Our new look regulatory enforcement update for Q1 and Q2 2017 is here.
Topics covered include :
- Trends in SFC enforcement action
- The pursuit of senior management by the SFC
- Corporate valuations in acquisitions and disposals by listed companies
- AML enforcement: renewed focus and enhanced cooperation as the SFC and Hong Kong Police sign a memorandum of understanding
- Selling practices and risk allocation
Download full article (PDF)
This document (and any information accessed through links in this document) is provided for information purposes only and does not constitute legal advice. Professional legal advice should be obtained before taking or refraining from any action as a result of the contents of this document.