MiFID - Other useful materials
FSA Finalised Guidance 13/01: Risks to customers from financial incentives (January 2013)
ESMA opinions on waivers from pre-trade transparency (November 2012)
MiFID Connect Guidance
EU Commission MiFID Q&A
ESMA MiFID Q & A (June 2012)
CESR MiFID Q & A (July 2009)
EU Commission webpage providing information on MiFID implementation status and Article 4 notifications
ESMA databases of EU-listed shares, Systematic Internalisers, MTFs, Regulated Markets and CCPs
EU Commission list of regulated markets under Article 47 of MiFID (July 2011)
Second City of London report on impact of MiFID (May 2011)
City of London report on impact of MiFID (October 2010)
ESME fact finding report on the developments of certain aspects of pre trade transparency in equities under MiFID (July 2009)
List of bilateral agreements with FSA regarding supervision of branches under MiFID (July 2008)
FSA Market Watch newsletter 32 (covers MiFID post trade transparency requirements) (June 2009)
CESR overview of national options and discretions under MiFID (October 2007)
FSA web page on MiFID (including sections on best execution, client categorisation, investment research, conflicts of interest and outsourcing)
FSA web page on MiFID appropriateness requirement
List of FSA cooperation agreements for outsourcing of retail portfolio management to third country providers under Article 15(5) MiFID Level 2
FSA web page on transaction reporting
This document is provided for information purposes only and does not constitute legal advice. Professional legal advice should be obtained before taking or refraining from any action as a result of the contents of this document.
Watch our MiFID2 Manager demo
The essential tool to stay on top of MiFID2 reform.
Find out more
Charlotte Stalin: Legal Innovator of the Year 2016
We are incredibly proud of Charlotte who has won this prestigious award in recognition for her work on Simmons & Simmons navigator, and related products, over the past decade.
Our practice and experience
We have in-depth experience advising on regulatory reform and the implementation of various European directives, including MiFID2. Our sector focused team offers a cohesive multidisciplinary service across a number of jurisdictions where our clients operate.
Find out more