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Singapore regulatory enforcement newsflash

Article

Submitted: 25 May 2016

MAS to close Swiss bank subsidiary for money laundering breaches and fine of S$13.3 million
Singapore regulatory enforcement update: Q1 2016

Article

Submitted: 13 May 2016

A round up on regulatory enforcement developments in Singapore for the first quarter of 2016.
Episode 541: Singapore fund management regulatory update

Video Podcast

Submitted: 04 May 2016

JWS Asia Law director Jek-Aun Long give us an update on fund management regulatory developments in Singapore.
The impact of the SFC's new client agreement requirements on private fund managers

Article

Submitted: 28 April 2016

The SFC's prescribed contractual clause, which is designed to enhance investor protection, may have limited relevance to private fund managers in Hong Kong.
Episode 0532: Mutual recognition of funds between Hong Kong and China

Video Podcast

Submitted: 31 March 2016

Simmons & Simmons lawyer Natalie Kong talks to colleague Rolfe Hayden about mutual recognition of funds between Hong Kong and China.
Hong Kong regulatory enforcement newsflash SFC new enforcement director

Article

Submitted: 26 March 2016

The hunt for a new Head of Enforcement is finally over, with the SFC announcing last Wednesday the appointment of Thomas Atkinson as its new Executive Director of Enforcement.
Episode 0529: Inverse and leveraged ETFs in Hong Kong

Video Podcast

Last Reviewed: 24 March 2016 / Submitted: 24 March 2016

Simmons & Simmons lawyer Ivy Yam talks to Eva Chan about inverse and leveraged ETFs in Hong Kong.
Hong Kong regulatory enforcement newsflash

Article

Submitted: 08 March 2016

The SFC's recent signing of a memorandum of understanding with the Department of Justice will likely see an increase in criminal prosecution of market misconduct in the higher courts, which may also bring about a decline in the number of section 213 proceedings commenced by the SFC.
Let us in! AIFMD - The establishment and marketing of Funds in the EU under the AIFMD

Seminar

Submitted: 16 February 2016

In this seminar we look at the key components of AIFMD, what you need to know about regional variations in implementation across the EU and how Asian Managers may be able to take advantage of the national private placement regimes in key EU jurisdictions.
Brave new world: MiFID2 and MiFIR - The changes facing the financial markets

Seminar

Submitted: 15 February 2016

In this seminar we look at the current status of MiFID2 and MiFIR, the practical implications the implementation of the new regime will have on international financial institutions and why it is relevant to you in Asia.