Asset management

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  • Financial Services Alerter - December 2018 developments

    Newsletter

    Submitted: 17 January 2019

    Issue 131 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • Financial Services Alerter - November 2018 developments

    Newsletter

    Submitted: 30 December 2018

    Issue 130 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • An update on closet tracking

    Article

    Submitted: 19 December 2018

    Regulators across Europe continue to take action over closet trackers and scrutiny looks set to intensify in 2019.

  • Refunds of illegally levied withholding tax and UCITS

    Article

    Submitted: 18 December 2018

    ​The Spanish Supreme Court has held that foreign UCITS are entitled to a refund of withholding tax levied in breach of EU law and, as such, to statutory interest from the date of deduction of that withholding tax.

  • Financial Services Alerter - October 2018 developments

    Newsletter

    Submitted: 11 December 2018

    Issue 129 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • Whistleblowing in the UK

    Article

    Last Reviewed: 10 December 2018 / Submitted: 29 April 2015

    A high level outline of employment protection for whistleblowers in the UK.

  • Financial Services Alerter - September 2018 developments

    Newsletter

    Submitted: 06 December 2018

    Issue 128 of this regular bulletin summarising significant legal and regulatory developments of relevance to the fund management and investment banking communities.

  • European Update for US Managers

    Seminar

    Submitted: 14 November 2018

    Materials from our European Update for US Managers, hosted with Bloomberg, are now available.

  • Legal Headwinds: UK/EU - Quarterly Report - Q4 2018

    Newsletter

    Submitted: 31 October 2018

    The Q4 2018 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 October 2018 to 31 December 2018.

  • Competing Jurisdiction Clauses: A Case of Construction

    Article

    Submitted: 20 September 2018

    We examine two judgments in which the court was asked to decide whether it had jurisdiction where there were competing contracts with different jurisdiction clauses.

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