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A practical guide to preparing for the proposed extension of the senior managers and certification regime to all FMSA authorised persons.
Last Reviewed: 16 October 2018 / Submitted: 01 February 2017
Anticipated changes to employment law in England and Wales.
Last Reviewed: 15 October 2018 / Submitted: 23 March 2016
Submitted: 12 October 2018
Our monthly round-up of the key employment law developments in the UK.
Submitted: 11 October 2018
The FCA consults on its proposed guidance on statements of responsibilities and responsibilities maps for FCA firms, in the context of the extension of SMCR.
Submitted: 17 September 2018
Submitted: 06 August 2018
Submitted: 05 July 2018
A review of legal and general developments during April, May and June affecting working relations in England and Wales.
Submitted: 04 July 2018
On 04 July 2018, the Financial Conduct Authority (FCA) published the “near final” rules on the extension of SMCR to all FCA firms. We highlight immediate points of interest for FCA solo-regulated firms below.
The FCA consults on the proposal to introduce a new public register for checking the details of key individuals working in financial services.
Submitted: 18 May 2018
We consider the implications for senior managers and professional advisors in light of the Work and Pensions and BEIS Committees’ report into the implications of the Carillion collapse.
Podcast 634: How should businesses prepare for GDPR? Individuals’ rights
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Five webinars covering everything you need to know about the Extension of the Senior Managers and Certification Regime (SMCR).
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Employing people in a regulated world can be complex. We have a suite of tools and information available to help you manage the regulatory requirements.
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London 1 November 2018
New York 8 November 2018
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