Financial regulatory investigations

Latest

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  • Whistleblowing toolkit Restricted access

    Microsite

    Last Reviewed: 19 April 2018 / Submitted: 19 February 2016

    This microsite contains tools to help organisations deal with the increasing pressure in relation to whistleblowing.

  • Can the ICO handle the truth?

    Article

    Submitted: 09 April 2018

    When the General Data Protection Regulation (GDPR) comes into force in May 2018, the ICO will require organisations to report personal data breaches to it without undue delay. With the level of breach reports set to rise we look at the likely impact on the ICO and consider whether they, and other regulators, are prepared.

  • Regulatory notifications

    General

    Submitted: 12 March 2018

  • Court of Appeal endorses ENRC on when criminal proceedings are in contemplation

    Article

    Submitted: 20 February 2018

    The Criminal Court of Appeal considered a claim for litigation privilege over documents generated when matters were still at an investigatory stage, agreeing with the analysis in ENRC as to when a criminal prosecution can be said to be in reasonable contemplation.

  • Crime, fraud and investigations 2018: FCA thematic review

    Article

    Submitted: 03 January 2018

    The introduction of new offences of failing to prevent the facilitation of tax evasion may trigger the FCA to examine institutions’ controls.

  • Legal Headwinds: Asia - Quarterly Report - Q4 2017 Restricted access

    Newsletter

    Submitted: 01 November 2017

    The Q4 2017 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

  • Getting the Deal Through: Government Investigations 2018

    Article

    Submitted: 17 October 2017

    ​Our Dutch Crime, Fraud & Investigations experts contribute to the Getting the Deal Through: Government Investigations 2018 which seeks to provide a comprehensive global overview of the latest developments and procedures in domestic and cross-border civil and criminal investigations.

  • Emirates Law Business and Practice: Fighting bribery and corruption

    Article

    Submitted: 21 August 2017

    Muneer Khan and Samir Safar-Aly consider the UAE’s Federal anti-bribery and corruption laws, the organisations that enforce them and insights into developments in the US and UK.

  • Legal Headwinds: Asia - Quarterly Report - Q3 2017 Restricted access

    Newsletter

    Submitted: 02 August 2017

    The Q3 2017 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

  • Whistleblowing: the pressure mounts: Changes to the whistleblowing framework

    Article

    Last Reviewed: 10 July 2017 / Submitted: 02 February 2015

    The UK Government is considering enhancing protection for whistleblowers via new legislation and non-statutory guidance.

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