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We look at jurisdiction, governing law, service of proceedings, enforcement of judgments and the legacy of the supremacy of EU law.
Submitted: 09 January 2019
2019 is likely to see an increase in action by the FCA in several key areas, including misconduct by regulated individuals and cyber security.
Submitted: 18 December 2018
Our latest newsletter on contentious regulatory matters.
Submitted: 17 December 2018
This article looks at the standards expected by the PRA in relation to its reporting requirements and the implications for senior regulated individuals.
A summary of the fine imposed upon Liberty Mutual, highlighting the FCA’s increased focus on outsourcing arrangements.
A summary of the first case to use the FRA procedure for partly-contested cases and an overview of the key implications.
A summary of the Decision Notice issued to the former CEO of Sonali Bank (UK) Ltd and the implications for senior individuals responsible for managing financial crime risk.
A summary of the key changes to the FOS regime and an overview of some of the implications.
A summary of the Upper Tribunal decision in the Keydata appeal and overview of the key implications.
Last Reviewed: 10 December 2018 / Submitted: 29 April 2015
A high level outline of employment protection for whistleblowers in the UK.
Submitted: 28 November 2018
Megan Butler (a Director of Supervision at the FCA) has given a speech explaining some of the FCA’s views on how the UK financial services industry is managing technological risk as well as further detail on the FCA’s regulatory focus on resilience.
Podcast 634: How should businesses prepare for GDPR? Individuals’ rights
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London 27 February 2019
Paris 28 February 2019
1 March 2019
London 13 March 2019
London 14 March 2019
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