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A practical guide to preparing for the proposed extension of the senior managers and certification regime to all FMSA authorised persons.
Last Reviewed: 11 December 2018 / Submitted: 01 February 2017
Anticipated changes to employment law in England and Wales.
Submitted: 07 December 2018
Our monthly round-up of the key employment law developments in the UK.
Submitted: 13 November 2018
Last Reviewed: 15 October 2018 / Submitted: 23 March 2016
Submitted: 12 October 2018
Submitted: 11 October 2018
The FCA consults on its proposed guidance on statements of responsibilities and responsibilities maps for FCA firms, in the context of the extension of SMCR.
Submitted: 17 September 2018
Submitted: 06 August 2018
Submitted: 05 July 2018
A review of legal and general developments during April, May and June affecting working relations in England and Wales.
Submitted: 04 July 2018
On 04 July 2018, the Financial Conduct Authority (FCA) published the “near final” rules on the extension of SMCR to all FCA firms. We highlight immediate points of interest for FCA solo-regulated firms below.
Podcast 634: How should businesses prepare for GDPR? Individuals’ rights
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Five webinars covering everything you need to know about the Extension of the Senior Managers and Certification Regime (SMCR).
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London 23 January 2019
London 6 February 2019
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