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Submitted: 13 December 2017
Watch our recent webinar on demand. Gain a practical overview of the duty of responsibility under SMCR, including by reference to existing guidance from the FCA as well as guidance on the senior managers Conduct Rules.
Presentation of the ON24 session in which the German Financial Service Team focus on MaRisk Outsourcing, Distribution agreements and New Investment Ordinance.
Last Reviewed: 12 December 2017 / Submitted: 25 October 2017
It’s crunch time for MiFID2 and we're here to help you with your final preparations through our series of webinars. Access the webinar recording on MiFID2: Brexit.
Submitted: 06 December 2017
View this webinar on demand and download the slides now. We take a look at SMCR Conduct Rules and what firms should do now in preparation for these.
Submitted: 04 December 2017
On 27 November 2017, a session on recent developments in Spanish financial services regulation took place in London. This session covers the status of the implementation of MiFID2 in Spain as well as reviewing annual obligations to be complied with by entities with interests in Spain (UCITS and AIFs marketed in Spain and firms providing services on a cross border basis or through branches or agents).
Submitted: 01 December 2017
As part of our commodities series, this session looks at financing in the "next" industrial revolution and structured letters of credit.
Submitted: 29 November 2017
View our recent SMCR webinar and download the slides now. This session covered the categories of staff which fall within the ambit of the certification regime under the draft rules, identifying some of the obvious and less obvious categories including your CF30 customer facing function and their managers. It also discusses the steps firms should take now to prepare for certification and who should be involved in that process (including relevant comments for insurers).
Submitted: 28 November 2017
In this session, Simmons & Simmons tax specialists discuss the ambit of the new provisions and practical steps to take in light of them.
Submitted: 23 November 2017
Following the release of the UK Autumn Budget 2017 on Wednesday 22 November, our expert tax team present a roundup of the key tax aspects of the Budget that are of particular interest to the business community and provide immediate reactions and insight.
Submitted: 22 November 2017
Download the slides and watch our recent webinar on demand. This session had a particular focus on tricky issues such as extraterritoriality, how to manage your existing SIF population and statements of responsibility. It also covered the duty of responsibility and how to take reasonable steps, and how to create clear reporting lines. You will also receive a helpful reminder of the relevant provisions in the draft rules (including relevant comments for insurers).
London 19 December 2017
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