Activos Financieros

Más reciente

1 a 10 de 2011
  • MAS shines spotlight on late regulatory submission Acceso restringido

    Artículo

    Enviado: 25 July 2017

    This article discusses recent regulatory actions that the Monetary Authority of Singapore has taken against two fund managers and a director for recurring late regulatory submissions.

  • PRIIPs

    Micrositio

    Última revisión: 25 July 2017 / Enviado: 29 June 2016

    The upcoming PRIIPs Regulation will require manufacturers of structured products to produce a three page "key information document" for retail investors. This microsite examines the key implications for asset managers.

  • Financial Institutions and Asset Management & Investment Funds Autmn Legal Business Update

    Conferencia

    Fecha del evento: 12 October 2017

    Join us for our thirteenth annual one day training programme. This day offers you the opportunity to hear about a broad range of topical issues relevant to the financial instituions and asset managers from lawyers across many disciplines.

  • Financial Institutions and Asset Management & Investment Funds Autmn Legal Business Update

    Conferencia

    Fecha del evento: 11 October 2017

    Join us for our thirteenth annual one day training programme. This day offers you the opportunity to hear about a broad range of topical issues relevant to the financial instituions and asset managers from lawyers across many disciplines.

  • Extension of the Senior Managers Certification Regime: implications of consultation paper

    Teleconferencia

    Fecha del evento: 28 July 2017

    The FCA has indicated that it will publish its consultation paper on the extension of the Senior Managers and Certification Regime on Wednesday 26 July 2017. We are hosting a call with experts from our leading employment and regulatory teams who will discuss the implications of the consultation paper, the key points for you to consider and the next steps for your firm.

  • Cayman Islands FATCA and CRS reporting deadline extended

    Artículo

    Enviado: 24 July 2017

    The Cayman Islands have announced a final extension of the 2017 deadline for US FATCA and Common Reporting Standard (CRS) reporting to 31 August 2017.

  • Oversight July 2017 - Update on Hong Kong's open ended fund companies

    Boletín

    Enviado: 21 July 2017

    This Oversight summarises the latest key proposals for Hong Kong’s open-ended fund company regime by reference to the new equivalent in Singapore.

  • Brexit

    Micrositio

    Última revisión: 20 July 2017 / Enviado: 16 June 2016

    The legal consequences of the UK exiting from the EU: what should businesses be considering?

  • Oversight July 2017 - SFC circular clarifies the competence requirements to provide asset management services

    Boletín

    Enviado: 20 July 2017

    This Oversight summarises the SFC's circular clarifying the competence requirements for existing persons seeking to be licensed for Type 9 (asset management) regulated activity.

  • MiFID2 - FCA publishes final rules on conduct of business requirements

    Artículo

    Enviado: 19 July 2017

    On 03 July 2017, the Financial Conduct Authority (FCA) published Policy Statement, PS 17/19, containing the final rules by which it will transpose key conduct of business requirements under MiFID2. These will affect what the FCA acknowledges will be “a wide range of regulated and recognised firms".

1 a 10 de 2011