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Submitted: 29 April 2019
The Q2 2019 edition of Legal Headwinds focuses on key regulatory developments relevant to asset managers and financial institutions operating in the Netherlands for the period from 01 April 2019 to 30 June 2019.
The Q2 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.
Submitted: 26 April 2019
Overview of Primary Market Bulletin No.23 and final Technical Note FCA/TN/506.2
Submitted: 18 April 2019
On 29 March 2019, ESMA published final guidelines to assist competent authorities when reviewing risk factors in a prospectus. The guidelines will also be useful for issuers preparing a prospectus for approval.
Submitted: 17 April 2019
The Q2 2019 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 April 2019 to 30 June 2019.
Last Reviewed: 03 April 2019 / Submitted: 30 June 2017
Our Prospectus Regulation Tracker will help you plan for the changes ahead.
Last Reviewed: 31 March 2019 / Submitted: 05 November 2015
Our Capital Markets Union Knowledge Centre can help you access materials relating to the ongoing development of the Capital Markets Union.
Submitted: 16 March 2019
The EU Commission has published the final draft of its detailed requirements relating to the format, content, scrutiny and approval of prospectuses under the new Prospectus Regulation.
Submitted: 14 March 2019
It has been reported that progress has been made on proposals which have been put forward to introduce a restricted FTT focussed on transfers of listed securities.
Submitted: 21 February 2019
An overview of the changes made to, and proposed to be made to, the FCA’s Knowledge Base.
Access key materials relating to the EU’s revisions to its 2003 Market Abuse Directive (MAD).
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Podcast 582: Impact of Brexit on the Technology industry
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Our Trading Venue Reviewer is a new tool developed to help members and users of European trading venues navigate the vast array of trading venue documentation..
Amsterdam 23 May 2019
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