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We look at jurisdiction, governing law, service of proceedings, enforcement of judgments and the legacy of the supremacy of EU law.
Submitted: 12 June 2017
A summary of the key changes made to the FCA and PRA enforcement process and an overview of some of the implications.
Submitted: 09 June 2017
Key issues from the Supreme Court’s ruling on 22 March 2017 which upheld the FCA’s appeal against the Court of Appeal’s decision in Financial Conduct Authority v Macris  EWCA Civ 490.
The Singapore Court of Appeal has considered when and where privilege might be lost if privileged information gets into the public domain.
Submitted: 06 June 2017
On 26 June 2017, the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations will come into effect, implementing the EU's Fourth Money Laundering Directive.
Submitted: 12 April 2017
The Financial Conduct Authority has issued a Final Notice to Christopher Niehaus for sharing confidential information over WhatsApp in breach of Principle 2 of the FCA’s Principles for Businesses.
Submitted: 10 April 2017
The FCA has issued a final notice in relation to market abuse by Tesco and for the first time exercised its power to require restitution for those affected.
Submitted: 23 March 2017
Whilst it has taken some time for the FCA’s policy, approach and expertise in this area to evolve, we are starting to see its teeth as the newest competition authority on the block.
Last Reviewed: 01 March 2017 / Submitted: 19 February 2016
This microsite contains tools to help organisations deal with the increasing pressure in relation to whistleblowing.
Last Reviewed: 08 February 2017 / Submitted: 08 February 2017
A round up on regulatory enforcement developments in Singapore for the fourth quarter of 2016.
Submitted: 20 January 2017
An analysis of the key short, medium, and long term risks and implications of Hong Kong's new Manager in Charge regime for licensed institutions.
Podcast 599: Self reporting
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Frankfurt 29 June 2017
Beijing 29 June 2017
Paris 4 July 2017
London 4 July 2017
London 5 July 2017
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