SMCR - extension: Future developments


Date Development Comment


28 September  Consultation on implementing asset management market study remedies and changes to our Handbook closes. Further information available here.
03 November Consultation closes on extension of Senior Managers and Certification Regime (SMCR).  
Q4  FCA expected to publish "technical consultation paper" on the operational aspects of the extension of SMCR.   
Summer 2018 FCA to publish final rules on extension of SMCR in Policy Statement.  
Late 2018   Phased implementation of SMCR to all FCA solo-regulated firms expected to commence.  

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