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A round up of the key developments in corporate crime, fraud and investigations that you should be looking out for in 2018.
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Submitted: 30 July 2019
The Q3 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions and asset managers operating in China, Hong Kong and Singapore.
Submitted: 29 April 2019
The Q2 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.
Submitted: 13 February 2019
The Q1 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.
Submitted: 18 January 2019
The Court ruled that a Suspicious Activity Report filed by the defendant bank was relevant to the breach of contract, defamation and Data Protection Act claims brought by the customer against the bank. Disclosure should not be refused on grounds of confidentiality. It is an important reminder to financial crime and compliance practitioners that SARs may be disclosable in litigation both to customers and potentially to third parties.
Last Reviewed: 10 December 2018 / Submitted: 29 April 2015
A high level outline of employment protection for whistleblowers in the UK.
Last Reviewed: 10 December 2018 / Submitted: 19 February 2016
This microsite contains tools to help organisations deal with the increasing pressure in relation to whistleblowing.
Submitted: 31 October 2018
The Q4 2018 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.
Last Reviewed: 19 September 2018 / Submitted: 20 February 2018
The Criminal Court of Appeal considered a claim for litigation privilege over documents generated when matters were still at an investigatory stage, agreeing with the analysis in ENRC as to when a criminal prosecution can be said to be in reasonable contemplation.
Submitted: 17 September 2018
Headline summaries of whistleblowing laws across a range of jurisdictions.
Submitted: 13 September 2018
Harald Glander has written an article that has been published in top German legal Financial Services publication, Recht der Finanzinstrumente, on the impact of two separate proposals of the EU Commission on pre-marketing.
Visit the new hub to explore our suite of tools, information and articles on financial crime.
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Simmons & Simmons partner Stephen Moses speaks to Alix Boberg about whether and when to self report misconduct to the UK enforcement agencies.
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Munich 2 September 2019
London 3 September 2019
London 10 September 2019
Singapore 11 September 2019
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Materials from our recent series of webinars on business protection on managing the risks to key business assets posed by the movement of people into and out of an organisation.
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