Asset Management & Investment Funds

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  • The new Economic Crime Plan

    Article

    Submitted: 15 July 2019

    The UK Government has published its 3 year plan for fighting economic crime with an ambitious list of work to be done.

  • EMIR Newsflash: ESMA regulatory forbearance on derivatives trading obligation

    Article

    Submitted: 15 July 2019

    A brief overview of the ESMA public statement on the derivatives trading obligation following the entry into force of EMIR REFIT.

  • France Interdealer Exemption Development

    Article

    Submitted: 15 July 2019

    The French government released Decree No 2019-655 formalising the Interdealer Exemption outlined in the AMF-ACPR letter (dated 12 February 2019), with effect from 29 June 2019.

  • Certification Regime Restricted access

    Webinar

    Submitted: 12 July 2019

    Download the slides and watch our recent webinar on demand. The fourth call in our SMCR implementation series focuses on certification regime - how to allocate the client dealing function, managers of certified people, material risk takers and algorithmic traders.

  • Advanced data protection training: Breach notification and handling

    Webinar

    Event date: 25 July 2019

    In this webinar we will cover the requirements for notifying data breaches under the GDPR as well as practical guidance in terms of handling and responding to data breaches within an organisation. We will also cover the requirements of the Network and Information Systems Directive relating to cyber security and cyber breach notification.

  • Advanced data protection training: Freedom of Information / Environmental Information Regulations

    Webinar

    Event date: 14 November 2019

    This webinar will look at the rules and requirements under freedom of information and environmental information legislation in the UK.

  • VAT on financial and insurance services review

    Article

    Submitted: 05 July 2019

    The EU Commission has set up a study to evaluate the operation of the current VAT rules on financial and insurance services with a view to developing possible options for a review of the exemptions

  • CNMV enhances retail investor protection in the CFD and Binary Options market

    Article

    Submitted: 04 July 2019

    ​On 29 June 2019, a CNMV Resolution was published in the Spanish Official Gazette - Boletín Oficial del Estado (BOE) in relation to product intervention measures related to binary options and contracts for differences.

  • Prospectus Regulation – Luxembourg law voted

    Article

    Submitted: 03 July 2019

    The Luxembourg Parliament has adopted the new prospectus law.

  • Vision KSA - July 2019

    Article

    Submitted: 02 July 2019

    This newsletter is a dedicated platform sharing information and key developments in the Kingdom of Saudi Arabia. This month’s newsletter discusses a variety of topics including the Kingdom’s defence sector, the loan market, cybersecurity and arbitral reform.

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