Banking

Latest

1 to 10 of 1015
  • FTT nears agreement?

    Article

    Submitted: 16 September 2019

    Reports indicate that participating Member States are hoping to finalise the terms of the restricted FTT to be implemented in ten Member States at a meeting in October.

  • Labour's plans for an extended UK FTT

    Article

    Submitted: 16 September 2019

    The Labour Party is considering including in its manifesto proposals to extend UK stamp taxes to a wide range of financial instruments.

  • Oversight September 2019 - New SFC requirements for client asset accounts with authorised institutions

    Newsletter

    Submitted: 03 September 2019

    This Oversight provides a regulatory overview of the treatment of client assets under the SFC Code of Conduct, the SFC's licensing regime and other related guidance and regulations, addresses a recent Circular published by the SFC regarding new measures to enhance the protection of client assets by intermediaries, and considers the practical implications of the Circular for fund managers and authorised institutions.

  • BaFin Explanatory Note on PRIIPs Regulation Restricted access

    Article

    Submitted: 30 August 2019

    On 22 August 2019, the BaFin published an Explanatory Note (Merkblatt) on the regulatory classification of certain characteristics of corporate bonds under the PRIIPs Regulation.

  • The new DIFC Insolvency Law

    Article

    Submitted: 29 August 2019

    A new Dubai International Financial Centre (DIFC) Insolvency Law has been introduced incorporating new insolvency procedures and measures to facilitate improved co-operation in cross-border insolvency proceedings.

  • Legal Headwinds NL/EU - Quarterly Report - Q3 2019 Restricted access

    Newsletter

    Submitted: 30 July 2019

    ​The Q2 2019 edition of Legal Headwinds focuses on key regulatory developments relevant to asset managers and financial institutions operating in the Netherlands for the period from 01 April 2019 to 30 June 2019.

  • Legal Headwinds: UK/EU - Quarterly Report - Q3 2019

    Newsletter

    Submitted: 30 July 2019

    The Q3 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 July 2019 to 30 September 2019.

  • Legal Headwinds: Asia - Quarterly Report - Q3 2019 Restricted access

    Newsletter

    Submitted: 30 July 2019

    The Q3 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions and asset managers operating in China, Hong Kong and Singapore.

  • Joint Committee Report on the Draft Registration of Overseas Entities Bill – A Lender Perspective

    Article

    Submitted: 29 July 2019

    The draft Registration of Overseas Entities Bill has been reviewed by a Joint Committee of the House of Lords and House of Commons and we consider the report from a lender perspective.

  • Labour Intensive - A High Impact Scenario

    Article

    Submitted: 24 July 2019

    With Boris Johnson now installed as Prime Minister, attention turns to his first 100 days and the material possibility of a Labour-led government by its end. Our latest scenario analysis shows a 70% chance of a General Election before 31 October 2019 (Johnson’s Day-99) within which a 28% chance of a Labour-Led government. In this article we have brought together the views from our specialist team of leading lawyers and financial markets experts to look in more detail at the Labour Party programme and its possible implications for all stakeholders in UK assets.

1 to 10 of 1015