Financial regulatory investigations

Latest

1 to 10 of 153
  • Court of Appeal endorses ENRC on when criminal proceedings are in contemplation

    Article

    Last Reviewed: 19 September 2018 / Submitted: 20 February 2018

    The Criminal Court of Appeal considered a claim for litigation privilege over documents generated when matters were still at an investigatory stage, agreeing with the analysis in ENRC as to when a criminal prosecution can be said to be in reasonable contemplation.

  • Whistleblowing - the international perspective

    Article

    Submitted: 17 September 2018

    Headline summaries of whistleblowing laws across a range of jurisdictions.

  • The impact of the proposals of the EU Commission on pre-marketing

    Article

    Submitted: 13 September 2018

    Harald Glander has written an article that has been published in top German legal Financial Services publication, Recht der Finanzinstrumente, on the impact of two separate proposals of the EU Commission on pre-marketing.

  • Whistleblowing in Germany

    Article

    Last Reviewed: 29 August 2018 / Submitted: 29 April 2015

    A high level outline of employment protection for whistleblowers in Germany.

  • Whistleblowing in France

    Article

    Last Reviewed: 22 August 2018 / Submitted: 29 April 2015

    A high-level outline of employment protection for whistleblowers in France.

  • Whistleblowing matrix - an international comparison table

    Article

    Last Reviewed: 22 August 2018 / Submitted: 20 June 2016

    ​A quick and easy display of the key points for employers to note, from a range of jurisdictions, in relation to whistleblowing.

  • Whistleblowing - international snapshot

    Article

    Last Reviewed: 22 August 2018 / Submitted: 27 April 2016

    A high level overview of employment protection for those who blow the whistle across a range of jurisdictions.​

  • Whistleblowing in the People's Republic of China

    Article

    Last Reviewed: 21 August 2018 / Submitted: 01 May 2015

    A high level outline of employment protection for whistleblowers in the People's Republic of China.

  • Whistleblowing in Italy

    Article

    Last Reviewed: 21 August 2018 / Submitted: 30 April 2015

    A high level outline of employment protection for whistleblowers in Italy.

  • Legal Headwinds: Asia - Quarterly Report - Q3 2018 Restricted access

    Newsletter

    Submitted: 10 August 2018

    The Q2 2018 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

1 to 10 of 153