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Submitted: 10 April 2017
The FCA has issued a final notice in relation to market abuse by Tesco and for the first time exercised its power to require restitution for those affected.
Submitted: 30 November 2016
An overview of the FCA's consultation paper (CP16/38) with its proposed amendments to DTR 2.5 (delaying disclosure of inside information) to make its rules consistent with ESMA's Guidelines on delay in the disclosure of inside information.
Submitted: 07 November 2016
ESMA publishes advice on managers’ transactions, investment recommendation and information recommending or suggesting an investment strategy under MAR.
Submitted: 28 October 2016
Now that MAR has been up and running for several months, we take a look at some of the questions that seem to come up repeatedly, consider the answer to those questions and examine where else clarity may be needed.
Submitted: 21 October 2016
On 20 October 2016, the European Securities and Markets Authority (ESMA) formally published two sets of guidelines under the Market Abuse Regulation (MAR).
Submitted: 04 July 2016
On 03 July 2016 the Market Abuse Regulation (MAR) entered into force and replaced the Market Abuse Directive (MAD). This update briefly considers the potential impact of the new market abuse regime under MAR in relation to Dutch listed companies.
Conference Call
Submitted: 29 April 2016
The first in a series of calls relating to the new EU Market Abuse Regulation.
Submitted: 06 January 2016
The European Commission has now published a Delegated Regulation, setting out some of the Level 2 provisions required under the Market Abuse Regulation (though other Level 2 and Level 3 measures are still awaited).
Submitted: 01 January 2016
An overview of recent developments relating to the Listing Rules and DTRs.
Submitted: 07 December 2015
An overview of the FCA's proposals in CP 15/35.
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