SMCR - extension: Future developments

Date	Development	Comment
2018
Summer	FCA to publish final rules on extension of SMCR in Policy Statements.
2019
Mid-to-late 2019	Phased implementation of SMCR to all FCA solo-regulated firms expected to commence.

ContactAndrea Finn, Philip Bartlett

This document (and any information accessed through links in this document) is provided for information purposes only and does not constitute legal advice. Professional legal advice should be obtained before taking or refraining from any action as a result of the contents of this document.

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Partner
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Partner
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Elizabeth Wake
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SMCR Extension Toolkit

New financial services regulatory regime

We have developed a toolkit to help firms progress implementation of SMCR in a cost effective way.

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Extension of SMCR webinar series

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Five webinars covering everything you need to know about the Extension of the Senior Managers and Certification Regime (SMCR).

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Prepare for SMCR Extension

FCA releases three more SMCR Consultation Papers
The FCA publishes Consultation Paper on extension of the Senior Managers and Certification Regime
Our training page outlines the implications of the FCA’s consultation paper, some key points for you to consider and the next steps for your firm.

Regulated people: culture and conduct

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Employing people in a regulated world can be complex. We have a suite of tools and information available to help you manage the regulatory requirements.

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