Hong Kong regulatory enforcement update: Q1 & Q2 2017

A round up of regulatory enforcement developments for the first half of 2017.

Our new look regulatory enforcement update for Q1 and Q2 2017 is here.

Topics covered include :

  • Trends in SFC enforcement action
  • The pursuit of senior management by the SFC
  • Corporate valuations in acquisitions and disposals by listed companies
  • AML enforcement: renewed focus and enhanced cooperation as the SFC and Hong Kong Police sign a memorandum of understanding
  • Selling practices and risk allocation

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