Commodity Trading & Finance

Latest

1 to 10 of 64
  • Combatting trade based money laundering Restricted access

    Seminar

    Submitted: 13 November 2017

    Slides from our Round table discussion, in conjunction with Pelican and Dow Jones, which focused on the increasing use of trade as a vehicle for money laundering and terrorist financing activities. A number of insights were shared on the latest updates to local and global regulatory frameworks, the current techniques and methods being adopted by criminals and the role of technology as a method of increasing controls.

  • Extending the Senior Managers & Certification Regime: our response to the Consultation Paper

    Article

    Submitted: 10 November 2017

    We highlight the key points set out in our response to Consultation Paper (CP17/25) on the extension of the Senior Managers & Certification Regime (SMCR) to all FCA solo-regulated firms.

  • Autumn Legal Business Update 2017 Restricted access

    Conference

    Last Reviewed: 24 October 2017 / Submitted: 22 September 2017

    Learn about a broad range of topical issues relevant to financial institutions, asset managers and investment funds, from lawyers across many disciplines.

  • Buy-side Derivatives and Trading Hot Topics Restricted access

    Seminar

    Last Reviewed: 24 October 2017 / Submitted: 11 October 2017

    This session provides an update on the upcoming market and regulatory developments impacting buy-side trading arrangements, including imminent EMIR deadlines, proposals for EMIR 2.0, benchmarks reform and the Benchmarks Regulation, MiFID2 and Brexit.

  • Demystifying Commodity Finance Restricted access

    Seminar

    Last Reviewed: 24 October 2017 / Submitted: 11 October 2017

    The term commodity finance covers a multitude of products offered both by banks and, increasingly, by non-bank financial institutions. This session seeks to demystify what is meant by commodity finance by providing an overview of some of the most commonly used products in the market and exploring the legal and practical considerations that need to be taken into account when structuring and negotiating commodity finance transactions.

  • Duties and Trade Errors Restricted access

    Seminar

    Last Reviewed: 24 October 2017 / Submitted: 11 October 2017

    We look at trade errors and the different duties engaged in dealing with them; fiduciary, tortious and regulatory. We also look at how to manage potential conflicts of interest arising from trade errors.

  • MiFID2: Commodities

    Webinar

    Event date: 21 November 2017

    The fifth in a series of webinars on key MiFID2 topics which firms need to consider in the run up to the MiFID2 deadline of 03 January 2018.

  • 7th Private Equity Forum 2017 Conference

    Conference

    Event date: 21 November 2017

    Simmons & Simmons is sponsoring this event. It will cover Brexit and what it will mean for Private Equity and Venture Capital with clarification on the next series of changes to ensure you are aware of the necessary key actions and deadlines.

  • SMCR: 10 things all FCA solo-regulated financial services firms need to know

    Article

    Submitted: 01 September 2017

    Our helpful briefing note highlights the top 10 things you need to know about the proposed extension of the Senior Managers and Certification Regime (SMCR) to all FCA solo-regulated financial services firms.

1 to 10 of 64