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Submitted: 11 August 2017
Overview of FRC announcement removing Tier 3 category of signatories to the UK Stewardship Code
Submitted: 07 August 2017
The FCA is consulting on proposed changes to the governance of authorised fund managers (AFMs) which would involve the appointment of an estimated 480 independent non-executive directors (NEDs) across the UK asset management sector.
Last Reviewed: 04 August 2017 / Submitted: 04 May 2015
Since 06 April 2016 most UK incorporated companies and LLPs have been required to keep a register of individuals or legal entities with "significant control" over them (PSC register).
Submitted: 02 August 2017
La Délibération n° 2017-191 du 22 juin 2017 portant modification de la Délibération n° 2005-305 du 08 décembre 2005 portant autorisation unique de traitements automatisés de données à caractère personnel mis en œuvre dans le cadre de dispositifs d'alerte professionnelle (AU-004) a été publiée le 25 juillet 2017.
The Q3 2017 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.
Event date: 19 September 2017
A panel discussion devoted to technology solutions and addressing privacy challenges.
Submitted: 28 July 2017
The FCA published its consultation paper on the extension of the Senior Managers and Certification Regime on Wednesday 26 July 2017. This training page outlines the implications of the FCA’s consultation paper on the extension of the Senior Managers and Certification Regime, some key points for you to consider and the next steps for your firm.
Submitted: 26 July 2017
The Financial Conduct Authority (FCA) has, on 26 July 2017, published its consultation paper on the extension of SMCR to all FCA firms. We highlight the main implications of the proposed new regime.
Last Reviewed: 20 July 2017 / Submitted: 16 June 2016
The legal consequences of the UK exiting from the EU: what should businesses be considering?
Last Reviewed: 17 July 2017 / Submitted: 25 April 2016
Our Market Abuse Regulation knowledge centre provides you with access to the key materials relating to the EU’s revisions to its 2003 Market Abuse Directive (MAD), which have led to the adoption of a new Market Abuse Regulation (MAR) and associated recast Directive (CSMAD).
Podcast 597: The Singapore Variable Capital Company (S-VACC)
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Our online tool can help you perform an independent legal review of your netting and collateral arrangements for EMIR compliance purposes.
Employing people in a regulated world can be complex. We have a suite of tools and information available to help you manage the regulatory requirements.
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London 19 September 2017
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