Corporate & Governance

Latest

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  • Certification Regime Restricted access

    Webinar

    Submitted: 12 July 2019

    Download the slides and watch our recent webinar on demand. The fourth call in our SMCR implementation series focuses on certification regime - how to allocate the client dealing function, managers of certified people, material risk takers and algorithmic traders.

  • Legal update for Corporates

    Conference

    Event date: 26 September 2019

    ​Join us at our legal update for in-house counsel and corporate treasury / finance professionals this September. Throughout the afternoon, you will have the opportunity to attend multiple sessions on a broad range of hot legal topics that are relevant for corporates.

  • SRD II: UK implementation of remuneration changes

    Article

    Submitted: 04 July 2019

    An overview of the regulations that implement the directors’ remuneration provisions in the EU Shareholder Rights Directive II and came into force on 10 June 2019, with some transitional provisions.

  • MAS clarifies regulatory expectations on IAC Guidelines

    Article

    Submitted: 01 July 2019

    In our previous bulletin, we analysed the implications of Monetary Authority of Singapore’s (MAS) proposal to expand the scope of the Guidelines on Individual Accountability and Conduct (Guidelines) (CP2). In this sequel bulletin, we recapitulate some of the key points from MAS’ feedback to the first consultation issued recently on 06 June 2019, and chart the timeline and course ahead.

  • Difficult issues for smaller asset managers Restricted access

    Webinar

    Submitted: 28 June 2019

    Download the slides and watch our recent webinar on demand. The third of seven calls in our SMCR implementation series focuses on difficult issues for smaller asset managers, including interpretation and application of the partnership rules, core firm proportionality for smaller asset managers, and issues for our US asset manager population.

  • The launch of the RBO on 22 June 2019 has been postponed temporarily

    Article

    Submitted: 24 June 2019

    The launch of the RBO on 22 June 2019 has been postponed temporarily. Further information to be issued by the Companies Registration Office (CRO) in due course.

  • Financial pain: FCA fines Cathay and two of its directors for breaches of Listing Principles and DTRs

    Article

    Submitted: 20 June 2019

    An overview of the decision notices issued by the FCA to Cathay International Holdings Limited and two of its directors.

  • SMCR implementation: The Final Countdown, are you ready? Restricted access

    Webinar

    Submitted: 17 June 2019

    This series of practical webinars is designed to help you find solutions to some of the most commonly asked questions regarding SMCR implementation.

  • MAS proposes increased scope for Individual Accountability and Conduct Guidelines

    Article

    Submitted: 10 June 2019

    On 06 June 2019, the Monetary Authority of Singapore released a consultation paper expanding the scope of the Guidelines on Individual Accountability and Conduct for Financial Institutions. This article recapitulates the key outcomes set out in the IAC Guidelines, and summarises how the proposed extension of the IAC Guidelines’ scope will affect the newly-included entities, such as fund management companies, trustees and payment services licensees.

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