Equity Capital Markets

Latest

1 to 10 of 636
  • AFME and EURO IRP publish guidance on issuer access for unconnected analysts in UK IPOs

    Article

    Submitted: 31 August 2018

    An overview of the guidance for unconnected analysts published on 20 August 2018.

  • AIM Companies censured and fined for non-compliance with AIM Rules

    Article

    Submitted: 29 August 2018

    An overview of the fines and censures issued to three AIM companies for breaches of the AIM Rules for Companies.

  • Legal Headwinds: Asia - Quarterly Report - Q3 2018 Restricted access

    Newsletter

    Submitted: 10 August 2018

    The Q2 2018 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to financial institutions operating in China, Hong Kong and Singapore.

  • Increased focus of tax authorities on transfer pricing valuation

    Article

    Submitted: 08 August 2018

    ​Clive Jie-A-Joen, Liu Lu and Fan Bai examine recent TP developments that are relevant for the arm's-length pricing of transactions of intangibles and other items of value between group entities resulting from business restructuring. Each of these developments is specific and can be useful considering the specific facts and circumstances of the case at hand.

  • Treat me right! FRC publishes revised UK Corporate Governance Code

    Article

    Submitted: 02 August 2018

    An overview of the revised UK Corporate Governance Code.

  • Autumn Legal Update 2018

    Conference

    Event date: 03 October 2018

    Join us on Wednesday 03 October 2018 or Thursday 04 October 2018 for our 14th Autumn Legal Update. The day offers you the opportunity to hear about a broad range of topical issues from lawyers across many disciplines.

  • Legal Headwinds NL/EU - Quarterly Report - Q3 2018 Restricted access

    Newsletter

    Submitted: 02 August 2018

    ​The Q3 2018 edition of Legal Headwinds focuses on key regulatory developments relevant to asset managers and financial institutions operating in the Netherlands for the period from 01 July 2018 to 30 September 2018.

  • Legal Headwinds: UK/EU - Quarterly Report - Q3 2018 Restricted access

    Newsletter

    Submitted: 02 August 2018

    The Q3 2018 edition of Legal Headwinds focuses on key legal and regulatory developments relevant to asset managers and financial institutions operating in the UK for the period from 01 July 2018 to 30 September 2018.

  • Parental Liability: Goldman Sachs v Commission (T-419/14)

    Article

    Submitted: 17 July 2018

    ​The General Court of the European Union handed down its judgment on 12 July 2018 confirming a €37m fine against the Goldman Sachs Group Inc, in a growing trend towards a broad application of parental liability in EU competition law.

  • UAE securities regulator to issue circular extending grace period for local promoters Restricted access

    Article

    Submitted: 12 July 2018

    The UAE Securities & Commodities Authority (the SCA), the securities sector financial services regulator in onshore UAE, recently issued a notice advising that the grace period given to local promoters of securities (including foreign mutual funds) to obtain a promoter’s licence from the SCA, expired on 28 June 2018. This article summarises the effect of the notice and potential next steps.

1 to 10 of 636