitted: 20 January 2017

This Oversight discusses the key points of the SFC’s FAQs on client agreement requirements and on the compliance with and triggering of suitability obligations.
Oversight January 2017 - Hong Kong opens the door to leveraged and inverse ETFs tracking Hong Kong indices

Newsletter

Submitted: 16 January 2017

This Oversight provides a summary of the SFC's circulars on leveraged and inverse products and an overview of the regime for and recent developments of these products in Hong Kong.
Asia CPD Training 2016

Conference

Submitted: 24 October 2016

Materials available from our CPD training programme held in October 2016. Learn about a broad range of topical issues relevant to financial institutions, asset managers and investment funds, from lawyers across many disciplines.
Oversight October 2016 - SFC Circular to Managers of retail funds on liquidity risk management

Newsletter

Submitted: 21 October 2016

This Oversight provides a brief summary of the Circular including the SFC’s recommendations.
Singapore regulatory enforcement update: Q3 2016

Article

Submitted: 14 October 2016

A round up on regulatory enforcement developments in Singapore for the third quarter of 2016.
Episode 0569: China has relaxed rules for foreign fund managers

Video Podcast

Submitted: 13 October 2016

Simmons & Simmons lawyer Melody Yang talks to Greg Harris about the relaxation of rules for foreign fund managers in China.
Oversight September 2016 - SFC updates FAQs on Offers of Investments in relation to real estate arrangements

Newsletter

Submitted: 22 September 2016

The Securities and Futures Commission of Hong Kong issued an updated version of its FAQs in relation to "Offers of Investments" under the Securities and Futures Ordinance of Hong Kong (SFO), which provides further guidance with regard to Part IV of the SFO and collective investment schemes connected with interests in real property.
Oversight August 2016 - Leveraged and inverse ETFs in Hong Kong and Singapore

Newsletter

Submitted: 24 August 2016

This Oversight provides a brief summary of the regimes for leveraged and inverse products structured as ETF in Hong Kong and Singapore.
Contractual estoppel: re-affirmed but for how long?

Article

Last Reviewed: 15 August 2016 / Submitted: 15 August 2016

A look at the Hong Kong Court of First Instance judgment in Chang Pui Yin v Bank of Singapore [2016] HECK 1721.
Singapore regulatory enforcement update: Q2 2016

Article

Submitted: 03 August 2016

A round up on regulatory enforcement developments in Singapore for the second quarter of 2016.